We are live on ! Find out more
HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$239M
AUM Growth
+$3.63M
Cap. Flow
-$6.58M
Cap. Flow %
-2.76%
Top 10 Hldgs %
40.24%
Holding
81
New
1
Increased
3
Reduced
4
Closed
2

Top Buys

Rank Stock Value
1
NPTN
NEOPHOTONICS CORP
NPTN
+$1.09M
2
DL
China Distance Education Holdings Limited
DL
+$814K
3
FALC
FalconStor Software Inc
FALC
+$127K
4
LTRX icon
Lantronix
LTRX
+$38K

Top Sells

Rank Stock Value
1
CAVM
Cavium, Inc.
CAVM
+$2.66M
2
SIMO icon
Silicon Motion
SIMO
+$2.6M
3
AFOP
Alliance Fiber Optic Prod Inc
AFOP
+$2.49M
4
PLPM
Planet Payment, Inc
PLPM
+$816K
5
SPLK
Splunk Inc
SPLK
+$48K

Sector Composition

Rank Sector Weight
1 Technology 74.65%
2 Industrials 4.92%
3 Communication Services 1.62%
4 Consumer Discretionary 1.27%
5 Consumer Staples 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSPN icon
26
OneSpan
OSPN
$598M
$3.28M 1.37%
200,000
– –
SPSC icon
27
SPS Commerce
SPSC
$2.59B
$3.03M 1.27%
100,000
– –
APIC
28
DELISTED
Apigee Corporation Common Stock
APIC
$2.85M 1.2%
233,920
– –
NMBL
29
DELISTED
Nimble Storage, Inc.
NMBL
$2.78M 1.17%
350,182
– –
JOBS
30
DELISTED
51job Inc
JOBS
$2.75M 1.15%
94,000
– –
YELP icon
31
Yelp
YELP
$1.38B
$2.73M 1.14%
90,000
– –
ATTU
32
DELISTED
Attunity Ltd
ATTU
$2.72M 1.14%
294,200
– –
BITA
33
DELISTED
Bitauto Holdings Limited
BITA
$2.7M 1.13%
100,000
– –
QLYS icon
34
Qualys
QLYS
$6.29B
$2.6M 1.09%
87,250
– –
ORBK
35
DELISTED
Orbotech Ltd
ORBK
$2.55M 1.07%
100,000
– –
IMPV
36
DELISTED
Imperva, Inc.
IMPV
$2.15M 0.9%
50,000
– –
DL
37
DELISTED
China Distance Education Holdings Limited
DL
$2.13M 0.89%
206,473
+65,380
+46% +$814K
RNG icon
38
RingCentral
RNG
$5.18B
$1.97M 0.83%
100,000
– –
IMOS
39
ChipMOS TECHNOLOGIES
IMOS
$1.83B
$1.9M 0.8%
95,291
– –
POWI icon
40
Power Integrations
POWI
$3.29B
$1.75M 0.73%
70,000
– –
AAPL icon
41
Apple
AAPL
$4.56T
$1.69M 0.71%
70,540
– –
ZPIN
42
DELISTED
Zhaopin Limited
ZPIN
$1.68M 0.7%
115,000
– –
WATT icon
43
Energous
WATT
$98.5M
$1.62M 0.68%
208
– –
RSYS
44
DELISTED
Radisys Corp
RSYS
$1.59M 0.67%
355,500
– –
LPSN icon
45
LivePerson
LPSN
$27.3M
$1.58M 0.66%
16,667
– –
NVDQ
46
DELISTED
Novadaq Technologies Inc.
NVDQ
$1.5M 0.63%
152,623
– –
SILC icon
47
Silicom
SILC
$239M
$1.49M 0.63%
50,000
– –
EPAY
48
DELISTED
Bottomline Technologies Inc
EPAY
$1.44M 0.6%
67,000
– –
AMZN icon
49
Amazon
AMZN
$2.94T
$1.43M 0.6%
40,000
– –
SFE
50
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.32M 0.55%
106,000
– –
1
2
3 4

Similar funds

QI
Qtron Investments Boston, Massachusetts $738M AUM 32.56% 1-Year Est. Return
TWP
TFO Wealth Partners Maumee, Ohio $735M AUM 21.07% 1-Year Est. Return
CT
Colonial Trust Spartanburg, South Carolina $735M AUM 18% 1-Year Est. Return
SI
Seeds Investor New York $735M AUM 17.54% 1-Year Est. Return
HCP
Holt Capital Partners Fort Worth, Texas $742M AUM 18.42% 1-Year Est. Return
GFI
Global Frontier Investments Charleston, South Carolina $732M AUM 8.6% 1-Year Est. Return
IA
Intellus Advisors Naples, Florida $732M AUM 29.73% 1-Year Est. Return
KAM
Knightsbridge Asset Management Newport Beach, California $743M AUM 28.33% 1-Year Est. Return

Herald Investment Management's Q2 2016 Portfolio in Review

As of Q2 2016, Herald Investment Management held 81 positions worth $239M, up 1.5% from $235M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Trading was light in Q2 2016: portfolio turnover was 3.7%. Herald Investment Management opened 1 new position and exited 2, leaving the 81-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 75% of assets, up from 73% a quarter earlier, followed by Industrials and Communication Services.

  • Herald Investment Management's largest Q2 2016 buy was NEOPHOTONICS CORP: 100,000 shares worth $953K.
  • Herald Investment Management added most to China Distance Education Holdings Limited in Q2 2016, an estimated $814K increase.
  • Herald Investment Management's biggest Q2 2016 reduction was Cavium, Inc., cutting an estimated $2.66M.
  • Herald Investment Management fully exited Alliance Fiber Optic Prod Inc in Q2 2016, selling an estimated $2.49M.
  • Herald Investment Management's ten largest holdings make up 40% of its $239M portfolio in Q2 2016.
  • Herald Investment Management opened 1 new position and closed 2 in Q2 2016.
  • Herald Investment Management's portfolio value rose 1.5% quarter-over-quarter to $239M.

Based on Herald Investment Management's 13F filing for Q2 2016, filed 8 Aug 2016.