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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
PUT
Invesco QQQ Trust
QQQ
$460B
$131M 10.89%
991,100
+181,100
+22% +$23.1M
TWX
2
DELISTED
Time Warner Inc
TWX
$31.8M 2.64%
325,174
+230,120
+242% +$22.3M
DDC
3
DELISTED
Dominion Diamond Corporation
DDC
$31.5M 2.61%
2,588,550
+82,200
+3% +$830K
GOOGL icon
4
CALL
Alphabet (Google) Class A
GOOGL
$3.88T
$30.5M 2.53%
720,000
+314,000
+77% +$13.2M
YHOO
5
DELISTED
Yahoo Inc
YHOO
$27.4M 2.28%
590,555
+113,812
+24% +$5.08M
GOOGL icon
6
Alphabet (Google) Class A
GOOGL
$3.88T
$22.6M 1.88%
534,000
+74,000
+16% +$3.11M
XLF icon
7
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$21.4M 1.77%
900,000
+202,400
+29% +$4.85M
KAACU
8
DELISTED
Kayne Anderson Acquisition Corp. Unit
KAACU
$20M 1.66%
+2,000,000
New +$20M
SPY icon
9
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$20M 1.66%
85,000
+43,000
+102% +$9.99M
VTRS icon
10
CALL
Viatris
VTRS
$20.1B
$19.6M 1.63%
503,000
+189,700
+61% +$7.65M
CWEI
11
DELISTED
Clayton Williams Energy, Inc.
CWEI
$17.3M 1.43%
+130,638
New +$17.5M
IWM icon
12
PUT
iShares Russell 2000 ETF
IWM
$81.2B
$17.2M 1.43%
125,000
-55,000
-31% -$7.51M
T icon
13
PUT
AT&T
T
$160B
$17.1M 1.42%
545,356
+326,896
+150% +$10.3M
XLF icon
14
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$16.1M 1.34%
+680,200
New +$16.3M
NEXT icon
15
NextDecade
NEXT
$2.11B
$15.3M 1.27%
1,500,000
+600,000
+67% +$6.11M
NXPI icon
16
NXP Semiconductors
NXPI
$70B
$15.2M 1.27%
147,233
-62,767
-30% -$6.35M
BMY icon
17
CALL
Bristol-Myers Squibb
BMY
$126B
$14.8M 1.23%
272,800
+247,800
+991% +$13.6M
WWAV
18
DELISTED
The WhiteWave Foods Company
WWAV
$14.6M 1.22%
260,843
+47,962
+23% +$2.65M
SLV icon
19
PUT
iShares Silver Trust
SLV
$27.8B
$13.4M 1.12%
779,700
+579,200
+289% +$9.59M
QQQ icon
20
CALL
Invesco QQQ Trust
QQQ
$460B
$13.2M 1.1%
100,000
-175,000
-64% -$22.3M
BMY icon
21
Bristol-Myers Squibb
BMY
$126B
$12.3M 1.02%
225,500
+85,810
+61% +$4.71M
NFLX icon
22
PUT
Netflix
NFLX
$287B
$12.1M 1%
816,000
+116,000
+17% +$1.63M
HACK icon
23
PUT
Amplify Cybersecurity ETF
HACK
$2.6B
$11.6M 0.96%
393,000
+168,000
+75% +$4.81M
PANW icon
24
CALL
Palo Alto Networks
PANW
$265B
$11.3M 0.94%
600,000
+540,000
+900% +$12.1M
TSLA icon
25
PUT
Tesla
TSLA
$1.2T
$11.1M 0.92%
600,000
+247,500
+70% +$4.19M
1
2 3 4 5

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K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.