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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+6.83%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$616M
AUM Growth
+$8.08M
Cap. Flow
-$2.81M
Cap. Flow %
-0.46%
Top 10 Hldgs %
39.56%
Holding
105
New
3
Increased
13
Reduced
7
Closed
3

Top Buys

Rank Stock Value
1
HSTM icon
HealthStream
HSTM
+$2.65M
2
ECOM
CHANNELADVISOR CORPORATION
ECOM
+$2.56M
3
BASE
Couchbase
BASE
+$2.15M
4
NTAP icon
NetApp
NTAP
+$1.51M
5
TLS icon
Telos
TLS
+$1.41M

Top Sells

Rank Stock Value
1
CLDR
Cloudera, Inc.
CLDR
+$9.95M
2
DSPG
DSP Group Inc
DSPG
+$4.37M
3
DZSI
DZS Inc. Common Stock
DZSI
+$2.15M
4
XLNX
Xilinx Inc
XLNX
+$1.44M
5
VERI icon
Veritone
VERI
+$1.42M

Sector Composition

Rank Sector Weight
1 Technology 86.62%
2 Communication Services 4.21%
3 Industrials 3.73%
4 Consumer Discretionary 0.98%
5 Healthcare 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCOI icon
26
Cogent Communications
CCOI
$508M
$6.95M 1.13%
95,000
– –
GOOGL icon
27
Alphabet (Google) Class A
GOOGL
$4.33T
$6.79M 1.1%
46,900
– –
ARLO icon
28
Arlo Technologies
ARLO
$1.65B
$6.61M 1.07%
630,000
– –
RBBN icon
29
Ribbon Communications
RBBN
$383M
$6.58M 1.07%
1,088,000
– –
BLDP
30
Ballard Power Systems
BLDP
$790M
$6.53M 1.06%
520,000
-19,800
-4% -$299K
LTRX icon
31
Lantronix
LTRX
$266M
$5.92M 0.96%
760,000
+53,575
+8% +$406K
THRY icon
32
Thryv Holdings
THRY
$108M
$5.54M 0.9%
134,651
– –
FIVN icon
33
FIVE9
FIVN
$2.54B
$5.49M 0.89%
40,000
– –
AMZN icon
34
Amazon
AMZN
$2.96T
$5.33M 0.87%
32,000
+6,000
+23% +$1.03M
RPD icon
35
Rapid7
RPD
$773M
$5.29M 0.86%
45,000
– –
RMNI icon
36
Rimini Street
RMNI
$471M
$5.07M 0.82%
850,000
+51,797
+6% +$407K
LGTY
37
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$5.07M 0.82%
194,200
+17,200
+10% +$457K
HLIT icon
38
Harmonic Inc
HLIT
$1.28B
$4.89M 0.79%
416,000
– –
SILC icon
39
Silicom
SILC
$242M
$4.64M 0.75%
90,000
– –
OOMA icon
40
Ooma
OOMA
$604M
$4.6M 0.75%
225,400
– –
VSAT icon
41
Viasat
VSAT
$11.1B
$4.45M 0.72%
100,000
– –
BCOV
42
DELISTED
Brightcove, Inc.
BCOV
$4.34M 0.7%
425,000
– –
FORM icon
43
FormFactor
FORM
$9.17B
$4.25M 0.69%
93,000
– –
JOBS
44
DELISTED
51job Inc
JOBS
$4.21M 0.68%
86,000
– –
AKTS
45
DELISTED
Akoustis Technologies Inc
AKTS
$4.19M 0.68%
628,636
– –
NABL icon
46
N-able
NABL
$940M
$4.03M 0.65%
363,000
+50,000
+16% +$619K
HSTM icon
47
HealthStream
HSTM
$840M
$3.95M 0.64%
150,000
+100,000
+200% +$2.65M
PING
48
DELISTED
Ping Identity Holding Corp.
PING
$3.66M 0.59%
160,000
– –
POWI icon
49
Power Integrations
POWI
$3.61B
$3.53M 0.57%
38,000
– –
CDNS icon
50
Cadence Design Systems
CDNS
$93.4B
$3.52M 0.57%
18,900
– –
1
2
3 4 5

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Herald Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Herald Investment Management held 105 positions worth $616M, up 1.3% from $608M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Herald Investment Management's Q4 2021 filing shows 3 new, 13 increased, 7 reduced and 3 closed positions. Its largest new stake was CHANNELADVISOR CORPORATION: 100,000 shares worth $2.46M. The largest sale was Cloudera, Inc., an estimated $9.95M.

By sector, the portfolio is most concentrated in Technology at 87% of assets, down from 87% a quarter earlier, followed by Communication Services and Industrials.

  • Herald Investment Management's largest Q4 2021 buy was CHANNELADVISOR CORPORATION: 100,000 shares worth $2.46M.
  • Herald Investment Management added most to HealthStream in Q4 2021, an estimated $2.65M increase.
  • Herald Investment Management's biggest Q4 2021 reduction was DZS Inc. Common Stock, cutting an estimated $2.15M.
  • Herald Investment Management fully exited Cloudera, Inc. in Q4 2021, selling an estimated $9.95M.
  • Herald Investment Management's ten largest holdings make up 40% of its $616M portfolio in Q4 2021.
  • Herald Investment Management opened 3 new positions and closed 3 in Q4 2021.
  • Herald Investment Management's portfolio value rose 1.3% quarter-over-quarter to $616M.

Based on Herald Investment Management's 13F filing for Q4 2021, filed 15 Feb 2022.