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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+12.08%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$464M
AUM Growth
+$36.2M
Cap. Flow
+$4.75M
Cap. Flow %
1.02%
Top 10 Hldgs %
42.18%
Holding
102
New
8
Increased
6
Reduced
8
Closed
6

Top Buys

Rank Stock Value
1
RMNI icon
Rimini Street
RMNI
+$2.99M
2
MANT
Mantech International Corp
MANT
+$2.58M
3
PD icon
PagerDuty
PD
+$2.16M
4
TUFN
Tufin Software Technologies Ltd.
TUFN
+$2.04M
5
DSPG
DSP Group Inc
DSPG
+$2.01M

Top Sells

Rank Stock Value
1
DSGX icon
Descartes Systems
DSGX
+$5.05M
2
FIVN icon
FIVE9
FIVN
+$3.12M
3
MEET
The Meet Group, Inc. Common Stock
MEET
+$2.81M
4
PPLI
People Inc
PPLI
+$1.06M
5
IPHI
INPHI CORPORATION
IPHI
+$980K

Sector Composition

Rank Sector Weight
1 Technology 84.95%
2 Industrials 4.51%
3 Communication Services 4.21%
4 Consumer Discretionary 1.25%
5 Financials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRAM icon
76
Everspin Technologies
MRAM
$393M
$1.44M 0.31%
255,000
– –
TER icon
77
Teradyne
TER
$59.5B
$1.42M 0.31%
17,900
– –
MU icon
78
Micron Technology
MU
$964B
$1.17M 0.25%
25,000
– –
PING
79
DELISTED
Ping Identity Holding Corp.
PING
$1.17M 0.25%
37,500
+32,500
+650% +$1.07M
CKP
80
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.11M 0.24%
9,200
– –
INTC icon
81
Intel
INTC
$492B
$983K 0.21%
19,000
– –
MTLS
82
Materialise
MTLS
$394M
$979K 0.21%
87,456
– –
ANET icon
83
Arista Networks
ANET
$246B
$951K 0.2%
73,600
– –
AXTI icon
84
AXT Inc
AXTI
$4.83B
$918K 0.2%
150,000
– –
SONM icon
85
DNA X Inc
SONM
$5.33M
$876K 0.19%
628
– –
NPTN
86
DELISTED
NEOPHOTONICS CORP
NPTN
$852K 0.18%
140,000
– –
NVDA icon
87
NVIDIA
NVDA
$5.29T
$784K 0.17%
58,000
– –
TSM icon
88
TSMC
TSM
$2.19T
$770K 0.17%
9,500
– –
MDLA
89
DELISTED
Medallia, Inc.
MDLA
$684K 0.15%
25,000
-2,000
-7% -$60.7K
NTAP icon
90
NetApp
NTAP
$38.9B
$668K 0.14%
15,250
– –
ARW icon
91
Arrow Electronics
ARW
$10.5B
$613K 0.13%
7,800
– –
LASR icon
92
nLIGHT
LASR
$2.87B
$586K 0.13%
25,000
– –
PPLI
93
People Inc
PPLI
$3.03B
$491K 0.11%
7,512
-15,429
-67% -$1.06M
LDOS icon
94
Leidos
LDOS
$17.7B
$366K 0.08%
4,112
– –
TGEN
95
Tecogen Inc
TGEN
$117M
$292K 0.06%
321,078
– –
CYRN
96
DELISTED
CYREN Ltd.
CYRN
$31K 0.01%
+1,399
New +$34.3K
AOSL icon
97
Alpha and Omega Semiconductor
AOSL
$1.05B
– –
-18,798
Closed -$203K
MCHX icon
98
Marchex
MCHX
$76.6M
– –
-137,291
Closed -$216K
SFE
99
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-111,000
Closed -$777K
GSUM
100
DELISTED
Gridsum Holding Inc.
GSUM
– –
-100,000
Closed -$69K
1 2 3
4
5

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Herald Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Herald Investment Management held 102 positions worth $464M, up 8.5% from $428M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Herald Investment Management's Q3 2020 filing shows 8 new, 6 increased, 8 reduced and 6 closed positions. Its largest new stake was Rimini Street: 650,000 shares worth $2.09M. The largest sale was Descartes Systems, an estimated $5.05M.

By sector, the portfolio is most concentrated in Technology at 85% of assets, up from 83% a quarter earlier, followed by Industrials and Communication Services.

  • Herald Investment Management's largest Q3 2020 buy was Rimini Street: 650,000 shares worth $2.09M.
  • Herald Investment Management added most to Kulicke & Soffa in Q3 2020, an estimated $1.97M increase.
  • Herald Investment Management's biggest Q3 2020 reduction was Descartes Systems, cutting an estimated $5.05M.
  • Herald Investment Management fully exited The Meet Group, Inc. Common Stock in Q3 2020, selling an estimated $2.81M.
  • Herald Investment Management's ten largest holdings make up 42% of its $464M portfolio in Q3 2020.
  • Herald Investment Management opened 8 new positions and closed 6 in Q3 2020.
  • Herald Investment Management's portfolio value rose 8.5% quarter-over-quarter to $464M.

Based on Herald Investment Management's 13F filing for Q3 2020, filed 12 Nov 2020.