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KPF

K2 Principal Fund Portfolio holdings

AUM $1.36B
1-Year Est. Return 25.58%
This Fund
S&P 500
This Quarter Est. Return
+4.32%
1 Year Est. Return
+25.58%
3 Year Est. Return
+76.48%
5 Year Est. Return
+60.09%
10 Year Est. Return
+267.47%
AUM
$1.16B
AUM Growth
+$231M
Cap. Flow
-$125M
Cap. Flow %
-10.78%
Top 10 Hldgs %
22.02%
Holding
453
New
149
Increased
59
Reduced
31
Closed
145

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$13M
2
MCD icon
McDonald's
MCD
+$8.66M
3
HPK icon
HighPeak Energy
HPK
+$8.13M
4
MMM icon
3M
MMM
+$7.73M
5
CISN
Cision Ltd. Ordinary Share
CISN
+$7.06M

Top Sells

Rank Stock Value
1
SPCE icon
Virgin Galactic
SPCE
+$21.4M
2
AMZN icon
Amazon
AMZN
+$19.5M
3
ACEL icon
Accel Entertainment
ACEL
+$11.1M
4
AMD icon
Advanced Micro Devices
AMD
+$10.3M
5
PACQU
Pure Acquisition Corp. Unit
PACQU
+$9.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 69.65%
2 Technology 6.11%
3 Communication Services 4.89%
4 Industrials 4.77%
5 Consumer Discretionary 4.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMH icon
1
PUT
VanEck Semiconductor ETF
SMH
$69B
$42.3M 3.66%
598,800
+398,800
+199% +$26.1M
IGV icon
2
PUT
iShares Expanded Tech-Software Sector ETF
IGV
$14.2B
$42.2M 3.65%
905,000
+732,500
+425% +$32.5M
LQD icon
3
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30.3B
$39.8M 3.44%
+310,800
New +$39.6M
GLD icon
4
PUT
SPDR Gold Trust
GLD
$150B
$30.6M 2.65%
+214,000
New +$29.9M
MMM icon
5
CALL
3M
MMM
$86.9B
$21.8M 1.88%
+147,586
New +$20.7M
MSFT icon
6
Microsoft
MSFT
$3.71T
$17.9M 1.55%
113,250
+88,450
+357% +$13M
AGG icon
7
PUT
iShares Core US Aggregate Bond ETF
AGG
$138B
$16.9M 1.46%
150,000
+100,000
+200% +$11.3M
GOOGL icon
8
Alphabet (Google) Class A
GOOGL
$4.14T
$15.9M 1.37%
236,960
+70,000
+42% +$4.52M
NVDA icon
9
CALL
NVIDIA
NVDA
$5.56T
$14.1M 1.22%
+2,400,000
New +$12.5M
HYG icon
10
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.4B
$13.2M 1.14%
150,000
+50,000
+50% +$4.35M
V icon
11
Visa
V
$700B
$12.3M 1.06%
65,442
+13,767
+27% +$2.48M
SWKS icon
12
PUT
Skyworks Solutions
SWKS
$11.1B
$12.2M 1.06%
+101,100
New +$9.93M
WY icon
13
CALL
Weyerhaeuser
WY
$16.6B
$12.1M 1.05%
400,000
+300,000
+300% +$8.7M
VVNT
14
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$11.7M 1.01%
1,135,849
+49,745
+5% +$509K
UFS
15
PUT
DELISTED
DOMTAR CORPORATION (New)
UFS
$11.6M 1.01%
304,200
+257,600
+553% +$9.54M
MCD icon
16
McDonald's
MCD
$181B
$11.2M 0.97%
56,728
+43,673
+335% +$8.66M
MSFT icon
17
PUT
Microsoft
MSFT
$3.71T
$11.2M 0.97%
+71,000
New +$10.4M
HPK icon
18
HighPeak Energy
HPK
$1.02B
$11.2M 0.97%
1,077,250
+788,790
+273% +$8.13M
FPAC.U
19
DELISTED
Far Point Acquisition Corporation Units, each consisting of one share of Class A common stock, $0.00
FPAC.U
$9.9M 0.86%
916,597
– –
PFPT
20
CALL
DELISTED
Proofpoint, Inc.
PFPT
$9.76M 0.84%
85,000
+55,000
+183% +$6.56M
CFFAU
21
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$9.75M 0.84%
895,233
– –
MCD icon
22
CALL
McDonald's
MCD
$181B
$9.07M 0.78%
45,900
+32,900
+253% +$6.53M
QCOM icon
23
CALL
Qualcomm
QCOM
$180B
$8.82M 0.76%
+100,000
New +$8.37M
MSFT icon
24
CALL
Microsoft
MSFT
$3.71T
$8.75M 0.76%
55,500
+44,500
+405% +$6.54M
V icon
25
CALL
Visa
V
$700B
$8.59M 0.74%
45,700
+4,700
+11% +$847K
1
2 3 4 5

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PFM
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PP
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FCM
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FBCM
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B
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K2 Principal Fund's Q4 2019 Portfolio in Review

As of Q4 2019, K2 Principal Fund held 453 positions worth $1.16B, up 25% from $925M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

K2 Principal Fund withdrew a net $125M in Q4 2019, closing 145 positions and reducing 31 holdings. Its most notable exit was Virgin Galactic, an estimated $21.4M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 70% of assets, up from 59% a quarter earlier, followed by Technology and Communication Services.

Against the trend, K2 Principal Fund opened a new position in 3M worth $8.14M.

  • K2 Principal Fund's largest Q4 2019 buy was 3M: 55,205 shares worth $8.14M.
  • K2 Principal Fund added most to Microsoft in Q4 2019, an estimated $13M increase.
  • K2 Principal Fund's biggest Q4 2019 reduction was PARTS iD, Inc., cutting an estimated $8.01M.
  • K2 Principal Fund fully exited Virgin Galactic in Q4 2019, selling an estimated $21.4M.
  • K2 Principal Fund's ten largest holdings make up 22% of its $1.16B portfolio in Q4 2019.
  • K2 Principal Fund opened 149 new positions and closed 145 in Q4 2019.
  • K2 Principal Fund's portfolio value rose 25% quarter-over-quarter to $1.16B.

Based on K2 Principal Fund's 13F filing for Q4 2019, filed 13 Feb 2020.