K2 Principal Fund’s 3M MMM Stock Holding History

K2 Principal Fund’s Portfolio MMM Stock Details MMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-5,980	Closed	-$683K	–	292
2020 Q1	$683K	Sell	5,980 -141,606	-96%	-$18.6M	0.13%	128
2019 Q4	$21.8M	Buy	+147,586	New	+$20.7M	1.88%	5

Other funds holding MMM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Newport Trust Company Washington, District of Columbia $40.7B AUM 24.62% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Flossbach Von Storch Cologne, Germany $21.4B AUM 8.31% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

K2 Principal Fund's MMM Position: Q3 2020 in Review

K2 Principal Fund sold out of 3M (MMM) in Q3 2020, closing a stake of 9,710 shares — an estimated $1.27M sold.

K2 Principal Fund first reported a position in MMM in Q4 2019 and held it in 3 quarters. The position peaked at $8.14M in Q4 2019. 2,026 funds tracked by Wall St. Rank hold MMM as of Q3 2020.

K2 Principal Fund reported no remaining 3M position as of Q3 2020 after selling out during the quarter.
K2 Principal Fund sold 9,710 3M shares in Q3 2020, an estimated $1.27M.
K2 Principal Fund first reported a position in 3M in Q4 2019 and held it in 3 quarters.
K2 Principal Fund's 3M position peaked at $8.14M in Q4 2019.
2,026 funds tracked by Wall St. Rank held 3M as of Q3 2020.

Based on K2 Principal Fund's 13F filing for Q3 2020, filed 13 Nov 2020.