K2 Principal Fund’s VanEck Semiconductor ETF SMH Stock Holding History

K2 Principal Fund’s Portfolio SMH Stock Details SMH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-95,000	Closed	-$8.79M	–	309
2022 Q3	$8.79M	Buy	+95,000	New	+$10.4M	1.01%	27
2021 Q2	–	Sell	-116,000	Closed	-$14.1M	–	414
2021 Q1	$14.1M	Buy	116,000 +1,000	+0.9%	+$118K	1.12%	12
2020 Q4	$12.6M	Buy	115,000 +15,000	+15%	+$1.49M	1.1%	14
2020 Q3	$8.71M	Sell	100,000 -480,000	-83%	-$40.2M	1.3%	14
2020 Q2	$44.3M	Buy	580,000 +420,000	+263%	+$28.9M	7.04%	1
2020 Q1	$9.37M	Sell	160,000 -438,800	-73%	-$29.6M	1.78%	14
2019 Q4	$42.3M	Buy	598,800 +398,800	+199%	+$26.1M	3.66%	1
2019 Q3	$11.9M	Sell	200,000 -110,000	-35%	-$6.36M	1.29%	7
2019 Q2	$17.1M	Sell	310,000 -190,000	-38%	-$10.3M	2.06%	3
2019 Q1	$26.6M	Buy	500,000 +400,000	+400%	+$19.8M	3.39%	1
2018 Q4	$4.36M	Sell	100,000 -290,000	-74%	-$13.6M	0.66%	45
2018 Q3	$20.8M	Sell	390,000 -360,000	-48%	-$19.1M	1.99%	5
2018 Q2	$38.5M	Buy	750,000 +220,000	+42%	+$11.5M	2.98%	2
2018 Q1	$27.6M	Buy	530,000 +230,000	+77%	+$12.1M	1.57%	11
2017 Q4	$14.7M	Sell	300,000 -45,000	-13%	-$2.24M	1.06%	22
2017 Q3	$16.1M	Sell	345,000 -175,400	-34%	-$7.67M	1.06%	24
2017 Q2	$21.3M	Buy	520,400 +260,400	+100%	+$10.7M	1.41%	14
2017 Q1	$10.4M	Sell	260,000 -120,000	-32%	-$4.57M	0.86%	29
2016 Q4	$13.6M	Sell	380,000 -355,000	-48%	-$12.4M	1.29%	16
2016 Q3	$25.5M	Buy	735,000 +250,000	+52%	+$8M	2.86%	3
2016 Q2	$13.8M	Sell	485,000 -95,000	-16%	-$2.61M	1.82%	11
2016 Q1	$16M	Buy	580,000 +400,000	+222%	+$10.1M	2.18%	5
2015 Q4	$4.79M	Buy	180,000 +20,000	+13%	+$542K	0.65%	47
2015 Q3	$3.99M	Buy	160,000 +120,000	+300%	+$3.05M	0.65%	41
2015 Q2	$1.09M	Sell	40,000 -40,000	-50%	-$1.14M	0.2%	100
2015 Q1	$2.21M	Buy	+80,000	New	+$2.21M	0.47%	60

Other funds holding SMH

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Squarepoint New York $85.1B AUM 20.93% 1-Year Est. Return

MIFH

Migdal Insurance & Financial Holdings Petach Tikva, Israel $11.5B AUM 52.5% 1-Year Est. Return

K2 Principal Fund's SMH Position: Q2 2021 in Review

K2 Principal Fund sold out of VanEck Semiconductor ETF (SMH) in Q2 2021, closing a stake of 10,000 shares — an estimated $1.22M sold.

K2 Principal Fund first reported a position in SMH in Q1 2018 and held it in 6 quarters. The position peaked at $3.48M in Q3 2020. 377 funds tracked by Wall St. Rank hold SMH as of Q2 2021.

K2 Principal Fund reported no remaining VanEck Semiconductor ETF position as of Q2 2021 after selling out during the quarter.
K2 Principal Fund sold 10,000 VanEck Semiconductor ETF shares in Q2 2021, an estimated $1.22M.
K2 Principal Fund first reported a position in VanEck Semiconductor ETF in Q1 2018 and held it in 6 quarters.
K2 Principal Fund's VanEck Semiconductor ETF position peaked at $3.48M in Q3 2020.
377 funds tracked by Wall St. Rank held VanEck Semiconductor ETF as of Q2 2021.

Based on K2 Principal Fund's 13F filing for Q2 2021, filed 13 Aug 2021.