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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$336M
AUM Growth
-$23.3M
Cap. Flow
-$22.2M
Cap. Flow %
-6.6%
Top 10 Hldgs %
45.1%
Holding
95
New
3
Increased
5
Reduced
2
Closed
7

Top Buys

Rank Stock Value
1
INUV icon
Inuvo
INUV
+$1.4M
2
CYBR
CyberArk
CYBR
+$1.37M
3
OSS icon
One Stop Systems
OSS
+$830K
4
SHSP
SharpSpring, Inc.
SHSP
+$645K
5
VRNS icon
Varonis Systems
VRNS
+$627K

Top Sells

Rank Stock Value
1
AMBR
Amber Road Inc
AMBR
+$11.9M
2
HYGS
Hydrogenics Corp
HYGS
+$8.16M
3
IPHI
INPHI CORPORATION
IPHI
+$2.44M
4
AQ
Aquantia Corp. Common Stock
AQ
+$2.15M
5
DL
China Distance Education Holdings Limited
DL
+$1.05M

Sector Composition

Rank Sector Weight
1 Technology 85.17%
2 Communication Services 4.15%
3 Industrials 3.67%
4 Consumer Discretionary 0.94%
5 Financials 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
26
Apple
AAPL
$4.57T
$3.61M 1.07%
64,440
– –
SMCI icon
27
Super Micro Computer
SMCI
$20.1B
$3.57M 1.06%
1,860,000
– –
RBBN icon
28
Ribbon Communications
RBBN
$383M
$3.56M 1.06%
610,000
– –
POWI icon
29
Power Integrations
POWI
$3.61B
$3.43M 1.02%
76,000
– –
HLIT icon
30
Harmonic Inc
HLIT
$1.28B
$3.29M 0.98%
500,000
– –
SHSP
31
DELISTED
SharpSpring, Inc.
SHSP
$3.21M 0.96%
333,377
+58,377
+21% +$645K
YELP icon
32
Yelp
YELP
$1.41B
$3.13M 0.93%
90,000
– –
BLDP
33
Ballard Power Systems
BLDP
$790M
$3.12M 0.93%
640,000
– –
MODN
34
DELISTED
MODEL N, INC.
MODN
$3.08M 0.92%
111,000
– –
OSPN icon
35
OneSpan
OSPN
$618M
$2.9M 0.86%
200,000
– –
GOOGL icon
36
Alphabet (Google) Class A
GOOGL
$4.33T
$2.87M 0.85%
47,000
– –
WIFI
37
DELISTED
Boingo Wireless, Inc.
WIFI
$2.68M 0.8%
241,739
– –
RPD icon
38
Rapid7
RPD
$773M
$2.36M 0.7%
52,060
– –
LTRX icon
39
Lantronix
LTRX
$266M
$2.36M 0.7%
706,425
– –
OSS icon
40
One Stop Systems
OSS
$330M
$2.28M 0.68%
776,234
+396,234
+104% +$830K
CLS icon
41
Celestica
CLS
$36.5B
$2.15M 0.64%
300,000
– –
APPS icon
42
Digital Turbine
APPS
$1.74B
$2.13M 0.63%
330,000
– –
ACMR icon
43
ACM Research
ACMR
$5.79B
$2.08M 0.62%
450,000
– –
AMD icon
44
Advanced Micro Devices
AMD
$789B
$2.05M 0.61%
70,600
– –
AMZN icon
45
Amazon
AMZN
$2.96T
$2.02M 0.6%
23,300
– –
MRAM icon
46
Everspin Technologies
MRAM
$405M
$2.01M 0.6%
330,000
– –
SAIL
47
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$1.96M 0.58%
105,000
– –
DZSI
48
DELISTED
DZS Inc. Common Stock
DZSI
$1.93M 0.58%
211,810
– –
XLNX
49
DELISTED
Xilinx Inc
XLNX
$1.82M 0.54%
19,000
– –
IMOS
50
ChipMOS TECHNOLOGIES
IMOS
$1.83B
$1.69M 0.5%
83,485
– –
1
2
3 4

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Herald Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Herald Investment Management held 95 positions worth $336M, down 6.5% from $359M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Herald Investment Management withdrew a net $22.2M in Q3 2019, closing 7 positions and reducing 2 holdings. Its most notable exit was Amber Road Inc, an estimated $11.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 85% of assets, up from 83% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, Herald Investment Management opened a new position in Inuvo worth $1.35M.

  • Herald Investment Management's largest Q3 2019 buy was Inuvo: 500,000 shares worth $1.35M.
  • Herald Investment Management added most to CyberArk in Q3 2019, an estimated $1.37M increase.
  • Herald Investment Management's biggest Q3 2019 reduction was INPHI CORPORATION, cutting an estimated $2.44M.
  • Herald Investment Management fully exited Amber Road Inc in Q3 2019, selling an estimated $11.9M.
  • Herald Investment Management's ten largest holdings make up 45% of its $336M portfolio in Q3 2019.
  • Herald Investment Management opened 3 new positions and closed 7 in Q3 2019.
  • Herald Investment Management's portfolio value fell 6.5% quarter-over-quarter to $336M.

Based on Herald Investment Management's 13F filing for Q3 2019, filed 21 Nov 2019.