K2 Principal Fund’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

K2 Principal Fund’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$35.6M	Sell	54,700 -3,500	-6%	-$2.38M	2.48%	3
2025 Q4	$39.7M	Buy	+58,200	New	+$39.3M	3.2%	3
2024 Q1	–	Sell	-150,000	Closed	-$71.3M	–	285
2023 Q4	$71.3M	Buy	+150,000	New	+$66.8M	9.08%	2
2022 Q4	–	Sell	-150,000	Closed	-$53.6M	–	313
2022 Q3	$53.6M	Buy	+150,000	New	+$59.6M	6.15%	1
2022 Q2	–	Sell	-396,100	Closed	-$179M	–	391
2022 Q1	$179M	Buy	396,100 +246,100	+164%	+$110M	15.43%	1
2021 Q4	$71.2M	Buy	+150,000	New	+$68.9M	4.72%	4
2021 Q2	–	Sell	-90,000	Closed	-$35.7M	–	416
2021 Q1	$35.7M	Buy	+90,000	New	+$34.7M	2.82%	4
2018 Q3	–	Sell	-15,000	Closed	-$4.07M	–	379
2018 Q2	$4.07M	Sell	15,000 -50,000	-77%	-$13.5M	0.31%	96
2018 Q1	$17.1M	Buy	+65,000	New	+$17.7M	0.97%	20
2017 Q4	–	Sell	-40,000	Closed	-$10M	–	349
2017 Q3	$10M	Buy	40,000 +5,000	+14%	+$1.23M	0.66%	40
2017 Q2	$8.46M	Buy	35,000 +12,500	+56%	+$3M	0.56%	40
2017 Q1	$5.3M	Buy	+22,500	New	+$5.23M	0.44%	61
2016 Q4	–	Sell	-46,000	Closed	-$9.95M	–	333
2016 Q3	$9.95M	Buy	+46,000	New	+$9.94M	1.12%	21

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

K2 Principal Fund's SPY Position: Q3 2022 in Review

K2 Principal Fund sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q3 2022, closing a stake of 1,000 shares — an estimated $397K sold.

K2 Principal Fund first reported a position in SPY in Q2 2019 and held it in 3 quarters. The position peaked at $29.6M in Q1 2022. 3,047 funds tracked by Wall St. Rank hold SPY as of Q3 2022.

K2 Principal Fund reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q3 2022 after selling out during the quarter.
K2 Principal Fund sold 1,000 State Street SPDR S&P 500 ETF Trust shares in Q3 2022, an estimated $397K.
K2 Principal Fund first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2019 and held it in 3 quarters.
K2 Principal Fund's State Street SPDR S&P 500 ETF Trust position peaked at $29.6M in Q1 2022.
3,047 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q3 2022.

Based on K2 Principal Fund's 13F filing for Q3 2022, filed 14 Nov 2022.