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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$470M
AUM Growth
-$44.5M
Cap. Flow
-$18.9M
Cap. Flow %
-4.02%
Top 10 Hldgs %
44.55%
Holding
105
New
5
Increased
14
Reduced
6
Closed
4

Top Buys

Rank Stock Value
1
ESMT
EngageSmart, Inc.
ESMT
+$3.57M
2
AVDX
AvidXchange
AVDX
+$2.41M
3
GNSS icon
Genasys
GNSS
+$2.23M
4
CINT icon
CI&T Inc
CINT
+$2.08M
5
EMKR
Emcore Corp
EMKR
+$1.3M

Top Sells

Rank Stock Value
1
SMCI icon
Super Micro Computer
SMCI
+$25M
2
ABST
Absolute Software Corp
ABST
+$5.72M
3
FORG
ForgeRock, Inc.
FORG
+$3.59M
4
DSGX icon
Descartes Systems
DSGX
+$1.51M
5
SPSC icon
SPS Commerce
SPSC
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 86.23%
2 Communication Services 4.91%
3 Industrials 4.7%
4 Consumer Discretionary 1.29%
5 Healthcare 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAMP
101
DELISTED
CalAmp Corp.
CAMP
$120K 0.03%
13,043
– –
AMPL icon
102
Amplitude
AMPL
$1.6B
– –
-75,000
Closed -$824K
ONDS icon
103
Ondas Inc
ONDS
$5.35B
– –
-450,000
Closed -$388K
FORG
104
DELISTED
ForgeRock, Inc.
FORG
– –
-175,000
Closed -$3.59M
ABST
105
DELISTED
Absolute Software Corp
ABST
– –
-500,000
Closed -$5.72M
1 2 3 4
5

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Herald Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Herald Investment Management held 105 positions worth $470M, down 8.6% from $515M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Herald Investment Management withdrew a net $18.9M in Q3 2023, closing 4 positions and reducing 6 holdings. Its most notable exit was Absolute Software Corp, an estimated $5.72M position sold in full.

By sector, the portfolio is most concentrated in Technology at 86% of assets, down from 87% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, Herald Investment Management opened a new position in EngageSmart, Inc. worth $3.6M.

  • Herald Investment Management's largest Q3 2023 buy was EngageSmart, Inc.: 200,000 shares worth $3.6M.
  • Herald Investment Management added most to Cogent Communications in Q3 2023, an estimated $981K increase.
  • Herald Investment Management's biggest Q3 2023 reduction was Super Micro Computer, cutting an estimated $25M.
  • Herald Investment Management fully exited Absolute Software Corp in Q3 2023, selling an estimated $5.72M.
  • Herald Investment Management's ten largest holdings make up 45% of its $470M portfolio in Q3 2023.
  • Herald Investment Management opened 5 new positions and closed 4 in Q3 2023.
  • Herald Investment Management's portfolio value fell 8.6% quarter-over-quarter to $470M.

Based on Herald Investment Management's 13F filing for Q3 2023, filed 13 Nov 2023.