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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$231M
AUM Growth
+$16.6M
Cap. Flow
+$7M
Cap. Flow %
3.04%
Top 10 Hldgs %
41.25%
Holding
86
New
5
Increased
3
Reduced
4
Closed
4

Top Buys

Rank Stock Value
1
AVG
AVG Technologies N.V.
AVG
+$6.68M
2
WIFI
Boingo Wireless, Inc.
WIFI
+$4.58M
3
PLPM
Planet Payment, Inc
PLPM
+$2.8M
4
EPAY
Bottomline Technologies Inc
EPAY
+$1.91M
5
TISA
TOP Image Systems Ltd
TISA
+$883K

Top Sells

Rank Stock Value
1
KEYN
KEYNOTE SYSTEMS INC
KEYN
+$5.33M
2
AFOP
Alliance Fiber Optic Prod Inc
AFOP
+$3.61M
3
SAP icon
SAP
SAP
+$728K
4
GEN icon
Gen Digital
GEN
+$674K
5
STEC
STEC INC COM STK
STEC
+$672K

Sector Composition

Rank Sector Weight
1 Technology 49.81%
2 Communication Services 4.29%
3 Industrials 1.32%
4 Healthcare 0.99%
5 Consumer Discretionary 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKAM icon
51
Akamai
AKAM
$15.9B
$1.04M 0.45%
20,200
– –
XLNX
52
DELISTED
Xilinx Inc
XLNX
$890K 0.39%
19,000
– –
INTC icon
53
Intel
INTC
$513B
$871K 0.38%
38,000
– –
TISA
54
DELISTED
TOP Image Systems Ltd
TISA
$844K 0.37%
+300,000
New +$883K
TSM icon
55
TSMC
TSM
$2.18T
$814K 0.35%
48,000
– –
LTRX icon
56
Lantronix
LTRX
$266M
$793K 0.34%
566,666
– –
MU icon
57
Micron Technology
MU
$991B
$751K 0.33%
43,000
+17,000
+65% +$247K
MSFT icon
58
Microsoft
MSFT
$3.71T
$699K 0.3%
21,000
– –
RAMP icon
59
LiveRamp
RAMP
$2.3B
$681K 0.3%
24,000
– –
CDNS icon
60
Cadence Design Systems
CDNS
$93.4B
$675K 0.29%
50,000
– –
FFIV icon
61
F5
FFIV
$22.7B
$643K 0.28%
7,500
– –
AMZN icon
62
Amazon
AMZN
$2.96T
$625K 0.27%
40,000
– –
ATML
63
DELISTED
ATMEL CORP
ATML
$625K 0.27%
84,000
– –
WDC icon
64
Western Digital
WDC
$150B
$571K 0.25%
11,907
– –
PMCS
65
DELISTED
P M C SIERRA INC
PMCS
$530K 0.23%
80,000
– –
AVNW icon
66
Aviat Networks
AVNW
$273M
$527K 0.23%
34,967
– –
LSI
67
DELISTED
LSI CORPORATION
LSI
$470K 0.2%
60,000
– –
TER icon
68
Teradyne
TER
$59.3B
$463K 0.2%
28,000
– –
JBL icon
69
Jabil
JBL
$35.8B
$434K 0.19%
20,000
– –
EMC
70
DELISTED
EMC CORPORATION
EMC
$401K 0.17%
15,700
– –
SIMG
71
DELISTED
SILICON IMAGE INC
SIMG
$375K 0.16%
70,000
– –
RSYS
72
DELISTED
Radisys Corp
RSYS
$349K 0.15%
105,500
– –
FALC
73
DELISTED
FalconStor Software Inc
FALC
$288K 0.12%
300,000
– –
SWKS icon
74
Skyworks Solutions
SWKS
$10.6B
$273K 0.12%
11,000
– –
LDOS icon
75
Leidos
LDOS
$17.3B
$266K 0.12%
16,450
+9,788
+147% +$364K
1 2
3
4

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TWP
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CT
Colonial Trust Spartanburg, South Carolina $735M AUM 18% 1-Year Est. Return
SI
Seeds Investor New York $735M AUM 17.54% 1-Year Est. Return
HCP
Holt Capital Partners Fort Worth, Texas $742M AUM 18.42% 1-Year Est. Return
GFI
Global Frontier Investments Charleston, South Carolina $732M AUM 8.6% 1-Year Est. Return
IA
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KAM
Knightsbridge Asset Management Newport Beach, California $743M AUM 28.33% 1-Year Est. Return

Herald Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Herald Investment Management held 86 positions worth $231M, up 7.8% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Herald Investment Management deployed $7M of net new capital in Q3 2013, opening 5 new positions and adding to 3 existing holdings. Its largest new stake was AVG Technologies N.V.: 300,000 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 50% of assets, down from 54% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was Alliance Fiber Optic Prod Inc, an estimated $3.61M trimmed.

  • Herald Investment Management's largest Q3 2013 buy was AVG Technologies N.V.: 300,000 shares worth $6.93M.
  • Herald Investment Management added most to ChipMOS TECHNOLOGIES in Q3 2013, an estimated $858K increase.
  • Herald Investment Management's biggest Q3 2013 reduction was Alliance Fiber Optic Prod Inc, cutting an estimated $3.61M.
  • Herald Investment Management fully exited KEYNOTE SYSTEMS INC in Q3 2013, selling an estimated $5.33M.
  • Herald Investment Management's ten largest holdings make up 41% of its $231M portfolio in Q3 2013.
  • Herald Investment Management opened 5 new positions and closed 4 in Q3 2013.
  • Herald Investment Management's portfolio value rose 7.8% quarter-over-quarter to $231M.

Based on Herald Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.