K2 Principal Fund’s State Street Financial Select Sector SPDR ETF XLF Stock Holding History

K2 Principal Fund’s Portfolio XLF Stock Details XLF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-115,000	Closed	-$2.66M	–	308
2020 Q2	$2.66M	Buy	+115,000	New	+$2.61M	0.42%	76
2017 Q3	–	Sell	-400,000	Closed	-$9.98M	–	414
2017 Q2	$9.87M	Sell	400,000 -500,000	-56%	-$11.9M	0.65%	36
2017 Q1	$21.4M	Buy	900,000 +202,400	+29%	+$4.85M	1.77%	7
2016 Q4	$16.2M	Sell	697,600 -77,400	-10%	-$1.66M	1.53%	10
2016 Q3	$15M	Sell	775,000 -22,402	-3%	-$462K	1.68%	9
2016 Q2	$16M	Buy	797,402 +142,393	+22%	+$2.88M	2.11%	7
2016 Q1	$12.9M	Buy	655,009 +341,744	+109%	+$6.51M	1.77%	12
2015 Q4	$6.55M	Sell	313,265 -58,689	-16%	-$1.24M	0.89%	30
2015 Q3	$7.4M	Buy	371,954 +219,126	+143%	+$4.64M	1.2%	25
2015 Q2	$3.27M	Sell	152,828 -29,891	-16%	-$645K	0.59%	46
2015 Q1	$3.87M	Buy	+182,719	New	+$3.87M	0.81%	37

Other funds holding XLF

WestEnd Advisors Charlotte, North Carolina $4.49B AUM 19.44% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

K2 Principal Fund's XLF Position: Q3 2020 in Review

K2 Principal Fund sold out of State Street Financial Select Sector SPDR ETF (XLF) in Q3 2020, closing a stake of 115,000 shares — an estimated $2.66M sold.

K2 Principal Fund first reported a position in XLF in Q1 2015 and held it in 11 quarters. The position peaked at $21.4M in Q1 2017. 970 funds tracked by Wall St. Rank hold XLF as of Q3 2020.

K2 Principal Fund reported no remaining State Street Financial Select Sector SPDR ETF position as of Q3 2020 after selling out during the quarter.
K2 Principal Fund sold 115,000 State Street Financial Select Sector SPDR ETF shares in Q3 2020, an estimated $2.66M.
K2 Principal Fund first reported a position in State Street Financial Select Sector SPDR ETF in Q1 2015 and held it in 11 quarters.
K2 Principal Fund's State Street Financial Select Sector SPDR ETF position peaked at $21.4M in Q1 2017.
970 funds tracked by Wall St. Rank held State Street Financial Select Sector SPDR ETF as of Q3 2020.

Based on K2 Principal Fund's 13F filing for Q3 2020, filed 13 Nov 2020.