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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+12.46%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$258M
AUM Growth
+$7.97M
Cap. Flow
-$7.91M
Cap. Flow %
-3.06%
Top 10 Hldgs %
41.54%
Holding
92
New
2
Increased
1
Reduced
2
Closed
6

Top Buys

Rank Stock Value
1
NMBL
Nimble Storage, Inc.
NMBL
+$2.4M
2
QLYS icon
Qualys
QLYS
+$1.87M
3
ZPIN
Zhaopin Limited
ZPIN
+$505K

Top Sells

Rank Stock Value
1
PSMI
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
+$2.86M
2
AMBR
Amber Road Inc
AMBR
+$2.66M
3
TGEN
Tecogen Inc
TGEN
+$1.46M
4
MRVC
MRV Communications Inc
MRVC
+$1.35M
5
EFOI icon
Energy Focus
EFOI
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 63.68%
2 Industrials 3.13%
3 Communication Services 2.24%
4 Healthcare 0.98%
5 Consumer Staples 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIMG
76
DELISTED
SILICON IMAGE INC
SIMG
$386K 0.15%
70,000
– –
VTSS
77
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$377K 0.15%
100,000
– –
AVNW icon
78
Aviat Networks
AVNW
$273M
$315K 0.12%
34,967
– –
ALTR
79
DELISTED
Altera Corp
ALTR
$259K 0.1%
7,000
– –
RSYS
80
DELISTED
Radisys Corp
RSYS
$246K 0.1%
105,500
– –
LDOS icon
81
Leidos
LDOS
$17.3B
$179K 0.07%
4,112
– –
LKM
82
DELISTED
Link Motion Inc.
LKM
$160K 0.06%
41,000
– –
TTGT icon
83
TechTarget
TTGT
$278M
$139K 0.05%
12,200
– –
CIMT
84
DELISTED
CIMATRON LTD ORD SHS
CIMT
$127K 0.05%
14,400
– –
SPLK
85
DELISTED
Splunk Inc
SPLK
$59K 0.02%
1,000
– –
CRNT icon
86
Ceragon Networks
CRNT
$201M
$56K 0.02%
55,700
– –
EFOI icon
87
Energy Focus
EFOI
$20.3M
– –
-5,714
Closed -$1.2M
TGEN
88
Tecogen Inc
TGEN
$116M
– –
-210,526
Closed -$1.46M
AMBR
89
DELISTED
Amber Road Inc
AMBR
– –
-200,000
Closed -$2.66M
BRDR
90
DELISTED
BODERFREE INC COM
BRDR
– –
-100,000
Closed -$1.09M
PSMI
91
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
– –
-230,000
Closed -$2.86M
MRVC
92
DELISTED
MRV Communications Inc
MRVC
– –
-117,010
Closed -$1.35M
1 2 3
4

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Herald Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Herald Investment Management held 92 positions worth $258M, up 3.2% from $250M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Herald Investment Management withdrew a net $7.91M in Q4 2014, closing 6 positions and reducing 2 holdings. Its most notable exit was PEREGRINE SEMICONDUCTOR CORP COM STK (DE), an estimated $2.86M position sold in full.

By sector, the portfolio is most concentrated in Technology at 64% of assets, up from 62% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Herald Investment Management opened a new position in Qualys worth $2.11M.

  • Herald Investment Management's largest Q4 2014 buy was Qualys: 56,000 shares worth $2.11M.
  • Herald Investment Management added most to Nimble Storage, Inc. in Q4 2014, an estimated $2.4M increase.
  • Herald Investment Management's biggest Q4 2014 reduction was SPANSION INC, CLASS A COMMON STOCK, cutting an estimated $1.19M.
  • Herald Investment Management fully exited PEREGRINE SEMICONDUCTOR CORP COM STK (DE) in Q4 2014, selling an estimated $2.86M.
  • Herald Investment Management's ten largest holdings make up 42% of its $258M portfolio in Q4 2014.
  • Herald Investment Management opened 2 new positions and closed 6 in Q4 2014.
  • Herald Investment Management's portfolio value rose 3.2% quarter-over-quarter to $258M.

Based on Herald Investment Management's 13F filing for Q4 2014, filed 12 Feb 2015.