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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+15.9%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$524M
AUM Growth
+$53.1M
Cap. Flow
-$9.55M
Cap. Flow %
-1.82%
Top 10 Hldgs %
45.35%
Holding
102
New
1
Increased
9
Reduced
10
Closed
4

Top Buys

Rank Stock Value
1
KLIC icon
Kulicke & Soffa
KLIC
+$2.44M
2
FC icon
Franklin Covey
FC
+$1.98M
3
DT icon
Dynatrace
DT
+$981K
4
CCOI icon
Cogent Communications
CCOI
+$909K
5
LGTY
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
+$806K

Top Sells

Rank Stock Value
1
AVID
Avid Technology Inc
AVID
+$8.73M
2
PD icon
PagerDuty
PD
+$2.25M
3
NTAP icon
NetApp
NTAP
+$1.35M
4
AAPL icon
Apple
AAPL
+$1.2M
5
CDNS icon
Cadence Design Systems
CDNS
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 87.4%
2 Communication Services 5.46%
3 Industrials 4.38%
4 Consumer Discretionary 1.34%
5 Healthcare 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CKP
76
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.41M 0.27%
9,200
– –
AIP icon
77
Arteris
AIP
$1.33B
$1.4M 0.27%
237,182
– –
APPS icon
78
Digital Turbine
APPS
$1.74B
$1.37M 0.26%
200,000
– –
CDNS icon
79
Cadence Design Systems
CDNS
$91.4B
$1.36M 0.26%
5,000
-4,450
-47% -$1.15M
LASR icon
80
nLIGHT
LASR
$2.94B
$1.35M 0.26%
100,000
– –
OSS icon
81
One Stop Systems
OSS
$315M
$1.32M 0.25%
626,234
– –
BCOV
82
DELISTED
Brightcove, Inc.
BCOV
$1.1M 0.21%
425,000
– –
AKTS
83
DELISTED
Akoustis Technologies Inc
AKTS
$1.09M 0.21%
1,303,636
– –
NTAP icon
84
NetApp
NTAP
$39B
$1.08M 0.21%
12,200
-16,800
-58% -$1.35M
TSM icon
85
TSMC
TSM
$2.17T
$988K 0.19%
9,500
– –
CGNT icon
86
Cognyte Software
CGNT
$689M
$965K 0.18%
150,000
– –
EMKR
87
DELISTED
Emcore Corp
EMKR
$960K 0.18%
200,000
– –
INTC icon
88
Intel
INTC
$492B
$955K 0.18%
19,000
– –
AWRE icon
89
Aware
AWRE
$27.7M
$714K 0.14%
430,000
– –
TXN icon
90
Texas Instruments
TXN
$256B
$699K 0.13%
4,100
– –
BABA icon
91
Alibaba
BABA
$317B
$450K 0.09%
5,800
– –
SEDG icon
92
SolarEdge
SEDG
$1.98B
$412K 0.08%
4,400
– –
STRM
93
DELISTED
Streamline Health Solutions
STRM
$411K 0.08%
65,252
– –
IRBT
94
DELISTED
iRobot
IRBT
$379K 0.07%
9,800
– –
QMCO icon
95
Quantum Corp
QMCO
$464M
$345K 0.07%
50,000
– –
TGEN
96
Tecogen Inc
TGEN
$116M
$260K 0.05%
321,078
– –
FALC
97
DELISTED
FalconStor Software Inc
FALC
$235K 0.04%
175,000
– –
CAMP
98
DELISTED
CalAmp Corp.
CAMP
$75K 0.01%
13,043
– –
AXTI icon
99
AXT Inc
AXTI
$4.83B
– –
-148,800
Closed -$356K
PD icon
100
PagerDuty
PD
$916M
– –
-100,000
Closed -$2.25M
1 2 3
4
5

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QI
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CT
Colonial Trust Spartanburg, South Carolina $735M AUM 18% 1-Year Est. Return
SI
Seeds Investor New York $735M AUM 17.54% 1-Year Est. Return
HCP
Holt Capital Partners Fort Worth, Texas $742M AUM 18.42% 1-Year Est. Return
GFI
Global Frontier Investments Charleston, South Carolina $732M AUM 8.6% 1-Year Est. Return
IA
Intellus Advisors Naples, Florida $732M AUM 29.73% 1-Year Est. Return
KAM
Knightsbridge Asset Management Newport Beach, California $743M AUM 28.33% 1-Year Est. Return
GIC
GFI Investment Counsel Toronto, Ontario, Canada $731M AUM 3.86% 1-Year Est. Return

Herald Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Herald Investment Management held 102 positions worth $524M, up 11% from $470M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Trading was light in Q4 2023: portfolio turnover was 4.9%. Herald Investment Management opened 1 new position and exited 4, leaving the 102-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 87% of assets, up from 86% a quarter earlier, followed by Communication Services and Industrials.

  • Herald Investment Management's largest Q4 2023 buy was Franklin Covey: 50,000 shares worth $2.18M.
  • Herald Investment Management added most to Kulicke & Soffa in Q4 2023, an estimated $2.44M increase.
  • Herald Investment Management's biggest Q4 2023 reduction was NetApp, cutting an estimated $1.35M.
  • Herald Investment Management fully exited Avid Technology Inc in Q4 2023, selling an estimated $8.73M.
  • Herald Investment Management's ten largest holdings make up 45% of its $524M portfolio in Q4 2023.
  • Herald Investment Management opened 1 new position and closed 4 in Q4 2023.
  • Herald Investment Management's portfolio value rose 11% quarter-over-quarter to $524M.

Based on Herald Investment Management's 13F filing for Q4 2023, filed 14 Feb 2024.