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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$470M
AUM Growth
-$44.5M
Cap. Flow
-$18.9M
Cap. Flow %
-4.02%
Top 10 Hldgs %
44.55%
Holding
105
New
5
Increased
14
Reduced
6
Closed
4

Top Buys

Rank Stock Value
1
ESMT
EngageSmart, Inc.
ESMT
+$3.57M
2
AVDX
AvidXchange
AVDX
+$2.41M
3
GNSS icon
Genasys
GNSS
+$2.23M
4
CINT icon
CI&T Inc
CINT
+$2.08M
5
EMKR
Emcore Corp
EMKR
+$1.3M

Top Sells

Rank Stock Value
1
SMCI icon
Super Micro Computer
SMCI
+$25M
2
ABST
Absolute Software Corp
ABST
+$5.72M
3
FORG
ForgeRock, Inc.
FORG
+$3.59M
4
DSGX icon
Descartes Systems
DSGX
+$1.51M
5
SPSC icon
SPS Commerce
SPSC
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 86.23%
2 Communication Services 4.91%
3 Industrials 4.7%
4 Consumer Discretionary 1.29%
5 Healthcare 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLMB icon
76
Climb Global Solutions
CLMB
$506M
$1.51M 0.32%
140,000
+61,324
+78% +$676K
BCOV
77
DELISTED
Brightcove, Inc.
BCOV
$1.4M 0.3%
425,000
– –
INUV icon
78
Inuvo
INUV
$16.8M
$1.28M 0.27%
609,286
– –
CKP
79
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.23M 0.26%
9,200
– –
FRSH icon
80
Freshworks
FRSH
$3.31B
$1.22M 0.26%
61,000
– –
APPS icon
81
Digital Turbine
APPS
$1.74B
$1.21M 0.26%
200,000
– –
DT icon
82
Dynatrace
DT
$14.6B
$1.2M 0.25%
25,600
– –
OSS icon
83
One Stop Systems
OSS
$315M
$1.13M 0.24%
626,234
– –
LASR icon
84
nLIGHT
LASR
$2.94B
$1.04M 0.22%
100,000
– –
AKTS
85
DELISTED
Akoustis Technologies Inc
AKTS
$982K 0.21%
1,303,636
– –
EMKR
86
DELISTED
Emcore Corp
EMKR
$950K 0.2%
+200,000
New +$1.3M
STRM
87
DELISTED
Streamline Health Solutions
STRM
$910K 0.19%
65,252
– –
TSM icon
88
TSMC
TSM
$2.17T
$826K 0.18%
9,500
– –
CGNT icon
89
Cognyte Software
CGNT
$689M
$720K 0.15%
150,000
– –
INTC icon
90
Intel
INTC
$492B
$675K 0.14%
19,000
– –
TXN icon
91
Texas Instruments
TXN
$256B
$652K 0.14%
4,100
– –
QMCO icon
92
Quantum Corp
QMCO
$464M
$610K 0.13%
50,000
– –
AWRE icon
93
Aware
AWRE
$27.7M
$585K 0.12%
430,000
+288,057
+203% +$441K
SEDG icon
94
SolarEdge
SEDG
$1.98B
$570K 0.12%
4,400
– –
BABA icon
95
Alibaba
BABA
$317B
$503K 0.11%
5,800
– –
IRBT
96
DELISTED
iRobot
IRBT
$371K 0.08%
9,800
– –
AXTI icon
97
AXT Inc
AXTI
$4.83B
$356K 0.08%
148,800
-1,200
-0.8% -$3.17K
TLS icon
98
Telos
TLS
$302M
$285K 0.06%
120,135
-54,865
-31% -$126K
TGEN
99
Tecogen Inc
TGEN
$116M
$273K 0.06%
321,078
– –
FALC
100
DELISTED
FalconStor Software Inc
FALC
$175K 0.04%
175,000
– –
1 2 3
4
5

Similar funds

QI
Qtron Investments Boston, Massachusetts $738M AUM 32.56% 1-Year Est. Return
CT
Colonial Trust Spartanburg, South Carolina $735M AUM 18% 1-Year Est. Return
SI
Seeds Investor New York $735M AUM 17.54% 1-Year Est. Return
HCP
Holt Capital Partners Fort Worth, Texas $742M AUM 18.42% 1-Year Est. Return
GFI
Global Frontier Investments Charleston, South Carolina $732M AUM 8.6% 1-Year Est. Return
IA
Intellus Advisors Naples, Florida $732M AUM 29.73% 1-Year Est. Return
KAM
Knightsbridge Asset Management Newport Beach, California $743M AUM 28.33% 1-Year Est. Return
GIC
GFI Investment Counsel Toronto, Ontario, Canada $731M AUM 3.86% 1-Year Est. Return

Herald Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Herald Investment Management held 105 positions worth $470M, down 8.6% from $515M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Herald Investment Management withdrew a net $18.9M in Q3 2023, closing 4 positions and reducing 6 holdings. Its most notable exit was Absolute Software Corp, an estimated $5.72M position sold in full.

By sector, the portfolio is most concentrated in Technology at 86% of assets, down from 87% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, Herald Investment Management opened a new position in EngageSmart, Inc. worth $3.6M.

  • Herald Investment Management's largest Q3 2023 buy was EngageSmart, Inc.: 200,000 shares worth $3.6M.
  • Herald Investment Management added most to Cogent Communications in Q3 2023, an estimated $981K increase.
  • Herald Investment Management's biggest Q3 2023 reduction was Super Micro Computer, cutting an estimated $25M.
  • Herald Investment Management fully exited Absolute Software Corp in Q3 2023, selling an estimated $5.72M.
  • Herald Investment Management's ten largest holdings make up 45% of its $470M portfolio in Q3 2023.
  • Herald Investment Management opened 5 new positions and closed 4 in Q3 2023.
  • Herald Investment Management's portfolio value fell 8.6% quarter-over-quarter to $470M.

Based on Herald Investment Management's 13F filing for Q3 2023, filed 13 Nov 2023.