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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+29.91%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$561M
AUM Growth
+$96.4M
Cap. Flow
-$18.1M
Cap. Flow %
-3.23%
Top 10 Hldgs %
40.29%
Holding
99
New
3
Increased
8
Reduced
9
Closed
5

Top Buys

Rank Stock Value
1
ONDS icon
Ondas Inc
ONDS
+$2.79M
2
TLS icon
Telos
TLS
+$2.6M
3
PING
Ping Identity Holding Corp.
PING
+$1.31M
4
MIME
Mimecast Limited
MIME
+$1.11M
5
QLYS icon
Qualys
QLYS
+$1.09M

Top Sells

Rank Stock Value
1
FIVN icon
FIVE9
FIVN
+$7.98M
2
IPHI
INPHI CORPORATION
IPHI
+$5.9M
3
LPSN icon
LivePerson
LPSN
+$3.27M
4
POWI icon
Power Integrations
POWI
+$2.58M
5
VERI icon
Veritone
VERI
+$2.25M

Sector Composition

Rank Sector Weight
1 Technology 86.99%
2 Industrials 4.67%
3 Communication Services 3.62%
4 Consumer Discretionary 1.01%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKAM icon
76
Akamai
AKAM
$16.9B
$1.59M 0.28%
15,200
– –
ACCS
77
ACCESS Newswire
ACCS
$25.2M
$1.57M 0.28%
90,000
– –
AXTI icon
78
AXT Inc
AXTI
$4.83B
$1.43M 0.26%
150,000
– –
BABA icon
79
Alibaba
BABA
$317B
$1.38M 0.25%
5,800
– –
MTCH icon
80
Match Group
MTCH
$8.43B
$1.34M 0.24%
8,849
– –
ANET icon
81
Arista Networks
ANET
$242B
$1.33M 0.24%
73,600
– –
CKP
82
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.23M 0.22%
9,200
– –
MRAM icon
83
Everspin Technologies
MRAM
$388M
$1.17M 0.21%
255,000
– –
TSM icon
84
TSMC
TSM
$2.17T
$1.03M 0.18%
9,500
– –
NTAP icon
85
NetApp
NTAP
$39B
$995K 0.18%
15,250
– –
INTC icon
86
Intel
INTC
$492B
$926K 0.17%
19,000
– –
PXLW icon
87
Pixelworks
PXLW
$41M
$846K 0.15%
+25,000
New +$754K
MDLA
88
DELISTED
Medallia, Inc.
MDLA
$824K 0.15%
25,000
– –
LASR icon
89
nLIGHT
LASR
$2.94B
$816K 0.15%
25,000
– –
NVDA icon
90
NVIDIA
NVDA
$5.27T
$761K 0.14%
58,000
– –
ARW icon
91
Arrow Electronics
ARW
$10.3B
$755K 0.13%
7,800
– –
LDOS icon
92
Leidos
LDOS
$17.5B
$427K 0.08%
4,112
– –
TGEN
93
Tecogen Inc
TGEN
$116M
$391K 0.07%
321,078
– –
CYRN
94
DELISTED
CYREN Ltd.
CYRN
$28K 0.01%
1,399
– –
PPLI
95
People Inc
PPLI
$3.03B
– –
-7,512
Closed -$491K
MTLS
96
Materialise
MTLS
$396M
– –
-87,456
Closed -$979K
SONM icon
97
DNA X Inc
SONM
$5.24M
– –
-628
Closed -$876K
AYX
98
DELISTED
Alteryx Inc
AYX
– –
-15,175
Closed -$1.72M
IPHI
99
DELISTED
INPHI CORPORATION
IPHI
– –
-52,600
Closed -$5.9M
1 2 3
4

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GFI
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KAM
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GIC
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Herald Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Herald Investment Management held 99 positions worth $561M, up 21% from $464M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Herald Investment Management withdrew a net $18.1M in Q4 2020, closing 5 positions and reducing 9 holdings. Its most notable exit was INPHI CORPORATION, an estimated $5.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 87% of assets, up from 85% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Herald Investment Management opened a new position in Ondas Inc worth $3.71M.

  • Herald Investment Management's largest Q4 2020 buy was Ondas Inc: 400,000 shares worth $3.71M.
  • Herald Investment Management added most to Ping Identity Holding Corp. in Q4 2020, an estimated $1.31M increase.
  • Herald Investment Management's biggest Q4 2020 reduction was FIVE9, cutting an estimated $7.98M.
  • Herald Investment Management fully exited INPHI CORPORATION in Q4 2020, selling an estimated $5.9M.
  • Herald Investment Management's ten largest holdings make up 40% of its $561M portfolio in Q4 2020.
  • Herald Investment Management opened 3 new positions and closed 5 in Q4 2020.
  • Herald Investment Management's portfolio value rose 21% quarter-over-quarter to $561M.

Based on Herald Investment Management's 13F filing for Q4 2020, filed 16 Feb 2021.