K2 Principal Fund’s Direxion Daily Gold Miners Index Bull 2X ETF NUGT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-4,500	Closed	-$784K	–	291
2019 Q4	$784K	Buy	4,500 +1,700	+61%	+$245K	0.07%	219
2019 Q3	$390K	Buy	+2,800	New	+$478K	0.04%	242
2018 Q4	–	Sell	-64,780	Closed	-$4.2M	–	328
2018 Q3	$4.2M	Buy	+64,780	New	+$5.63M	0.4%	83
2017 Q1	–	Sell	-54,350	Closed	-$8.31M	–	346
2016 Q4	$8.31M	Buy	54,350 +27,190	+100%	+$5.63M	0.78%	37
2016 Q3	$10.3M	Buy	27,160 +26,285	+3,004%	+$13.9M	1.15%	20
2016 Q2	$441K	Sell	875 -10,500	-92%	-$3.86M	0.06%	179
2016 Q1	$2.66M	Sell	11,375 -130,918	-92%	-$23.2M	0.36%	67
2015 Q4	$13.8M	Buy	142,293 +70,470	+98%	+$8.91M	1.88%	11
2015 Q3	$8.3M	Buy	71,823 +71,145	+10,493%	+$11.4M	1.35%	21
2015 Q2	$220K	Buy	+678	New	+$298K	0.04%	156