K2 Principal Fund’s State Street Technology Select Sector SPDR ETF XLK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-7,000	Closed	-$517K	–	369
2021 Q2	$517K	Buy	+7,000	New	+$490K	0.04%	263
2019 Q1	–	Sell	-225,000	Closed	-$6.97M	–	338
2018 Q4	$6.97M	Sell	225,000 -375,000	-63%	-$12.7M	1.06%	16
2018 Q3	$22.6M	Sell	600,000 -380,000	-39%	-$13.9M	2.17%	3
2018 Q2	$34M	Sell	980,000 -1,370,000	-58%	-$47M	2.63%	5
2018 Q1	$76.9M	Sell	2,350,000 -253,000	-10%	-$8.5M	4.38%	3
2017 Q4	$83.2M	Buy	+2,603,000	New	+$81.6M	6.02%	1
2015 Q3	–	Sell	-100,000	Closed	-$2.07M	–	210
2015 Q2	$2.07M	Sell	100,000 -86,600	-46%	-$1.85M	0.37%	65
2015 Q1	$3.87M	Buy	+186,600	New	+$3.89M	0.81%	38