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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+12.46%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$258M
AUM Growth
+$7.97M
Cap. Flow
-$7.91M
Cap. Flow %
-3.06%
Top 10 Hldgs %
41.54%
Holding
92
New
2
Increased
1
Reduced
2
Closed
6

Top Buys

Rank Stock Value
1
NMBL
Nimble Storage, Inc.
NMBL
+$2.4M
2
QLYS icon
Qualys
QLYS
+$1.87M
3
ZPIN
Zhaopin Limited
ZPIN
+$505K

Top Sells

Rank Stock Value
1
PSMI
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
+$2.86M
2
AMBR
Amber Road Inc
AMBR
+$2.66M
3
TGEN
Tecogen Inc
TGEN
+$1.46M
4
MRVC
MRV Communications Inc
MRVC
+$1.35M
5
EFOI icon
Energy Focus
EFOI
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 63.68%
2 Industrials 3.13%
3 Communication Services 2.24%
4 Healthcare 0.98%
5 Consumer Staples 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGHT icon
51
8x8 Inc
EGHT
$332M
$1.19M 0.46%
130,000
– –
GLUU
52
DELISTED
Glu Mobile Inc.
GLUU
$1.17M 0.45%
300,000
– –
CKP
53
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.16M 0.45%
14,750
– –
TSM icon
54
TSMC
TSM
$2.18T
$1.07M 0.42%
48,000
– –
LTRX icon
55
Lantronix
LTRX
$266M
$1.06M 0.41%
566,666
– –
KEYW
56
DELISTED
The KEYW Holding Corporation
KEYW
$1.04M 0.4%
100,000
– –
ANAD
57
DELISTED
ANADIGICS INC
ANAD
$1.01M 0.39%
1,360,000
– –
WDC icon
58
Western Digital
WDC
$150B
$996K 0.39%
11,907
– –
FFIV icon
59
F5
FFIV
$22.7B
$978K 0.38%
7,500
– –
MSFT icon
60
Microsoft
MSFT
$3.71T
$975K 0.38%
21,000
– –
VMEM
61
DELISTED
VIOLIN MEMORY, INC.
VMEM
$956K 0.37%
50,000
– –
CDNS icon
62
Cadence Design Systems
CDNS
$93.4B
$949K 0.37%
50,000
– –
GOOG icon
63
Alphabet (Google) Class C
GOOG
$4.32T
$860K 0.33%
32,489
-32,489
-50% -$872K
XLNX
64
DELISTED
Xilinx Inc
XLNX
$823K 0.32%
19,000
– –
QCOM icon
65
Qualcomm
QCOM
$176B
$758K 0.29%
10,200
– –
PMCS
66
DELISTED
P M C SIERRA INC
PMCS
$733K 0.28%
80,000
– –
TNGO
67
DELISTED
Tangoe, Inc.
TNGO
$652K 0.25%
50,000
– –
AMZN icon
68
Amazon
AMZN
$2.96T
$621K 0.24%
40,000
– –
TER icon
69
Teradyne
TER
$59.3B
$554K 0.21%
28,000
– –
ZPIN
70
DELISTED
Zhaopin Limited
ZPIN
$527K 0.2%
+35,000
New +$505K
RAMP icon
71
LiveRamp
RAMP
$2.3B
$486K 0.19%
24,000
– –
EMC
72
DELISTED
EMC CORPORATION
EMC
$467K 0.18%
15,700
– –
CCIH
73
DELISTED
Chinacache International Holdings Ltd
CCIH
$453K 0.18%
49,500
– –
JBL icon
74
Jabil
JBL
$35.8B
$437K 0.17%
20,000
– –
FALC
75
DELISTED
FalconStor Software Inc
FALC
$393K 0.15%
300,000
– –
1 2
3
4

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QI
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TWP
TFO Wealth Partners Maumee, Ohio $735M AUM 21.07% 1-Year Est. Return
CT
Colonial Trust Spartanburg, South Carolina $735M AUM 18% 1-Year Est. Return
SI
Seeds Investor New York $735M AUM 17.54% 1-Year Est. Return
HCP
Holt Capital Partners Fort Worth, Texas $742M AUM 18.42% 1-Year Est. Return
GFI
Global Frontier Investments Charleston, South Carolina $732M AUM 8.6% 1-Year Est. Return
IA
Intellus Advisors Naples, Florida $732M AUM 29.73% 1-Year Est. Return
KAM
Knightsbridge Asset Management Newport Beach, California $743M AUM 28.33% 1-Year Est. Return

Herald Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Herald Investment Management held 92 positions worth $258M, up 3.2% from $250M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Herald Investment Management withdrew a net $7.91M in Q4 2014, closing 6 positions and reducing 2 holdings. Its most notable exit was PEREGRINE SEMICONDUCTOR CORP COM STK (DE), an estimated $2.86M position sold in full.

By sector, the portfolio is most concentrated in Technology at 64% of assets, up from 62% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Herald Investment Management opened a new position in Qualys worth $2.11M.

  • Herald Investment Management's largest Q4 2014 buy was Qualys: 56,000 shares worth $2.11M.
  • Herald Investment Management added most to Nimble Storage, Inc. in Q4 2014, an estimated $2.4M increase.
  • Herald Investment Management's biggest Q4 2014 reduction was SPANSION INC, CLASS A COMMON STOCK, cutting an estimated $1.19M.
  • Herald Investment Management fully exited PEREGRINE SEMICONDUCTOR CORP COM STK (DE) in Q4 2014, selling an estimated $2.86M.
  • Herald Investment Management's ten largest holdings make up 42% of its $258M portfolio in Q4 2014.
  • Herald Investment Management opened 2 new positions and closed 6 in Q4 2014.
  • Herald Investment Management's portfolio value rose 3.2% quarter-over-quarter to $258M.

Based on Herald Investment Management's 13F filing for Q4 2014, filed 12 Feb 2015.