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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$608M
AUM Growth
-$5.63M
Cap. Flow
-$1.06M
Cap. Flow %
-0.17%
Top 10 Hldgs %
39.63%
Holding
106
New
6
Increased
13
Reduced
6
Closed
4

Top Buys

Rank Stock Value
1
NABL icon
N-able
NABL
+$4.29M
2
CGNT icon
Cognyte Software
CGNT
+$3.84M
3
FORM icon
FormFactor
FORM
+$3.46M
4
VERX icon
Vertex
VERX
+$2.9M
5
AVID
Avid Technology Inc
AVID
+$2.01M

Top Sells

Rank Stock Value
1
FIVN icon
FIVE9
FIVN
+$13.4M
2
SHSP
SharpSpring, Inc.
SHSP
+$7.56M
3
TLND
Talend S.A. American Depositary Shares
TLND
+$4.82M
4
DSGX icon
Descartes Systems
DSGX
+$1.41M
5
MDLA
Medallia, Inc.
MDLA
+$842K

Sector Composition

Rank Sector Weight
1 Technology 87.32%
2 Communication Services 4.36%
3 Industrials 3.82%
4 Consumer Discretionary 0.84%
5 Healthcare 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TER icon
76
Teradyne
TER
$57.1B
$1.95M 0.32%
17,900
– –
RDCM icon
77
Radcom
RDCM
$169M
$1.81M 0.3%
161,000
– –
MU icon
78
Micron Technology
MU
$972B
$1.77M 0.29%
25,000
– –
NPTN
79
DELISTED
NEOPHOTONICS CORP
NPTN
$1.74M 0.29%
200,000
– –
ARW icon
80
Arrow Electronics
ARW
$10.3B
$1.71M 0.28%
15,200
+7,400
+95% +$855K
MRAM icon
81
Everspin Technologies
MRAM
$388M
$1.64M 0.27%
255,000
– –
AKAM icon
82
Akamai
AKAM
$16.9B
$1.59M 0.26%
15,200
– –
ANET icon
83
Arista Networks
ANET
$242B
$1.58M 0.26%
73,600
– –
QMCO icon
84
Quantum Corp
QMCO
$464M
$1.55M 0.26%
15,000
+10,036
+202% +$1.18M
UCTT
85
Ultra Clean Holdings
UCTT
$3.72B
$1.49M 0.24%
35,000
– –
HSTM icon
86
HealthStream
HSTM
$859M
$1.43M 0.23%
+50,000
New +$1.46M
VERI icon
87
Veritone
VERI
$134M
$1.42M 0.23%
60,000
– –
MTCH icon
88
Match Group
MTCH
$8.43B
$1.39M 0.23%
8,849
– –
NTAP icon
89
NetApp
NTAP
$39B
$1.37M 0.22%
15,250
– –
PXLW icon
90
Pixelworks
PXLW
$41M
$1.28M 0.21%
22,500
-2,500
-10% -$127K
AXTI icon
91
AXT Inc
AXTI
$4.83B
$1.25M 0.21%
150,000
– –
TSM icon
92
TSMC
TSM
$2.17T
$1.06M 0.17%
9,500
– –
STRM
93
DELISTED
Streamline Health Solutions
STRM
$1.04M 0.17%
40,000
+8,333
+26% +$206K
CKP
94
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.04M 0.17%
9,200
– –
INTC icon
95
Intel
INTC
$492B
$1.01M 0.17%
19,000
– –
BABA icon
96
Alibaba
BABA
$317B
$858K 0.14%
5,800
– –
DT icon
97
Dynatrace
DT
$14.6B
$709K 0.12%
10,000
– –
LASR icon
98
nLIGHT
LASR
$2.88B
$704K 0.12%
25,000
– –
FALC
99
DELISTED
FalconStor Software Inc
FALC
$630K 0.1%
+175,000
New +$630K
TGEN
100
Tecogen Inc
TGEN
$116M
$581K 0.1%
321,078
– –
1 2 3
4
5

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Herald Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Herald Investment Management held 106 positions worth $608M, down 0.92% from $614M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Herald Investment Management's Q3 2021 filing shows 6 new, 13 increased, 6 reduced and 4 closed positions. Its largest new stake was N-able: 313,000 shares worth $3.88M. The largest sale was FIVE9, an estimated $13.4M.

By sector, the portfolio is most concentrated in Technology at 87% of assets, up from 87% a quarter earlier, followed by Communication Services and Industrials.

  • Herald Investment Management's largest Q3 2021 buy was N-able: 313,000 shares worth $3.88M.
  • Herald Investment Management added most to Avid Technology Inc in Q3 2021, an estimated $2.01M increase.
  • Herald Investment Management's biggest Q3 2021 reduction was FIVE9, cutting an estimated $13.4M.
  • Herald Investment Management fully exited SharpSpring, Inc. in Q3 2021, selling an estimated $7.56M.
  • Herald Investment Management's ten largest holdings make up 40% of its $608M portfolio in Q3 2021.
  • Herald Investment Management opened 6 new positions and closed 4 in Q3 2021.
  • Herald Investment Management's portfolio value fell 0.92% quarter-over-quarter to $608M.

Based on Herald Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.