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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+14.06%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$392M
AUM Growth
+$56.6M
Cap. Flow
+$14.3M
Cap. Flow %
3.65%
Top 10 Hldgs %
44.24%
Holding
93
New
5
Increased
13
Reduced
4
Closed
3

Top Buys

Rank Stock Value
1
BAND
Bandwidth Inc
BAND
+$3.47M
2
SMCI icon
Super Micro Computer
SMCI
+$2.4M
3
QUMU
Qumu Corp.
QUMU
+$1.91M
4
TTEC icon
TTEC Holdings
TTEC
+$1.75M
5
ZS icon
Zscaler
ZS
+$1.67M

Top Sells

Rank Stock Value
1
ACMR icon
ACM Research
ACMR
+$2.08M
2
CEVA icon
CEVA Inc
CEVA
+$2.01M
3
AMD icon
Advanced Micro Devices
AMD
+$1.04M
4
EGAN icon
eGain
EGAN
+$1M
5
TSM icon
TSMC
TSM
+$504K

Sector Composition

Rank Sector Weight
1 Technology 83.47%
2 Communication Services 4.44%
3 Industrials 3.79%
4 Consumer Discretionary 1%
5 Financials 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMOS
51
ChipMOS TECHNOLOGIES
IMOS
$1.83B
$1.89M 0.48%
83,485
– –
RBBN icon
52
Ribbon Communications
RBBN
$383M
$1.88M 0.48%
610,000
– –
DZSI
53
DELISTED
DZS Inc. Common Stock
DZSI
$1.87M 0.48%
211,810
– –
XLNX
54
DELISTED
Xilinx Inc
XLNX
$1.86M 0.47%
19,000
– –
QUMU
55
DELISTED
Qumu Corp.
QUMU
$1.85M 0.47%
+696,000
New +$1.91M
MRAM icon
56
Everspin Technologies
MRAM
$405M
$1.74M 0.44%
330,000
– –
ZS icon
57
Zscaler
ZS
$27.3B
$1.67M 0.43%
+36,000
New +$1.67M
SILC icon
58
Silicom
SILC
$242M
$1.65M 0.42%
50,000
– –
MTLS
59
Materialise
MTLS
$396M
$1.6M 0.41%
87,456
– –
TTEC icon
60
TTEC Holdings
TTEC
$124M
$1.58M 0.4%
+40,000
New +$1.75M
OSS icon
61
One Stop Systems
OSS
$330M
$1.57M 0.4%
776,234
– –
CDNS icon
62
Cadence Design Systems
CDNS
$93.4B
$1.46M 0.37%
21,100
– –
INUV icon
63
Inuvo
INUV
$17M
$1.45M 0.37%
500,000
– –
RDCM icon
64
Radcom
RDCM
$169M
$1.35M 0.35%
161,000
– –
MU icon
65
Micron Technology
MU
$991B
$1.34M 0.34%
25,000
– –
AKAM icon
66
Akamai
AKAM
$15.9B
$1.31M 0.33%
15,200
– –
NXPI icon
67
NXP Semiconductors
NXPI
$60.4B
$1.26M 0.32%
9,923
+6,123
+161% +$711K
NPTN
68
DELISTED
NEOPHOTONICS CORP
NPTN
$1.23M 0.31%
140,000
– –
BABA icon
69
Alibaba
BABA
$308B
$1.23M 0.31%
5,800
+2,000
+53% +$375K
TER icon
70
Teradyne
TER
$59.3B
$1.22M 0.31%
17,900
– –
SFE
71
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.22M 0.31%
111,000
– –
INTC icon
72
Intel
INTC
$513B
$1.14M 0.29%
19,000
– –
ACCS
73
ACCESS Newswire
ACCS
$26.3M
$1.05M 0.27%
90,000
– –
CKP
74
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.02M 0.26%
9,200
-2,200
-19% -$244K
NTAP icon
75
NetApp
NTAP
$37.2B
$949K 0.24%
+15,250
New +$890K
1 2
3
4

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Herald Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Herald Investment Management held 93 positions worth $392M, up 17% from $336M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Herald Investment Management deployed $14.3M of net new capital in Q4 2019, opening 5 new positions and adding to 13 existing holdings. Its largest new stake was Qumu Corp.: 696,000 shares worth $1.85M.

By sector, the portfolio is most concentrated in Technology at 83% of assets, down from 85% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was CEVA Inc, an estimated $2.01M trimmed.

  • Herald Investment Management's largest Q4 2019 buy was Qumu Corp.: 696,000 shares worth $1.85M.
  • Herald Investment Management added most to Bandwidth Inc in Q4 2019, an estimated $3.47M increase.
  • Herald Investment Management's biggest Q4 2019 reduction was CEVA Inc, cutting an estimated $2.01M.
  • Herald Investment Management fully exited ACM Research in Q4 2019, selling an estimated $2.08M.
  • Herald Investment Management's ten largest holdings make up 44% of its $392M portfolio in Q4 2019.
  • Herald Investment Management opened 5 new positions and closed 3 in Q4 2019.
  • Herald Investment Management's portfolio value rose 17% quarter-over-quarter to $392M.

Based on Herald Investment Management's 13F filing for Q4 2019, filed 14 Feb 2020.