K2 Principal Fund’s Invesco QQQ Trust QQQ Stock Holding History

K2 Principal Fund’s Portfolio QQQ Stock Details QQQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.89M	Buy	+5,000	New	+$3.04M	0.2%	139
2019 Q3	–	Sell	-50,000	Closed	-$9.34M	–	330
2019 Q2	$9.34M	Buy	50,000 +20,000	+67%	+$3.68M	1.13%	11
2019 Q1	$5.39M	Buy	+30,000	New	+$5.09M	0.69%	41
2018 Q1	–	Sell	-200,000	Closed	-$31.2M	–	364
2017 Q4	$31.2M	Sell	200,000 -40,000	-17%	-$6.11M	2.25%	5
2017 Q3	$34.9M	Sell	240,000 -530,000	-69%	-$75.9M	2.31%	7
2017 Q2	$106M	Buy	770,000 +670,000	+670%	+$92.1M	7.03%	1
2017 Q1	$13.2M	Sell	100,000 -175,000	-64%	-$22.3M	1.1%	21
2016 Q4	$32.6M	Buy	275,000 +230,000	+511%	+$27.1M	3.08%	2
2016 Q3	$5.34M	Sell	45,000 -205,000	-82%	-$23.7M	0.6%	43
2016 Q2	$26.9M	Buy	250,000 +138,000	+123%	+$14.9M	3.54%	4
2016 Q1	$12.2M	Sell	112,000 -270,800	-71%	-$28.1M	1.67%	14
2015 Q4	$42.8M	Buy	382,800 +45,800	+14%	+$5.11M	5.83%	3
2015 Q3	$34.3M	Buy	+337,000	New	+$36.2M	5.56%	3
2015 Q2	–	Sell	-173,700	Closed	-$18.3M	–	197
2015 Q1	$18.3M	Sell	173,700 -16,300	-9%	-$1.71M	3.86%	3
2014 Q4	$19.6M	Buy	+190,000	New	+$19.2M	4.6%	4

Other funds holding QQQ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

K2 Principal Fund's QQQ Position: Q1 2016 in Review

K2 Principal Fund sold out of Invesco QQQ Trust (QQQ) in Q1 2016, closing a stake of 80,000 shares — an estimated $8.31M sold.

K2 Principal Fund first reported a position in QQQ in Q4 2015 and held it in 1 quarter. The position peaked at $8.95M in Q4 2015. 734 funds tracked by Wall St. Rank hold QQQ as of Q1 2016.

K2 Principal Fund reported no remaining Invesco QQQ Trust position as of Q1 2016 after selling out during the quarter.
K2 Principal Fund sold 80,000 Invesco QQQ Trust shares in Q1 2016, an estimated $8.31M.
K2 Principal Fund first reported a position in Invesco QQQ Trust in Q4 2015 and held it in 1 quarter.
K2 Principal Fund's Invesco QQQ Trust position peaked at $8.95M in Q4 2015.
734 funds tracked by Wall St. Rank held Invesco QQQ Trust as of Q1 2016.

Based on K2 Principal Fund's 13F filing for Q1 2016, filed 12 May 2016.