We are live on ! Find out more
HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
-0.6%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$250M
AUM Growth
-$1.22M
Cap. Flow
+$4.32M
Cap. Flow %
1.73%
Top 10 Hldgs %
39.95%
Holding
93
New
8
Increased
3
Reduced
3
Closed
3

Top Buys

Rank Stock Value
1
KFX
KOFAX LIMITED COM STK
KFX
+$16.2M
2
AMBR
Amber Road Inc
AMBR
+$2.95M
3
GLUU
Glu Mobile Inc.
GLUU
+$1.68M
4
MRVC
MRV Communications Inc
MRVC
+$1.58M
5
BRDR
BODERFREE INC COM
BRDR
+$1.46M

Top Sells

Rank Stock Value
1
PLXT
PLX TECHNOLOGY INC
PLXT
+$3.07M
2
MCRS
MICROS SYSTEMS INC
MCRS
+$2.71M
3
QCOM icon
Qualcomm
QCOM
+$765K
4
AAPL icon
Apple
AAPL
+$245K
5
CKP
CHECKPOINT SYSTEMS INC
CKP
+$132K

Sector Composition

Rank Sector Weight
1 Technology 61.66%
2 Industrials 3.16%
3 Communication Services 2.89%
4 Healthcare 0.95%
5 Consumer Discretionary 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUID
51
DELISTED
Guidance Software, Inc.
GUID
$1.34M 0.54%
200,000
– –
INTC icon
52
Intel
INTC
$513B
$1.29M 0.52%
38,000
– –
AKAM icon
53
Akamai
AKAM
$15.9B
$1.22M 0.49%
20,200
– –
EFOI icon
54
Energy Focus
EFOI
$20.3M
$1.2M 0.48%
+5,714
New +$1.06M
GLUU
55
DELISTED
Glu Mobile Inc.
GLUU
$1.16M 0.46%
+300,000
New +$1.68M
CKP
56
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.09M 0.44%
14,750
-10,000
-40% -$132K
BRDR
57
DELISTED
BODERFREE INC COM
BRDR
$1.09M 0.44%
+100,000
New +$1.46M
LTRX icon
58
Lantronix
LTRX
$266M
$1.07M 0.43%
566,666
– –
TSM icon
59
TSMC
TSM
$2.18T
$1.06M 0.42%
48,000
– –
EGHT icon
60
8x8 Inc
EGHT
$332M
$1.02M 0.41%
+130,000
New +$998K
KEYW
61
DELISTED
The KEYW Holding Corporation
KEYW
$1.01M 0.41%
100,000
– –
MSFT icon
62
Microsoft
MSFT
$3.71T
$986K 0.39%
21,000
– –
VMEM
63
DELISTED
VIOLIN MEMORY, INC.
VMEM
$968K 0.39%
50,000
– –
ANAD
64
DELISTED
ANADIGICS INC
ANAD
$966K 0.39%
1,360,000
– –
FFIV icon
65
F5
FFIV
$22.7B
$922K 0.37%
7,500
– –
CDNS icon
66
Cadence Design Systems
CDNS
$93.4B
$898K 0.36%
50,000
– –
WDC icon
67
Western Digital
WDC
$150B
$885K 0.35%
11,907
– –
XLNX
68
DELISTED
Xilinx Inc
XLNX
$845K 0.34%
19,000
– –
QCOM icon
69
Qualcomm
QCOM
$176B
$801K 0.32%
10,200
-10,000
-50% -$765K
TNGO
70
DELISTED
Tangoe, Inc.
TNGO
$734K 0.29%
50,000
– –
PMCS
71
DELISTED
P M C SIERRA INC
PMCS
$623K 0.25%
80,000
– –
AMZN icon
72
Amazon
AMZN
$2.96T
$611K 0.24%
40,000
– –
TER icon
73
Teradyne
TER
$59.3B
$515K 0.21%
28,000
– –
CCIH
74
DELISTED
Chinacache International Holdings Ltd
CCIH
$508K 0.2%
49,500
– –
RAMP icon
75
LiveRamp
RAMP
$2.3B
$452K 0.18%
24,000
– –
1 2
3
4

Similar funds

QI
Qtron Investments Boston, Massachusetts $738M AUM 32.56% 1-Year Est. Return
TWP
TFO Wealth Partners Maumee, Ohio $735M AUM 21.07% 1-Year Est. Return
CT
Colonial Trust Spartanburg, South Carolina $735M AUM 18% 1-Year Est. Return
SI
Seeds Investor New York $735M AUM 17.54% 1-Year Est. Return
HCP
Holt Capital Partners Fort Worth, Texas $742M AUM 18.42% 1-Year Est. Return
GFI
Global Frontier Investments Charleston, South Carolina $732M AUM 8.6% 1-Year Est. Return
IA
Intellus Advisors Naples, Florida $732M AUM 29.73% 1-Year Est. Return
KAM
Knightsbridge Asset Management Newport Beach, California $743M AUM 28.33% 1-Year Est. Return

Herald Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Herald Investment Management held 93 positions worth $250M, down 0.49% from $252M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Herald Investment Management's Q3 2014 filing shows 8 new, 3 increased, 3 reduced and 3 closed positions. Its largest new stake was KOFAX LIMITED COM STK: 2,100,000 shares worth $13M. The largest sale was PLX TECHNOLOGY INC, an estimated $3.07M.

By sector, the portfolio is most concentrated in Technology at 62% of assets, up from 57% a quarter earlier, followed by Industrials and Communication Services.

  • Herald Investment Management's largest Q3 2014 buy was KOFAX LIMITED COM STK: 2,100,000 shares worth $13M.
  • Herald Investment Management added most to Alphabet (Google) Class C in Q3 2014, an estimated $939K increase.
  • Herald Investment Management's biggest Q3 2014 reduction was Qualcomm, cutting an estimated $765K.
  • Herald Investment Management fully exited PLX TECHNOLOGY INC in Q3 2014, selling an estimated $3.07M.
  • Herald Investment Management's ten largest holdings make up 40% of its $250M portfolio in Q3 2014.
  • Herald Investment Management opened 8 new positions and closed 3 in Q3 2014.
  • Herald Investment Management's portfolio value fell 0.49% quarter-over-quarter to $250M.

Based on Herald Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.