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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$608M
AUM Growth
-$5.63M
Cap. Flow
-$1.06M
Cap. Flow %
-0.17%
Top 10 Hldgs %
39.63%
Holding
106
New
6
Increased
13
Reduced
6
Closed
4

Top Buys

Rank Stock Value
1
NABL icon
N-able
NABL
+$4.29M
2
CGNT icon
Cognyte Software
CGNT
+$3.84M
3
FORM icon
FormFactor
FORM
+$3.46M
4
VERX icon
Vertex
VERX
+$2.9M
5
AVID
Avid Technology Inc
AVID
+$2.01M

Top Sells

Rank Stock Value
1
FIVN icon
FIVE9
FIVN
+$13.4M
2
SHSP
SharpSpring, Inc.
SHSP
+$7.56M
3
TLND
Talend S.A. American Depositary Shares
TLND
+$4.82M
4
DSGX icon
Descartes Systems
DSGX
+$1.41M
5
MDLA
Medallia, Inc.
MDLA
+$842K

Sector Composition

Rank Sector Weight
1 Technology 87.32%
2 Communication Services 4.36%
3 Industrials 3.82%
4 Consumer Discretionary 0.84%
5 Healthcare 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSPN icon
51
OneSpan
OSPN
$603M
$3.75M 0.62%
200,000
– –
MODN
52
DELISTED
MODEL N, INC.
MODN
$3.72M 0.61%
111,000
– –
RADA
53
DELISTED
Rada Electronic Industries Ltd
RADA
$3.72M 0.61%
350,000
– –
INUV icon
54
Inuvo
INUV
$16.8M
$3.67M 0.6%
529,286
– –
HLIT icon
55
Harmonic Inc
HLIT
$1.26B
$3.64M 0.6%
416,000
– –
FORM icon
56
FormFactor
FORM
$8.79B
$3.47M 0.57%
+93,000
New +$3.46M
DZSI
57
DELISTED
DZS Inc. Common Stock
DZSI
$3.2M 0.53%
261,810
– –
PD icon
58
PagerDuty
PD
$916M
$3.19M 0.52%
77,000
– –
OSS icon
59
One Stop Systems
OSS
$315M
$3.12M 0.51%
626,234
– –
TLS icon
60
Telos
TLS
$302M
$3.1M 0.51%
109,000
– –
CGNT icon
61
Cognyte Software
CGNT
$689M
$3.08M 0.51%
+150,000
New +$3.84M
IDN icon
62
Intellicheck
IDN
$76.1M
$3.03M 0.5%
372,700
– –
YELP icon
63
Yelp
YELP
$1.35B
$2.98M 0.49%
80,000
– –
VERX icon
64
Vertex
VERX
$1.97B
$2.87M 0.47%
+150,000
New +$2.9M
XLNX
65
DELISTED
Xilinx Inc
XLNX
$2.87M 0.47%
19,000
– –
CDNS icon
66
Cadence Design Systems
CDNS
$91.4B
$2.86M 0.47%
18,900
– –
IMOS
67
ChipMOS TECHNOLOGIES
IMOS
$1.84B
$2.86M 0.47%
83,485
– –
MANT
68
DELISTED
Mantech International Corp
MANT
$2.77M 0.46%
36,485
– –
ABST
69
DELISTED
Absolute Software Corp
ABST
$2.74M 0.45%
250,000
– –
AMD icon
70
Advanced Micro Devices
AMD
$767B
$2.71M 0.44%
26,300
– –
CLS icon
71
Celestica
CLS
$36.2B
$2.66M 0.44%
300,000
– –
CAMP
72
DELISTED
CalAmp Corp.
CAMP
$2.49M 0.41%
10,870
– –
ACCS
73
ACCESS Newswire
ACCS
$25.2M
$2.31M 0.38%
90,000
– –
RESN
74
DELISTED
Resonant Inc.
RESN
$2.07M 0.34%
860,000
– –
TUFN
75
DELISTED
Tufin Software Technologies Ltd.
TUFN
$2.06M 0.34%
210,000
– –
1 2
3
4 5

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HCP
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GFI
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KAM
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GIC
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Herald Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Herald Investment Management held 106 positions worth $608M, down 0.92% from $614M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Herald Investment Management's Q3 2021 filing shows 6 new, 13 increased, 6 reduced and 4 closed positions. Its largest new stake was N-able: 313,000 shares worth $3.88M. The largest sale was FIVE9, an estimated $13.4M.

By sector, the portfolio is most concentrated in Technology at 87% of assets, up from 87% a quarter earlier, followed by Communication Services and Industrials.

  • Herald Investment Management's largest Q3 2021 buy was N-able: 313,000 shares worth $3.88M.
  • Herald Investment Management added most to Avid Technology Inc in Q3 2021, an estimated $2.01M increase.
  • Herald Investment Management's biggest Q3 2021 reduction was FIVE9, cutting an estimated $13.4M.
  • Herald Investment Management fully exited SharpSpring, Inc. in Q3 2021, selling an estimated $7.56M.
  • Herald Investment Management's ten largest holdings make up 40% of its $608M portfolio in Q3 2021.
  • Herald Investment Management opened 6 new positions and closed 4 in Q3 2021.
  • Herald Investment Management's portfolio value fell 0.92% quarter-over-quarter to $608M.

Based on Herald Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.