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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+6.83%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$616M
AUM Growth
+$8.08M
Cap. Flow
-$2.81M
Cap. Flow %
-0.46%
Top 10 Hldgs %
39.56%
Holding
105
New
3
Increased
13
Reduced
7
Closed
3

Top Buys

Rank Stock Value
1
HSTM icon
HealthStream
HSTM
+$2.65M
2
ECOM
CHANNELADVISOR CORPORATION
ECOM
+$2.56M
3
BASE
Couchbase
BASE
+$2.15M
4
NTAP icon
NetApp
NTAP
+$1.51M
5
TLS icon
Telos
TLS
+$1.41M

Top Sells

Rank Stock Value
1
CLDR
Cloudera, Inc.
CLDR
+$9.95M
2
DSPG
DSP Group Inc
DSPG
+$4.37M
3
DZSI
DZS Inc. Common Stock
DZSI
+$2.15M
4
XLNX
Xilinx Inc
XLNX
+$1.44M
5
VERI icon
Veritone
VERI
+$1.42M

Sector Composition

Rank Sector Weight
1 Technology 86.62%
2 Communication Services 4.21%
3 Industrials 3.73%
4 Consumer Discretionary 0.98%
5 Healthcare 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FALC
101
DELISTED
FalconStor Software Inc
FALC
$320K 0.05%
175,000
– –
CYRN
102
DELISTED
CYREN Ltd.
CYRN
$28K ﹤0.01%
4,876
– –
VERI icon
103
Veritone
VERI
$134M
– –
-60,000
Closed -$1.42M
DSPG
104
DELISTED
DSP Group Inc
DSPG
– –
-200,000
Closed -$4.37M
CLDR
105
DELISTED
Cloudera, Inc.
CLDR
– –
-623,721
Closed -$9.95M
1 2 3 4
5

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Herald Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Herald Investment Management held 105 positions worth $616M, up 1.3% from $608M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Herald Investment Management's Q4 2021 filing shows 3 new, 13 increased, 7 reduced and 3 closed positions. Its largest new stake was CHANNELADVISOR CORPORATION: 100,000 shares worth $2.46M. The largest sale was Cloudera, Inc., an estimated $9.95M.

By sector, the portfolio is most concentrated in Technology at 87% of assets, down from 87% a quarter earlier, followed by Communication Services and Industrials.

  • Herald Investment Management's largest Q4 2021 buy was CHANNELADVISOR CORPORATION: 100,000 shares worth $2.46M.
  • Herald Investment Management added most to HealthStream in Q4 2021, an estimated $2.65M increase.
  • Herald Investment Management's biggest Q4 2021 reduction was DZS Inc. Common Stock, cutting an estimated $2.15M.
  • Herald Investment Management fully exited Cloudera, Inc. in Q4 2021, selling an estimated $9.95M.
  • Herald Investment Management's ten largest holdings make up 40% of its $616M portfolio in Q4 2021.
  • Herald Investment Management opened 3 new positions and closed 3 in Q4 2021.
  • Herald Investment Management's portfolio value rose 1.3% quarter-over-quarter to $616M.

Based on Herald Investment Management's 13F filing for Q4 2021, filed 15 Feb 2022.