We are live on ! Find out more
HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$336M
AUM Growth
-$23.3M
Cap. Flow
-$22.2M
Cap. Flow %
-6.6%
Top 10 Hldgs %
45.1%
Holding
95
New
3
Increased
5
Reduced
2
Closed
7

Top Buys

Rank Stock Value
1
INUV icon
Inuvo
INUV
+$1.4M
2
CYBR
CyberArk
CYBR
+$1.37M
3
OSS icon
One Stop Systems
OSS
+$830K
4
SHSP
SharpSpring, Inc.
SHSP
+$645K
5
VRNS icon
Varonis Systems
VRNS
+$627K

Top Sells

Rank Stock Value
1
AMBR
Amber Road Inc
AMBR
+$11.9M
2
HYGS
Hydrogenics Corp
HYGS
+$8.16M
3
IPHI
INPHI CORPORATION
IPHI
+$2.44M
4
AQ
Aquantia Corp. Common Stock
AQ
+$2.15M
5
DL
China Distance Education Holdings Limited
DL
+$1.05M

Sector Composition

Rank Sector Weight
1 Technology 85.17%
2 Communication Services 4.15%
3 Industrials 3.67%
4 Consumer Discretionary 0.94%
5 Financials 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXTI icon
76
AXT Inc
AXTI
$5.8B
$532K 0.16%
150,000
– –
TCOM icon
77
Trip.com Group
TCOM
$29.1B
$486K 0.14%
16,600
– –
ENV
78
DELISTED
ENVESTNET, INC.
ENV
$481K 0.14%
+8,500
New +$537K
MCHX icon
79
Marchex
MCHX
$79.7M
$431K 0.13%
137,291
– –
NXPI icon
80
NXP Semiconductors
NXPI
$60.4B
$414K 0.12%
3,800
– –
WUBA
81
DELISTED
58.com Inc
WUBA
$394K 0.12%
8,000
– –
LASR icon
82
nLIGHT
LASR
$3.17B
$391K 0.12%
25,000
– –
LDOS icon
83
Leidos
LDOS
$17.3B
$353K 0.11%
4,112
– –
NVDA icon
84
NVIDIA
NVDA
$5.42T
$252K 0.08%
58,000
– –
AOSL icon
85
Alpha and Omega Semiconductor
AOSL
$1.08B
$230K 0.07%
18,798
– –
GSUM
86
DELISTED
Gridsum Holding Inc.
GSUM
$167K 0.05%
100,000
– –
SITO
87
DELISTED
SITO MOBILE, LTD
SITO
$106K 0.03%
125,000
– –
MDLA
88
DELISTED
Medallia, Inc.
MDLA
$54K 0.02%
+2,000
New +$70.9K
QCOM icon
89
Qualcomm
QCOM
$176B
– –
-10,200
Closed -$775K
TEAM icon
90
Atlassian
TEAM
$37.8B
– –
-8,000
Closed -$1.05M
SPRT
91
DELISTED
support.com, Inc.
SPRT
– –
-93,339
Closed -$144K
DL
92
DELISTED
China Distance Education Holdings Limited
DL
– –
-206,473
Closed -$1.05M
AQ
93
DELISTED
Aquantia Corp. Common Stock
AQ
– –
-165,000
Closed -$2.15M
AMBR
94
DELISTED
Amber Road Inc
AMBR
– –
-910,000
Closed -$11.9M
HYGS
95
DELISTED
Hydrogenics Corp
HYGS
– –
-550,000
Closed -$8.16M
1 2 3
4

Similar funds

QI
Qtron Investments Boston, Massachusetts $738M AUM 32.56% 1-Year Est. Return
TWP
TFO Wealth Partners Maumee, Ohio $735M AUM 21.07% 1-Year Est. Return
CT
Colonial Trust Spartanburg, South Carolina $735M AUM 18% 1-Year Est. Return
SI
Seeds Investor New York $735M AUM 17.54% 1-Year Est. Return
HCP
Holt Capital Partners Fort Worth, Texas $742M AUM 18.42% 1-Year Est. Return
GFI
Global Frontier Investments Charleston, South Carolina $732M AUM 8.6% 1-Year Est. Return
IA
Intellus Advisors Naples, Florida $732M AUM 29.73% 1-Year Est. Return
KAM
Knightsbridge Asset Management Newport Beach, California $743M AUM 28.33% 1-Year Est. Return

Herald Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Herald Investment Management held 95 positions worth $336M, down 6.5% from $359M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Herald Investment Management withdrew a net $22.2M in Q3 2019, closing 7 positions and reducing 2 holdings. Its most notable exit was Amber Road Inc, an estimated $11.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 85% of assets, up from 83% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, Herald Investment Management opened a new position in Inuvo worth $1.35M.

  • Herald Investment Management's largest Q3 2019 buy was Inuvo: 500,000 shares worth $1.35M.
  • Herald Investment Management added most to CyberArk in Q3 2019, an estimated $1.37M increase.
  • Herald Investment Management's biggest Q3 2019 reduction was INPHI CORPORATION, cutting an estimated $2.44M.
  • Herald Investment Management fully exited Amber Road Inc in Q3 2019, selling an estimated $11.9M.
  • Herald Investment Management's ten largest holdings make up 45% of its $336M portfolio in Q3 2019.
  • Herald Investment Management opened 3 new positions and closed 7 in Q3 2019.
  • Herald Investment Management's portfolio value fell 6.5% quarter-over-quarter to $336M.

Based on Herald Investment Management's 13F filing for Q3 2019, filed 21 Nov 2019.