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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$336M
AUM Growth
-$23.3M
Cap. Flow
-$22.2M
Cap. Flow %
-6.6%
Top 10 Hldgs %
45.1%
Holding
95
New
3
Increased
5
Reduced
2
Closed
7

Top Buys

Rank Stock Value
1
INUV icon
Inuvo
INUV
+$1.4M
2
CYBR
CyberArk
CYBR
+$1.37M
3
OSS icon
One Stop Systems
OSS
+$830K
4
SHSP
SharpSpring, Inc.
SHSP
+$645K
5
VRNS icon
Varonis Systems
VRNS
+$627K

Top Sells

Rank Stock Value
1
AMBR
Amber Road Inc
AMBR
+$11.9M
2
HYGS
Hydrogenics Corp
HYGS
+$8.16M
3
IPHI
INPHI CORPORATION
IPHI
+$2.44M
4
AQ
Aquantia Corp. Common Stock
AQ
+$2.15M
5
DL
China Distance Education Holdings Limited
DL
+$1.05M

Sector Composition

Rank Sector Weight
1 Technology 85.17%
2 Communication Services 4.15%
3 Industrials 3.67%
4 Consumer Discretionary 0.94%
5 Financials 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSEM icon
51
Tower Semiconductor
TSEM
$28.5B
$1.67M 0.5%
87,000
– –
KLIC icon
52
Kulicke & Soffa
KLIC
$4.78B
$1.64M 0.49%
69,795
– –
MTLS
53
Materialise
MTLS
$396M
$1.62M 0.48%
87,456
– –
SILC icon
54
Silicom
SILC
$242M
$1.57M 0.47%
50,000
– –
PS
55
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$1.55M 0.46%
92,576
– –
IDN icon
56
Intellicheck
IDN
$79.6M
$1.52M 0.45%
315,000
– –
RDCM icon
57
Radcom
RDCM
$169M
$1.47M 0.44%
161,000
– –
MEET
58
DELISTED
The Meet Group, Inc. Common Stock
MEET
$1.47M 0.44%
450,000
– –
FIT
59
DELISTED
Fitbit, Inc. Class A common stock
FIT
$1.43M 0.43%
375,000
– –
CDNS icon
60
Cadence Design Systems
CDNS
$93.4B
$1.39M 0.42%
21,100
– –
AKAM icon
61
Akamai
AKAM
$15.9B
$1.39M 0.41%
15,200
– –
INUV icon
62
Inuvo
INUV
$17M
$1.35M 0.4%
+500,000
New +$1.4M
SFE
63
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.26M 0.37%
111,000
– –
CKP
64
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.25M 0.37%
11,400
– –
MU icon
65
Micron Technology
MU
$991B
$1.07M 0.32%
25,000
– –
TER icon
66
Teradyne
TER
$59.3B
$1.04M 0.31%
17,900
-10,100
-36% -$535K
EGAN icon
67
eGain
EGAN
$201M
$1M 0.3%
125,000
– –
INTC icon
68
Intel
INTC
$513B
$978K 0.29%
19,000
– –
ACCS
69
ACCESS Newswire
ACCS
$26.2M
$936K 0.28%
90,000
– –
TSM icon
70
TSMC
TSM
$2.18T
$882K 0.26%
19,000
– –
NPTN
71
DELISTED
NEOPHOTONICS CORP
NPTN
$852K 0.25%
140,000
– –
BAND
72
Bandwidth Inc
BAND
$1.61B
$835K 0.25%
12,841
– –
TGEN
73
Tecogen Inc
TGEN
$116M
$722K 0.22%
321,078
– –
VERI icon
74
Veritone
VERI
$122M
$674K 0.2%
190,000
+86,922
+84% +$497K
BABA icon
75
Alibaba
BABA
$308B
$635K 0.19%
3,800
– –
1 2
3
4

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Herald Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Herald Investment Management held 95 positions worth $336M, down 6.5% from $359M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Herald Investment Management withdrew a net $22.2M in Q3 2019, closing 7 positions and reducing 2 holdings. Its most notable exit was Amber Road Inc, an estimated $11.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 85% of assets, up from 83% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, Herald Investment Management opened a new position in Inuvo worth $1.35M.

  • Herald Investment Management's largest Q3 2019 buy was Inuvo: 500,000 shares worth $1.35M.
  • Herald Investment Management added most to CyberArk in Q3 2019, an estimated $1.37M increase.
  • Herald Investment Management's biggest Q3 2019 reduction was INPHI CORPORATION, cutting an estimated $2.44M.
  • Herald Investment Management fully exited Amber Road Inc in Q3 2019, selling an estimated $11.9M.
  • Herald Investment Management's ten largest holdings make up 45% of its $336M portfolio in Q3 2019.
  • Herald Investment Management opened 3 new positions and closed 7 in Q3 2019.
  • Herald Investment Management's portfolio value fell 6.5% quarter-over-quarter to $336M.

Based on Herald Investment Management's 13F filing for Q3 2019, filed 21 Nov 2019.