K2 Principal Fund’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

K2 Principal Fund’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-1,000	Closed	-$397K	–	347
2022 Q2	$377K	Sell	1,000 -64,553	-98%	-$26.4M	0.04%	203
2022 Q1	$29.6M	Buy	+65,553	New	+$29.2M	2.55%	6
2019 Q3	–	Sell	-2,000	Closed	-$586K	–	334
2019 Q2	$586K	Buy	+2,000	New	+$576K	0.07%	225

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

K2 Principal Fund's SPY Position: Q3 2022 in Review

K2 Principal Fund sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q3 2022, closing a stake of 1,000 shares — an estimated $397K sold.

K2 Principal Fund first reported a position in SPY in Q2 2019 and held it in 3 quarters. The position peaked at $29.6M in Q1 2022. 3,047 funds tracked by Wall St. Rank hold SPY as of Q3 2022.

K2 Principal Fund reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q3 2022 after selling out during the quarter.
K2 Principal Fund sold 1,000 State Street SPDR S&P 500 ETF Trust shares in Q3 2022, an estimated $397K.
K2 Principal Fund first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2019 and held it in 3 quarters.
K2 Principal Fund's State Street SPDR S&P 500 ETF Trust position peaked at $29.6M in Q1 2022.
3,047 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q3 2022.

Based on K2 Principal Fund's 13F filing for Q3 2022, filed 14 Nov 2022.