We are live on ! Find out more
HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$273M
AUM Growth
+$41.6M
Cap. Flow
+$17.7M
Cap. Flow %
6.5%
Top 10 Hldgs %
41.46%
Holding
95
New
14
Increased
6
Reduced
3
Closed
6

Top Buys

Rank Stock Value
1
AMBR
Amber Road Inc
AMBR
+$6.4M
2
AKTS
Akoustis Technologies Inc
AKTS
+$5.13M
3
HDP
Hortonworks, Inc.
HDP
+$3.48M
4
MIME
Mimecast Limited
MIME
+$2.57M
5
MEET
The Meet Group, Inc. Common Stock
MEET
+$2.28M

Top Sells

Rank Stock Value
1
MENT
Mentor Graphics Corp
MENT
+$9.22M
2
NMBL
Nimble Storage, Inc.
NMBL
+$2.77M
3
KEYW
The KEYW Holding Corporation
KEYW
+$1.18M
4
NVDQ
Novadaq Technologies Inc.
NVDQ
+$1.08M
5
ULTI
Ultimate Software Group Inc
ULTI
+$547K

Sector Composition

Rank Sector Weight
1 Technology 77.05%
2 Industrials 5.26%
3 Communication Services 1.92%
4 Consumer Discretionary 1.77%
5 Consumer Staples 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CKP
51
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.51M 0.56%
14,750
– –
GUID
52
DELISTED
Guidance Software, Inc.
GUID
$1.47M 0.54%
250,000
+50,000
+25% +$341K
IOTS
53
DELISTED
Adesto Technologies Corp
IOTS
$1.46M 0.54%
+356,000
New +$1.3M
SFE
54
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.4M 0.51%
111,000
– –
INTC icon
55
Intel
INTC
$509B
$1.37M 0.5%
38,000
– –
NPTN
56
DELISTED
NEOPHOTONICS CORP
NPTN
$1.26M 0.46%
140,000
– –
MRAM icon
57
Everspin Technologies
MRAM
$403M
$1.22M 0.45%
+146,000
New +$1.23M
MRVC
58
DELISTED
MRV Communications Inc
MRVC
$1.18M 0.43%
+117,010
New +$998K
RPD icon
59
Rapid7
RPD
$750M
$1.16M 0.43%
+77,560
New +$1.08M
XLNX
60
DELISTED
Xilinx Inc
XLNX
$1.1M 0.4%
19,000
– –
RAMP icon
61
LiveRamp
RAMP
$2.3B
$967K 0.35%
34,000
– –
ANET icon
62
Arista Networks
ANET
$238B
$958K 0.35%
116,000
– –
PXLW icon
63
Pixelworks
PXLW
$41.6M
$930K 0.34%
16,667
– –
AKAM icon
64
Akamai
AKAM
$16.2B
$907K 0.33%
15,200
– –
MU icon
65
Micron Technology
MU
$981B
$895K 0.33%
31,000
– –
AXTI icon
66
AXT Inc
AXTI
$5.76B
$870K 0.32%
+150,000
New +$931K
TER icon
67
Teradyne
TER
$59.3B
$870K 0.32%
28,000
– –
ASUR icon
68
Asure Software
ASUR
$252M
$822K 0.3%
80,000
– –
TGEN
69
Tecogen Inc
TGEN
$115M
$798K 0.29%
+210,526
New +$826K
CDNS icon
70
Cadence Design Systems
CDNS
$92.8B
$784K 0.29%
25,000
– –
TISA
71
DELISTED
TOP Image Systems Ltd
TISA
$649K 0.24%
500,000
– –
TSM icon
72
TSMC
TSM
$2.17T
$623K 0.23%
19,000
– –
QCOM icon
73
Qualcomm
QCOM
$175B
$584K 0.21%
10,200
– –
FFIV icon
74
F5
FFIV
$22.9B
$570K 0.21%
4,000
-3,500
-47% -$499K
SPRT
75
DELISTED
support.com, Inc.
SPRT
$563K 0.21%
261,072
-72,261
-22% -$162K
1 2
3
4

Similar funds

QI
Qtron Investments Boston, Massachusetts $738M AUM 32.56% 1-Year Est. Return
TWP
TFO Wealth Partners Maumee, Ohio $735M AUM 21.07% 1-Year Est. Return
CT
Colonial Trust Spartanburg, South Carolina $735M AUM 18% 1-Year Est. Return
SI
Seeds Investor New York $735M AUM 17.54% 1-Year Est. Return
HCP
Holt Capital Partners Fort Worth, Texas $742M AUM 18.42% 1-Year Est. Return
GFI
Global Frontier Investments Charleston, South Carolina $732M AUM 8.6% 1-Year Est. Return
IA
Intellus Advisors Naples, Florida $732M AUM 29.73% 1-Year Est. Return
KAM
Knightsbridge Asset Management Newport Beach, California $743M AUM 28.33% 1-Year Est. Return

Herald Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Herald Investment Management held 95 positions worth $273M, up 18% from $231M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Herald Investment Management deployed $17.7M of net new capital in Q1 2017, opening 14 new positions and adding to 6 existing holdings. Its largest new stake was Amber Road Inc: 774,400 shares worth $5.97M.

By sector, the portfolio is most concentrated in Technology at 77% of assets, up from 76% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was F5, an estimated $499K trimmed.

  • Herald Investment Management's largest Q1 2017 buy was Amber Road Inc: 774,400 shares worth $5.97M.
  • Herald Investment Management added most to Callidus Software, Inc. in Q1 2017, an estimated $1.92M increase.
  • Herald Investment Management's biggest Q1 2017 reduction was F5, cutting an estimated $499K.
  • Herald Investment Management fully exited Mentor Graphics Corp in Q1 2017, selling an estimated $9.22M.
  • Herald Investment Management's ten largest holdings make up 41% of its $273M portfolio in Q1 2017.
  • Herald Investment Management opened 14 new positions and closed 6 in Q1 2017.
  • Herald Investment Management's portfolio value rose 18% quarter-over-quarter to $273M.

Based on Herald Investment Management's 13F filing for Q1 2017, filed 12 May 2017.