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KPF

K2 Principal Fund Portfolio holdings

AUM $1.36B
1-Year Est. Return 25.58%
This Fund
S&P 500
This Quarter Est. Return
+13.21%
1 Year Est. Return
+25.58%
3 Year Est. Return
+76.48%
5 Year Est. Return
+60.09%
10 Year Est. Return
+267.47%
AUM
$734M
AUM Growth
+$117M
Cap. Flow
-$70.3M
Cap. Flow %
-9.57%
Top 10 Hldgs %
35.81%
Holding
281
New
125
Increased
30
Reduced
29
Closed
81

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$17M
2
USO icon
United States Oil Fund
USO
+$16.1M
3
YOKU
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
+$15.6M
4
SIRO
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
+$12.9M
5
GTU
CENTRAL GOLD TR (CANADA)
GTU
+$11.9M

Top Sells

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.6M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$36.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$31.4M
4
THOR
THORATEC CORPORATION
THOR
+$24.5M
5
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.95%
2 Technology 10.25%
3 Financials 7.37%
4 Communication Services 5%
5 Real Estate 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
PUT
Invesco QQQ Trust
QQQ
$490B
$49.8M 6.78%
445,000
+137,500
+45% +$15.3M
KOLD icon
2
PUT
ProShares UltraShort Bloomberg Natural Gas
KOLD
$108M
$47M 6.4%
+100,890
New +$46.9M
QQQ icon
3
CALL
Invesco QQQ Trust
QQQ
$490B
$42.8M 5.83%
382,800
+45,800
+14% +$5.11M
DUST icon
4
PUT
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$115M
$21.6M 2.94%
10
+3
+43% +$6.36M
DRIP icon
5
PUT
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
$116M
$20.6M 2.81%
+474
New +$15.8M
GOOGL icon
6
Alphabet (Google) Class A
GOOGL
$4.14T
$17.8M 2.43%
+458,180
New +$17M
NYRT
7
DELISTED
New York REIT, Inc.
NYRT
$17M 2.31%
147,597
+22,322
+18% +$2.53M
YOKU
8
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$16.8M 2.29%
+620,169
New +$15.6M
GOOGL icon
9
PUT
Alphabet (Google) Class A
GOOGL
$4.14T
$15.5M 2.12%
+402,000
New +$14.9M
NUGT icon
10
PUT
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.3B
$13.8M 1.88%
142,293
+70,470
+98% +$8.91M
USO icon
11
United States Oil Fund
USO
$1.61B
$13.3M 1.81%
+151,197
New +$16.1M
SIRO
12
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$13.2M 1.8%
+120,685
New +$12.9M
GTU
13
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$11.5M 1.56%
+304,288
New +$11.9M
PRE
14
DELISTED
PARTNERRE LTD
PRE
$11.2M 1.53%
80,314
+22,224
+38% +$3.09M
HYG icon
15
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.4B
$10.1M 1.37%
+125,000
New +$10.4M
BGC icon
16
BGC Group
BGC
$5.79B
$9.2M 1.25%
1,458,604
-287,406
-16% -$1.65M
SHOR
17
DELISTED
ShoreTel, Inc.
SHOR
$9M 1.23%
1,016,483
-349,946
-26% -$3.26M
QQQ icon
18
Invesco QQQ Trust
QQQ
$490B
$8.95M 1.22%
+80,000
New +$8.92M
MEG
19
DELISTED
Media General, Inc
MEG
$8.94M 1.22%
+553,280
New +$8.35M
NEXT icon
20
NextDecade
NEXT
$1.95B
$8.84M 1.2%
900,000
– –
MSFT icon
21
Microsoft
MSFT
$3.71T
$8.19M 1.12%
147,700
-57,300
-28% -$3.02M
DMND
22
DELISTED
DIAMOND FOODS, INC.
DMND
$7.99M 1.09%
+207,322
New +$7.83M
AAPL icon
23
Apple
AAPL
$4.67T
$7.9M 1.08%
300,088
+159,088
+113% +$4.55M
VLO icon
24
PUT
Valero Energy
VLO
$107B
$7.63M 1.04%
+107,900
New +$7.35M
ALU
25
DELISTED
Alcatel-Lucent
ALU
$7.58M 1.03%
+1,978,578
New +$7.64M
1
2 3 4 5

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K2 Principal Fund's Q4 2015 Portfolio in Review

As of Q4 2015, K2 Principal Fund held 281 positions worth $734M, up 19% from $616M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

K2 Principal Fund withdrew a net $70.3M in Q4 2015, closing 81 positions and reducing 29 holdings. Its most notable exit was HOME PROPERTIES, INC, an estimated $39.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 57% a quarter earlier, followed by Technology and Financials.

Against the trend, K2 Principal Fund opened a new position in Alphabet (Google) Class A worth $17.8M.

  • K2 Principal Fund's largest Q4 2015 buy was Alphabet (Google) Class A: 458,180 shares worth $17.8M.
  • K2 Principal Fund added most to Pinnacle Entertainment Inc. in Q4 2015, an estimated $5.21M increase.
  • K2 Principal Fund's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $4.05M.
  • K2 Principal Fund fully exited HOME PROPERTIES, INC in Q4 2015, selling an estimated $39.6M.
  • K2 Principal Fund's ten largest holdings make up 36% of its $734M portfolio in Q4 2015.
  • K2 Principal Fund opened 125 new positions and closed 81 in Q4 2015.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $734M.

Based on K2 Principal Fund's 13F filing for Q4 2015, filed 12 Feb 2016.