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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
-0.6%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$250M
AUM Growth
-$1.22M
Cap. Flow
+$4.32M
Cap. Flow %
1.73%
Top 10 Hldgs %
39.95%
Holding
93
New
8
Increased
3
Reduced
3
Closed
3

Top Buys

Rank Stock Value
1
KFX
KOFAX LIMITED COM STK
KFX
+$16.2M
2
AMBR
Amber Road Inc
AMBR
+$2.95M
3
GLUU
Glu Mobile Inc.
GLUU
+$1.68M
4
MRVC
MRV Communications Inc
MRVC
+$1.58M
5
BRDR
BODERFREE INC COM
BRDR
+$1.46M

Top Sells

Rank Stock Value
1
PLXT
PLX TECHNOLOGY INC
PLXT
+$3.07M
2
MCRS
MICROS SYSTEMS INC
MCRS
+$2.71M
3
QCOM icon
Qualcomm
QCOM
+$765K
4
AAPL icon
Apple
AAPL
+$245K
5
CKP
CHECKPOINT SYSTEMS INC
CKP
+$132K

Sector Composition

Rank Sector Weight
1 Technology 61.66%
2 Industrials 3.16%
3 Communication Services 2.89%
4 Healthcare 0.95%
5 Consumer Discretionary 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMC
76
DELISTED
EMC CORPORATION
EMC
$451K 0.18%
15,700
– –
JBL icon
77
Jabil
JBL
$35.8B
$419K 0.17%
20,000
– –
SIMG
78
DELISTED
SILICON IMAGE INC
SIMG
$374K 0.15%
70,000
– –
AVNW icon
79
Aviat Networks
AVNW
$273M
$365K 0.15%
34,967
– –
VTSS
80
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$348K 0.14%
100,000
– –
FALC
81
DELISTED
FalconStor Software Inc
FALC
$327K 0.13%
300,000
– –
LKM
82
DELISTED
Link Motion Inc.
LKM
$298K 0.12%
41,000
– –
NMBL
83
DELISTED
Nimble Storage, Inc.
NMBL
$274K 0.11%
10,000
– –
RSYS
84
DELISTED
Radisys Corp
RSYS
$258K 0.1%
105,500
– –
ALTR
85
DELISTED
Altera Corp
ALTR
$241K 0.1%
7,000
– –
LDOS icon
86
Leidos
LDOS
$17.3B
$150K 0.06%
4,112
– –
TTGT icon
87
TechTarget
TTGT
$278M
$116K 0.05%
12,200
– –
CIMT
88
DELISTED
CIMATRON LTD ORD SHS
CIMT
$80K 0.03%
14,400
– –
CRNT icon
89
Ceragon Networks
CRNT
$201M
$69K 0.03%
55,700
– –
SPLK
90
DELISTED
Splunk Inc
SPLK
$66K 0.03%
1,000
– –
MCRS
91
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-40,000
Closed -$2.71M
PLXT
92
DELISTED
PLX TECHNOLOGY INC
PLXT
– –
-475,000
Closed -$3.07M
1 2 3
4

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Herald Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Herald Investment Management held 93 positions worth $250M, down 0.49% from $252M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Herald Investment Management's Q3 2014 filing shows 8 new, 3 increased, 3 reduced and 3 closed positions. Its largest new stake was KOFAX LIMITED COM STK: 2,100,000 shares worth $13M. The largest sale was PLX TECHNOLOGY INC, an estimated $3.07M.

By sector, the portfolio is most concentrated in Technology at 62% of assets, up from 57% a quarter earlier, followed by Industrials and Communication Services.

  • Herald Investment Management's largest Q3 2014 buy was KOFAX LIMITED COM STK: 2,100,000 shares worth $13M.
  • Herald Investment Management added most to Alphabet (Google) Class C in Q3 2014, an estimated $939K increase.
  • Herald Investment Management's biggest Q3 2014 reduction was Qualcomm, cutting an estimated $765K.
  • Herald Investment Management fully exited PLX TECHNOLOGY INC in Q3 2014, selling an estimated $3.07M.
  • Herald Investment Management's ten largest holdings make up 40% of its $250M portfolio in Q3 2014.
  • Herald Investment Management opened 8 new positions and closed 3 in Q3 2014.
  • Herald Investment Management's portfolio value fell 0.49% quarter-over-quarter to $250M.

Based on Herald Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.