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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$470M
AUM Growth
-$44.5M
Cap. Flow
-$18.9M
Cap. Flow %
-4.02%
Top 10 Hldgs %
44.55%
Holding
105
New
5
Increased
14
Reduced
6
Closed
4

Top Buys

Rank Stock Value
1
ESMT
EngageSmart, Inc.
ESMT
+$3.57M
2
AVDX
AvidXchange
AVDX
+$2.41M
3
GNSS icon
Genasys
GNSS
+$2.23M
4
CINT icon
CI&T Inc
CINT
+$2.08M
5
EMKR
Emcore Corp
EMKR
+$1.3M

Top Sells

Rank Stock Value
1
SMCI icon
Super Micro Computer
SMCI
+$25M
2
ABST
Absolute Software Corp
ABST
+$5.72M
3
FORG
ForgeRock, Inc.
FORG
+$3.59M
4
DSGX icon
Descartes Systems
DSGX
+$1.51M
5
SPSC icon
SPS Commerce
SPSC
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 86.23%
2 Communication Services 4.91%
3 Industrials 4.7%
4 Consumer Discretionary 1.29%
5 Healthcare 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THRY icon
51
Thryv Holdings
THRY
$95.8M
$2.53M 0.54%
134,651
– –
TDC icon
52
Teradata
TDC
$2.58B
$2.48M 0.53%
55,000
+14,000
+34% +$685K
MU icon
53
Micron Technology
MU
$972B
$2.45M 0.52%
36,000
– –
CINT icon
54
CI&T Inc
CINT
$467M
$2.3M 0.49%
+355,000
New +$2.08M
PD icon
55
PagerDuty
PD
$916M
$2.25M 0.48%
100,000
– –
CDNS icon
56
Cadence Design Systems
CDNS
$91.4B
$2.21M 0.47%
9,450
– –
JAMF
57
DELISTED
Jamf
JAMF
$2.21M 0.47%
125,000
– –
NTAP icon
58
NetApp
NTAP
$39B
$2.2M 0.47%
29,000
-6,500
-18% -$502K
AVDX
59
DELISTED
AvidXchange
AVDX
$2.18M 0.46%
+230,000
New +$2.41M
OSPN icon
60
OneSpan
OSPN
$603M
$2.15M 0.46%
200,000
– –
BAND
61
Bandwidth Inc
BAND
$1.7B
$2.03M 0.43%
180,000
– –
IMOS
62
ChipMOS TECHNOLOGIES
IMOS
$1.84B
$1.92M 0.41%
83,485
– –
ARW icon
63
Arrow Electronics
ARW
$10.3B
$1.9M 0.4%
15,200
– –
IDN icon
64
Intellicheck
IDN
$76.1M
$1.89M 0.4%
850,000
+96,439
+13% +$243K
RMNI icon
65
Rimini Street
RMNI
$458M
$1.87M 0.4%
850,000
– –
VSAT icon
66
Viasat
VSAT
$11.7B
$1.85M 0.39%
100,000
– –
RDCM icon
67
Radcom
RDCM
$169M
$1.81M 0.39%
210,000
– –
ZM icon
68
Zoom
ZM
$31.4B
$1.81M 0.39%
25,910
– –
TER icon
69
Teradyne
TER
$57.1B
$1.8M 0.38%
17,900
– –
ACCS
70
ACCESS Newswire
ACCS
$25.2M
$1.67M 0.35%
90,000
– –
LPSN icon
71
LivePerson
LPSN
$31.2M
$1.65M 0.35%
28,377
– –
AKAM icon
72
Akamai
AKAM
$16.9B
$1.62M 0.34%
15,200
– –
SCWX
73
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
$1.55M 0.33%
250,000
– –
AIP icon
74
Arteris
AIP
$1.33B
$1.54M 0.33%
237,182
– –
GNSS icon
75
Genasys
GNSS
$74.7M
$1.51M 0.32%
+750,000
New +$2.23M
1 2
3
4 5

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HCP
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GFI
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KAM
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GIC
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Herald Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Herald Investment Management held 105 positions worth $470M, down 8.6% from $515M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Herald Investment Management withdrew a net $18.9M in Q3 2023, closing 4 positions and reducing 6 holdings. Its most notable exit was Absolute Software Corp, an estimated $5.72M position sold in full.

By sector, the portfolio is most concentrated in Technology at 86% of assets, down from 87% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, Herald Investment Management opened a new position in EngageSmart, Inc. worth $3.6M.

  • Herald Investment Management's largest Q3 2023 buy was EngageSmart, Inc.: 200,000 shares worth $3.6M.
  • Herald Investment Management added most to Cogent Communications in Q3 2023, an estimated $981K increase.
  • Herald Investment Management's biggest Q3 2023 reduction was Super Micro Computer, cutting an estimated $25M.
  • Herald Investment Management fully exited Absolute Software Corp in Q3 2023, selling an estimated $5.72M.
  • Herald Investment Management's ten largest holdings make up 45% of its $470M portfolio in Q3 2023.
  • Herald Investment Management opened 5 new positions and closed 4 in Q3 2023.
  • Herald Investment Management's portfolio value fell 8.6% quarter-over-quarter to $470M.

Based on Herald Investment Management's 13F filing for Q3 2023, filed 13 Nov 2023.