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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+14.06%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$392M
AUM Growth
+$56.6M
Cap. Flow
+$14.3M
Cap. Flow %
3.65%
Top 10 Hldgs %
44.24%
Holding
93
New
5
Increased
13
Reduced
4
Closed
3

Top Buys

Rank Stock Value
1
BAND
Bandwidth Inc
BAND
+$3.47M
2
SMCI icon
Super Micro Computer
SMCI
+$2.4M
3
QUMU
Qumu Corp.
QUMU
+$1.91M
4
TTEC icon
TTEC Holdings
TTEC
+$1.75M
5
ZS icon
Zscaler
ZS
+$1.67M

Top Sells

Rank Stock Value
1
ACMR icon
ACM Research
ACMR
+$2.08M
2
CEVA icon
CEVA Inc
CEVA
+$2.01M
3
AMD icon
Advanced Micro Devices
AMD
+$1.04M
4
EGAN icon
eGain
EGAN
+$1M
5
TSM icon
TSMC
TSM
+$504K

Sector Composition

Rank Sector Weight
1 Technology 83.47%
2 Communication Services 4.44%
3 Industrials 3.79%
4 Consumer Discretionary 1%
5 Financials 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLDP
26
Ballard Power Systems
BLDP
$790M
$4.58M 1.17%
640,000
– –
SHSP
27
DELISTED
SharpSpring, Inc.
SHSP
$4.45M 1.13%
388,293
+54,916
+16% +$559K
BCOV
28
DELISTED
Brightcove, Inc.
BCOV
$4.08M 1.04%
471,000
– –
HLIT icon
29
Harmonic Inc
HLIT
$1.28B
$3.9M 0.99%
500,000
– –
MODN
30
DELISTED
MODEL N, INC.
MODN
$3.89M 0.99%
111,000
– –
WIFI
31
DELISTED
Boingo Wireless, Inc.
WIFI
$3.85M 0.98%
351,739
+110,000
+46% +$1.19M
POWI icon
32
Power Integrations
POWI
$3.61B
$3.76M 0.96%
76,000
– –
GOOGL icon
33
Alphabet (Google) Class A
GOOGL
$4.33T
$3.67M 0.93%
54,800
+7,800
+17% +$503K
SAIL
34
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$3.66M 0.93%
155,000
+50,000
+48% +$1.09M
IOTS
35
DELISTED
Adesto Technologies Corp
IOTS
$3.65M 0.93%
431,000
– –
MANH icon
36
Manhattan Associates
MANH
$11.4B
$3.63M 0.92%
45,500
– –
OSPN icon
37
OneSpan
OSPN
$618M
$3.42M 0.87%
200,000
– –
YELP icon
38
Yelp
YELP
$1.41B
$3.13M 0.8%
90,000
– –
RPD icon
39
Rapid7
RPD
$773M
$2.91M 0.74%
52,060
– –
PS
40
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$2.58M 0.66%
150,000
+57,424
+62% +$977K
LTRX icon
41
Lantronix
LTRX
$266M
$2.51M 0.64%
706,425
– –
CLS icon
42
Celestica
CLS
$36.5B
$2.48M 0.63%
300,000
– –
FIT
43
DELISTED
Fitbit, Inc. Class A common stock
FIT
$2.46M 0.63%
375,000
– –
APPS icon
44
Digital Turbine
APPS
$1.74B
$2.35M 0.6%
330,000
– –
IDN icon
45
Intellicheck
IDN
$79.6M
$2.35M 0.6%
315,000
– –
MEET
46
DELISTED
The Meet Group, Inc. Common Stock
MEET
$2.25M 0.57%
450,000
– –
AMZN icon
47
Amazon
AMZN
$2.96T
$2.15M 0.55%
23,300
– –
TSEM icon
48
Tower Semiconductor
TSEM
$28.5B
$2.09M 0.53%
87,000
– –
AMD icon
49
Advanced Micro Devices
AMD
$789B
$1.94M 0.49%
42,300
-28,300
-40% -$1.04M
KLIC icon
50
Kulicke & Soffa
KLIC
$4.78B
$1.9M 0.48%
69,795
– –
1
2
3 4

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Herald Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Herald Investment Management held 93 positions worth $392M, up 17% from $336M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Herald Investment Management deployed $14.3M of net new capital in Q4 2019, opening 5 new positions and adding to 13 existing holdings. Its largest new stake was Qumu Corp.: 696,000 shares worth $1.85M.

By sector, the portfolio is most concentrated in Technology at 83% of assets, down from 85% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was CEVA Inc, an estimated $2.01M trimmed.

  • Herald Investment Management's largest Q4 2019 buy was Qumu Corp.: 696,000 shares worth $1.85M.
  • Herald Investment Management added most to Bandwidth Inc in Q4 2019, an estimated $3.47M increase.
  • Herald Investment Management's biggest Q4 2019 reduction was CEVA Inc, cutting an estimated $2.01M.
  • Herald Investment Management fully exited ACM Research in Q4 2019, selling an estimated $2.08M.
  • Herald Investment Management's ten largest holdings make up 44% of its $392M portfolio in Q4 2019.
  • Herald Investment Management opened 5 new positions and closed 3 in Q4 2019.
  • Herald Investment Management's portfolio value rose 17% quarter-over-quarter to $392M.

Based on Herald Investment Management's 13F filing for Q4 2019, filed 14 Feb 2020.