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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+0.34%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.76B
AUM Growth
+$374M
Cap. Flow
+$382M
Cap. Flow %
21.74%
Top 10 Hldgs %
31.81%
Holding
439
New
149
Increased
69
Reduced
61
Closed
124

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$16.8M
2
C icon
Citigroup
C
+$14.7M
3
MS icon
Morgan Stanley
MS
+$10.5M
4
COL
Rockwell Collins
COL
+$10.4M
5
OLED icon
Universal Display
OLED
+$9.85M

Top Sells

Rank Stock Value
1
WCN
Waste Connections
WCN
+$22.2M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$20.8M
3
BMY icon
Bristol-Myers Squibb
BMY
+$14.5M
4
MON
Monsanto Co
MON
+$11.4M
5
MGA icon
Magna International
MGA
+$9.16M

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Communication Services 6.12%
3 Financials 4.59%
4 Energy 2.92%
5 Industrials 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
1
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$131M 7.47%
1,076,400
+776,400
+259% +$93.8M
GOOGL icon
2
CALL
Alphabet (Google) Class A
GOOGL
$3.88T
$79.3M 4.52%
+1,530,000
New +$84.8M
XLK icon
3
PUT
State Street Technology Select Sector SPDR ETF
XLK
$116B
$76.9M 4.38%
2,350,000
-253,000
-10% -$8.5M
LQD icon
4
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$47.6M 2.71%
+405,600
New +$47.9M
XLK icon
5
CALL
State Street Technology Select Sector SPDR ETF
XLK
$116B
$46.5M 2.65%
+1,421,000
New +$47.7M
GOOGL icon
6
Alphabet (Google) Class A
GOOGL
$3.88T
$43.6M 2.48%
840,200
-374,860
-31% -$20.8M
C icon
7
CALL
Citigroup
C
$221B
$39.7M 2.26%
588,200
+228,200
+63% +$17.2M
GOOGL icon
8
PUT
Alphabet (Google) Class A
GOOGL
$3.88T
$33.2M 1.89%
+640,000
New +$35.5M
MON
9
CALL
DELISTED
Monsanto Co
MON
$31.5M 1.79%
270,000
+245,000
+980% +$29.5M
VTRS icon
10
CALL
Viatris
VTRS
$20.1B
$29M 1.65%
+705,000
New +$30.1M
SMH icon
11
PUT
VanEck Semiconductor ETF
SMH
$69.8B
$27.6M 1.57%
530,000
+230,000
+77% +$12.1M
NXPI icon
12
NXP Semiconductors
NXPI
$70B
$25.7M 1.47%
220,000
+70,000
+47% +$8.45M
MJ icon
13
PUT
Amplify Alternative Harvest ETF
MJ
$102M
$25.2M 1.43%
+71,083
New +$28.6M
TWX
14
DELISTED
Time Warner Inc
TWX
$24.2M 1.38%
255,500
-40,016
-14% -$3.77M
AABA
15
DELISTED
Altaba Inc
AABA
$20.4M 1.16%
276,052
-46,500
-14% -$3.5M
BG icon
16
CALL
Bunge Global
BG
$23.7B
$18.4M 1.05%
+249,500
New +$18.8M
AET
17
DELISTED
Aetna Inc
AET
$18.3M 1.04%
108,549
+93,549
+624% +$16.8M
XLF icon
18
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$17.8M 1.01%
645,000
+270,000
+72% +$7.78M
NESR
19
National Energy Services Reunited Corp
NESR
$2.81B
$17.1M 0.97%
1,723,548
+211,347
+14% +$2.1M
SPY icon
20
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$17.1M 0.97%
+65,000
New +$17.7M
CY
21
DELISTED
Cypress Semiconductor
CY
$16.2M 0.92%
955,000
+455,000
+91% +$7.8M
SPY icon
22
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$15.8M 0.9%
60,000
-20,000
-25% -$5.46M
LGC.U
23
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$15.4M 0.88%
1,549,120
+44,272
+3% +$439K
C icon
24
Citigroup
C
$221B
$13.2M 0.75%
+195,000
New +$14.7M
VTRS icon
25
PUT
Viatris
VTRS
$20.1B
$12.4M 0.7%
+300,000
New +$12.8M
1
2 3 4 5

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q1 2018 Portfolio in Review

As of Q1 2018, K2 Principal Fund held 439 positions worth $1.76B, up 27% from $1.38B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

K2 Principal Fund deployed $382M of net new capital in Q1 2018, opening 149 new positions and adding to 69 existing holdings. Its largest new stake was Citigroup: 195,000 shares worth $13.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Alphabet (Google) Class A, an estimated $20.8M trimmed.

  • K2 Principal Fund's largest Q1 2018 buy was Citigroup: 195,000 shares worth $13.2M.
  • K2 Principal Fund added most to Aetna Inc in Q1 2018, an estimated $16.8M increase.
  • K2 Principal Fund's biggest Q1 2018 reduction was Alphabet (Google) Class A, cutting an estimated $20.8M.
  • K2 Principal Fund fully exited Waste Connections in Q1 2018, selling an estimated $22.2M.
  • K2 Principal Fund's ten largest holdings make up 32% of its $1.76B portfolio in Q1 2018.
  • K2 Principal Fund opened 149 new positions and closed 124 in Q1 2018.
  • K2 Principal Fund's portfolio value rose 27% quarter-over-quarter to $1.76B.

Based on K2 Principal Fund's 13F filing for Q1 2018, filed 14 May 2018.