HA

Herold Advisors Portfolio holdings

AUM $447M
1-Year Est. Return 21.02%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+21.02%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$221M
AUM Growth
-$60.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
725
New
Increased
Reduced
Closed

Top Buys

1
+$722K
2
+$417K
3
+$408K
4
CL icon
Colgate-Palmolive
CL
+$256K
5
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$236K

Top Sells

1
+$2.59M
2
+$1.13M
3
+$678K
4
T icon
AT&T
T
+$592K
5
ARKK icon
ARK Innovation ETF
ARKK
+$335K

Sector Composition

1 Technology 16.7%
2 Healthcare 14.59%
3 Financials 12.95%
4 Consumer Discretionary 7.03%
5 Industrials 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
451
– –
-30
452
– –
-165
453
– –
-100
454
– –
-200
455
– –
-500
456
– –
-300
457
– –
-1,600
458
– –
-250
459
– –
-200
460
– –
-2,000
461
– –
-578
462
– –
-800
463
– –
-3,100
464
– –
-200
465
– –
-1,000
466
– –
-200
467
– –
-7,270
468
– –
-2,360
469
– –
-1,000
470
– –
-500
471
– –
-1,081
472
– –
-1,607
473
– –
-2,806
474
– –
-1,000
475
– –
-1,600
17 18
19
20 21