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HIM
Herald Investment Management Portfolio holdings
AUM
$737M
1-Year Est. Return
158.15%
This Fund
S&P 500
This Quarter
Est. Return
+14.06%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$392M
AUM Growth
+$56.6M
(+17%)
Cap. Flow
+$14.3M
Cap. Flow
% of AUM
3.65%
Top 10 Holdings %
Top 10 Hldgs %
44.24%
Holding
93
New
5
Increased
13
Reduced
4
Closed
3
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BAND
Bandwidth Inc
BAND
|
+$3.47M |
| 2 |
Super Micro Computer
SMCI
|
+$2.4M |
| 3 |
QUMU
Qumu Corp.
QUMU
|
+$1.91M |
| 4 |
TTEC Holdings
TTEC
|
+$1.75M |
| 5 |
Zscaler
ZS
|
+$1.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ACM Research
ACMR
|
+$2.08M |
| 2 |
CEVA Inc
CEVA
|
+$2.01M |
| 3 |
Advanced Micro Devices
AMD
|
+$1.04M |
| 4 |
eGain
EGAN
|
+$1M |
| 5 |
TSMC
TSM
|
+$504K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 83.47% |
| 2 | Communication Services | 4.44% |
| 3 | Industrials | 3.79% |
| 4 | Consumer Discretionary | 1% |
| 5 | Financials | 0.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MDLA
76
DELISTED
Medallia, Inc.
MDLA
| $839K | 0.21% |
27,000
+25,000
| +1,250% | +$739K |
|
|
TGEN
77
Tecogen Inc
TGEN
$116M
| $690K | 0.18% |
321,078
| – | – |
|
78
Arrow Electronics
ARW
$10.4B
| $660K | 0.17% |
+7,800
| New | +$620K |
|
79
AXT Inc
AXTI
$5.8B
| $651K | 0.17% |
150,000
| – | – |
|
|
ENV
80
DELISTED
ENVESTNET, INC.
ENV
| $591K | 0.15% |
8,500
| – | – |
|
81
Trip.com Group
TCOM
$29.1B
| $556K | 0.14% |
16,600
| – | – |
|
|
82
TSMC
TSM
$2.18T
| $551K | 0.14% |
9,500
-9,500
| -50% | -$504K |
|
83
Marchex
MCHX
$79.7M
| $517K | 0.13% |
137,291
| – | – |
|
|
WUBA
84
DELISTED
58.com Inc
WUBA
| $517K | 0.13% |
8,000
| – | – |
|
85
nLIGHT
LASR
$3.17B
| $506K | 0.13% |
25,000
| – | – |
|
86
Veritone
VERI
$122M
| $471K | 0.12% |
190,000
| – | – |
|
87
Leidos
LDOS
$17.3B
| $402K | 0.1% |
4,112
| – | – |
|
88
NVIDIA
NVDA
$5.42T
| $341K | 0.09% |
58,000
| – | – |
|
89
Alpha and Omega Semiconductor
AOSL
$1.08B
| $255K | 0.07% |
18,798
| – | – |
|
|
GSUM
90
DELISTED
Gridsum Holding Inc.
GSUM
| $122K | 0.03% |
100,000
| – | – |
|
|
91
ACM Research
ACMR
$5.79B
| – | – |
-450,000
| Closed | -$2.08M |
|
|
92
eGain
EGAN
$201M
| – | – |
-125,000
| Closed | -$1M |
|
|
SITO
93
DELISTED
SITO MOBILE, LTD
SITO
| – | – |
-125,000
| Closed | -$106K |
|
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Herald Investment Management's Q4 2019 Portfolio in Review
As of Q4 2019, Herald Investment Management held 93 positions worth $392M, up 17% from $336M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Herald Investment Management deployed $14.3M of net new capital in Q4 2019, opening 5 new positions and adding to 13 existing holdings. Its largest new stake was Qumu Corp.: 696,000 shares worth $1.85M.
By sector, the portfolio is most concentrated in Technology at 83% of assets, down from 85% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was CEVA Inc, an estimated $2.01M trimmed.
- Herald Investment Management's largest Q4 2019 buy was Qumu Corp.: 696,000 shares worth $1.85M.
- Herald Investment Management added most to Bandwidth Inc in Q4 2019, an estimated $3.47M increase.
- Herald Investment Management's biggest Q4 2019 reduction was CEVA Inc, cutting an estimated $2.01M.
- Herald Investment Management fully exited ACM Research in Q4 2019, selling an estimated $2.08M.
- Herald Investment Management's ten largest holdings make up 44% of its $392M portfolio in Q4 2019.
- Herald Investment Management opened 5 new positions and closed 3 in Q4 2019.
- Herald Investment Management's portfolio value rose 17% quarter-over-quarter to $392M.
Based on Herald Investment Management's 13F filing for Q4 2019, filed 14 Feb 2020.