K2 Principal Fund’s Direxion Daily Gold Miners Index Bear 2X ETF DUST Stock Holding History

K2 Principal Fund’s Portfolio DUST Stock Details DUST Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-49	Closed	-$3.84M	–	342
2017 Q2	$3.84M	Buy	49 +37	+308%	+$2.76M	0.25%	96
2017 Q1	$935K	Sell	12 -5	-29%	-$404K	0.08%	196
2016 Q4	$2.08M	Buy	17 +1	+6%	+$123K	0.2%	115
2016 Q3	$1.36M	Sell	16 -1	-6%	-$77.2K	0.15%	142
2016 Q2	$1.67M	Buy	+17	New	+$3.42M	0.22%	99
2016 Q1	–	Sell	-10	Closed	-$10.5M	–	205
2015 Q4	$21.6M	Buy	10 +3	+43%	+$6.36M	2.94%	4
2015 Q3	$20.9M	Buy	+7	New	+$24.4M	3.4%	7

Other funds holding DUST

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

GMT Capital Atlanta, Georgia $2.19B AUM 72.3% 1-Year Est. Return

TSS

Two Sigma Securities New York $861M AUM 21.33% 1-Year Est. Return

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

K2 Principal Fund's DUST Position: Q3 2021 in Review

K2 Principal Fund sold out of Direxion Daily Gold Miners Index Bear 2X ETF (DUST) in Q3 2021, closing a stake of 1,125 shares — an estimated $2.15M sold.

K2 Principal Fund first reported a position in DUST in Q4 2020 and held it in 3 quarters. The position peaked at $2.31M in Q1 2021. 19 funds tracked by Wall St. Rank hold DUST as of Q3 2021.

K2 Principal Fund reported no remaining Direxion Daily Gold Miners Index Bear 2X ETF position as of Q3 2021 after selling out during the quarter.
K2 Principal Fund sold 1,125 Direxion Daily Gold Miners Index Bear 2X ETF shares in Q3 2021, an estimated $2.15M.
K2 Principal Fund first reported a position in Direxion Daily Gold Miners Index Bear 2X ETF in Q4 2020 and held it in 3 quarters.
K2 Principal Fund's Direxion Daily Gold Miners Index Bear 2X ETF position peaked at $2.31M in Q1 2021.
19 funds tracked by Wall St. Rank held Direxion Daily Gold Miners Index Bear 2X ETF as of Q3 2021.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.