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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
-13.3%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$330M
AUM Growth
-$62.2M
Cap. Flow
+$5.76M
Cap. Flow %
1.74%
Top 10 Hldgs %
45.15%
Holding
96
New
6
Increased
4
Reduced
6
Closed
3

Top Buys

Rank Stock Value
1
VICR icon
Vicor
VICR
+$2.47M
2
AGYS icon
Agilysys
AGYS
+$2.11M
3
RESN
Resonant Inc.
RESN
+$1.93M
4
OOMA icon
Ooma
OOMA
+$1.82M
5
RADA
Rada Electronic Industries Ltd
RADA
+$1.81M

Top Sells

Rank Stock Value
1
QUMU
Qumu Corp.
QUMU
+$1.85M
2
AAPL icon
Apple
AAPL
+$1.18M
3
JOBS
51job Inc
JOBS
+$608K
4
ENV
ENVESTNET, INC.
ENV
+$591K
5
MSFT icon
Microsoft
MSFT
+$570K

Sector Composition

Rank Sector Weight
1 Technology 84.37%
2 Communication Services 3.9%
3 Industrials 3.4%
4 Consumer Discretionary 1.11%
5 Financials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACCS
76
ACCESS Newswire
ACCS
$22.3M
$798K 0.24%
90,000
– –
PPLI
77
People Inc
PPLI
$3.03B
$734K 0.22%
+22,941
New +$909K
MRAM icon
78
Everspin Technologies
MRAM
$395M
$655K 0.2%
255,000
-75,000
-23% -$298K
NTAP icon
79
NetApp
NTAP
$39.4B
$635K 0.19%
15,250
– –
SFE
80
DELISTED
Safeguard Scientifics, Inc.
SFE
$613K 0.19%
111,000
– –
MDLA
81
DELISTED
Medallia, Inc.
MDLA
$540K 0.16%
27,000
– –
AXTI icon
82
AXT Inc
AXTI
$4.88B
$480K 0.15%
150,000
– –
TSM icon
83
TSMC
TSM
$2.19T
$454K 0.14%
9,500
– –
VERI icon
84
Veritone
VERI
$137M
$440K 0.13%
190,000
– –
ARW icon
85
Arrow Electronics
ARW
$10.5B
$404K 0.12%
7,800
– –
WUBA
86
DELISTED
58.com Inc
WUBA
$389K 0.12%
8,000
– –
NVDA icon
87
NVIDIA
NVDA
$5.32T
$382K 0.12%
58,000
– –
LDOS icon
88
Leidos
LDOS
$17.9B
$376K 0.11%
4,112
– –
TGEN
89
Tecogen Inc
TGEN
$118M
$298K 0.09%
321,078
– –
LASR icon
90
nLIGHT
LASR
$2.93B
$260K 0.08%
25,000
– –
MCHX icon
91
Marchex
MCHX
$79.7M
$196K 0.06%
137,291
– –
AOSL icon
92
Alpha and Omega Semiconductor
AOSL
$1.06B
$119K 0.04%
18,798
– –
GSUM
93
DELISTED
Gridsum Holding Inc.
GSUM
$68K 0.02%
100,000
– –
TCOM icon
94
Trip.com Group
TCOM
$29.2B
– –
-16,600
Closed -$556K
QUMU
95
DELISTED
Qumu Corp.
QUMU
– –
-696,000
Closed -$1.85M
ENV
96
DELISTED
ENVESTNET, INC.
ENV
– –
-8,500
Closed -$591K
1 2 3
4

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Herald Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Herald Investment Management held 96 positions worth $330M, down 16% from $392M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Herald Investment Management's Q1 2020 filing shows 6 new, 4 increased, 6 reduced and 3 closed positions. Its largest new stake was Vicor: 52,000 shares worth $2.3M. The largest sale was Qumu Corp., an estimated $1.85M.

By sector, the portfolio is most concentrated in Technology at 84% of assets, up from 83% a quarter earlier, followed by Communication Services and Industrials.

  • Herald Investment Management's largest Q1 2020 buy was Vicor: 52,000 shares worth $2.3M.
  • Herald Investment Management added most to Inuvo in Q1 2020, an estimated $319K increase.
  • Herald Investment Management's biggest Q1 2020 reduction was Apple, cutting an estimated $1.18M.
  • Herald Investment Management fully exited Qumu Corp. in Q1 2020, selling an estimated $1.85M.
  • Herald Investment Management's ten largest holdings make up 45% of its $330M portfolio in Q1 2020.
  • Herald Investment Management opened 6 new positions and closed 3 in Q1 2020.
  • Herald Investment Management's portfolio value fell 16% quarter-over-quarter to $330M.

Based on Herald Investment Management's 13F filing for Q1 2020, filed 14 May 2020.