K2 Principal Fund’s HighPeak Energy HPK Stock Holding History

K2 Principal Fund’s Portfolio HPK Stock Details HPK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-25,184	Closed	-$265K	–	254
2020 Q2	$265K	Sell	25,184 -175,116	-87%	-$1.84M	0.04%	205
2020 Q1	$2.08M	Sell	200,300 -876,950	-81%	-$9.13M	0.39%	76
2019 Q4	$11.2M	Buy	1,077,250 +788,790	+273%	+$8.13M	0.97%	19
2019 Q3	$2.96M	Buy	288,460 +2,321	+0.8%	+$23.7K	0.32%	119
2019 Q2	$2.9M	Buy	286,139 +183,596	+179%	+$1.85M	0.35%	101
2019 Q1	$1.03M	Hold	102,543	–	–	0.13%	186
2018 Q4	$1.01M	Sell	102,543 -371,118	-78%	-$3.63M	0.15%	175
2018 Q3	$4.6M	Sell	473,661 -152,538	-24%	-$1.48M	0.44%	75
2018 Q2	$6.04M	Buy	+626,199	New	+$6.04M	0.47%	60

Other funds holding HPK

Kepos Capital New York $61.3M AUM 12.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

SCP

Syntal Capital Partners Midland, Texas $10M AUM 35.51% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MFS

Mirabella Financial Services London, United Kingdom $1.06B AUM 19.83% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

K2 Principal Fund's HPK Position: Q3 2020 in Review

K2 Principal Fund sold out of HighPeak Energy (HPK) in Q3 2020, closing a stake of 25,184 shares — an estimated $265K sold.

K2 Principal Fund first reported a position in HPK in Q2 2018 and held it in 9 quarters. The position peaked at $11.2M in Q4 2019. 11 funds tracked by Wall St. Rank hold HPK as of Q3 2020.

K2 Principal Fund reported no remaining HighPeak Energy position as of Q3 2020 after selling out during the quarter.
K2 Principal Fund sold 25,184 HighPeak Energy shares in Q3 2020, an estimated $265K.
K2 Principal Fund first reported a position in HighPeak Energy in Q2 2018 and held it in 9 quarters.
K2 Principal Fund's HighPeak Energy position peaked at $11.2M in Q4 2019.
11 funds tracked by Wall St. Rank held HighPeak Energy as of Q3 2020.

Based on K2 Principal Fund's 13F filing for Q3 2020, filed 13 Nov 2020.