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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$231M
AUM Growth
+$16.6M
Cap. Flow
+$7M
Cap. Flow %
3.04%
Top 10 Hldgs %
41.25%
Holding
86
New
5
Increased
3
Reduced
4
Closed
4

Top Buys

Rank Stock Value
1
AVG
AVG Technologies N.V.
AVG
+$6.68M
2
WIFI
Boingo Wireless, Inc.
WIFI
+$4.58M
3
PLPM
Planet Payment, Inc
PLPM
+$2.8M
4
EPAY
Bottomline Technologies Inc
EPAY
+$1.91M
5
TISA
TOP Image Systems Ltd
TISA
+$883K

Top Sells

Rank Stock Value
1
KEYN
KEYNOTE SYSTEMS INC
KEYN
+$5.33M
2
AFOP
Alliance Fiber Optic Prod Inc
AFOP
+$3.61M
3
SAP icon
SAP
SAP
+$728K
4
GEN icon
Gen Digital
GEN
+$674K
5
STEC
STEC INC COM STK
STEC
+$672K

Sector Composition

Rank Sector Weight
1 Technology 49.81%
2 Communication Services 4.29%
3 Industrials 1.32%
4 Healthcare 0.99%
5 Consumer Discretionary 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTR
76
DELISTED
Altera Corp
ALTR
$260K 0.11%
7,000
– –
CRNT icon
77
Ceragon Networks
CRNT
$201M
$223K 0.1%
55,700
– –
VTSS
78
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$109K 0.05%
50,000
– –
CIMT
79
DELISTED
CIMATRON LTD ORD SHS
CIMT
$84K 0.04%
14,400
– –
SPLK
80
DELISTED
Splunk Inc
SPLK
$60K 0.03%
1,000
– –
TTGT icon
81
TechTarget
TTGT
$278M
$58K 0.03%
12,200
– –
TBOW
82
DELISTED
TRUNKBOW INTL HLDGS LTD COM
TBOW
$29K 0.01%
50,000
– –
GEN icon
83
Gen Digital
GEN
$17.5B
– –
-30,000
Closed -$674K
SAP icon
84
SAP
SAP
$238B
– –
-10,000
Closed -$728K
KEYN
85
DELISTED
KEYNOTE SYSTEMS INC
KEYN
– –
-270,000
Closed -$5.33M
STEC
86
DELISTED
STEC INC COM STK
STEC
– –
-100,000
Closed -$672K
1 2 3
4

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Herald Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Herald Investment Management held 86 positions worth $231M, up 7.8% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Herald Investment Management deployed $7M of net new capital in Q3 2013, opening 5 new positions and adding to 3 existing holdings. Its largest new stake was AVG Technologies N.V.: 300,000 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 50% of assets, down from 54% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was Alliance Fiber Optic Prod Inc, an estimated $3.61M trimmed.

  • Herald Investment Management's largest Q3 2013 buy was AVG Technologies N.V.: 300,000 shares worth $6.93M.
  • Herald Investment Management added most to ChipMOS TECHNOLOGIES in Q3 2013, an estimated $858K increase.
  • Herald Investment Management's biggest Q3 2013 reduction was Alliance Fiber Optic Prod Inc, cutting an estimated $3.61M.
  • Herald Investment Management fully exited KEYNOTE SYSTEMS INC in Q3 2013, selling an estimated $5.33M.
  • Herald Investment Management's ten largest holdings make up 41% of its $231M portfolio in Q3 2013.
  • Herald Investment Management opened 5 new positions and closed 4 in Q3 2013.
  • Herald Investment Management's portfolio value rose 7.8% quarter-over-quarter to $231M.

Based on Herald Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.