HIM

Herald Investment Management Portfolio holdings

AUM $674M
1-Year Return 37.03%
This Quarter Return
+8.05%
1 Year Return
+37.03%
3 Year Return
+258.57%
5 Year Return
+415.7%
10 Year Return
+2,221.51%
AUM
$239M
AUM Growth
+$3.63M
Cap. Flow
-$6.74M
Cap. Flow %
-2.82%
Top 10 Hldgs %
40.24%
Holding
81
New
1
Increased
3
Reduced
4
Closed
2

Top Buys

1
NPTN
NEOPHOTONICS CORP
NPTN
$953K
2
DL
China Distance Education Holdings Limited
DL
$675K
3
FALC
FalconStor Software Inc
FALC
$105K
4
LTRX icon
Lantronix
LTRX
$34.6K

Top Sells

1
SIMO icon
Silicon Motion
SIMO
$2.96M
2
AFOP
ALLIANCE FIBER OPTIC PROD INC COM STK
AFOP
$2.49M
3
CAVM
Cavium, Inc.
CAVM
$2.08M
4
PLPM
Planet Payment, Inc
PLPM
$896K
5
SPLK
Splunk Inc
SPLK
$48K

Sector Composition

1 Technology 74.65%
2 Industrials 4.92%
3 Communication Services 1.62%
4 Consumer Discretionary 1.27%
5 Consumer Staples 0.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OSPN icon
26
OneSpan
OSPN
$583M
$3.28M 1.37%
200,000
– –
SPSC icon
27
SPS Commerce
SPSC
$4.15B
$3.03M 1.27%
100,000
– –
APIC
28
DELISTED
Apigee Corporation Common Stock
APIC
$2.85M 1.2%
233,920
– –
NMBL
29
DELISTED
Nimble Storage, Inc.
NMBL
$2.78M 1.17%
350,182
– –
JOBS
30
DELISTED
51job, Inc.
JOBS
$2.76M 1.15%
94,000
– –
YELP icon
31
Yelp
YELP
$2B
$2.73M 1.14%
90,000
– –
ATTU
32
DELISTED
Attunity Ltd
ATTU
$2.72M 1.14%
294,200
– –
BITA
33
DELISTED
Bitauto Holdings Limited
BITA
$2.7M 1.13%
100,000
– –
QLYS icon
34
Qualys
QLYS
$4.85B
$2.6M 1.09%
87,250
– –
ORBK
35
DELISTED
Orbotech Ltd
ORBK
$2.55M 1.07%
100,000
– –
IMPV
36
DELISTED
Imperva, Inc.
IMPV
$2.15M 0.9%
50,000
– –
DL
37
DELISTED
China Distance Education Holdings Limited
DL
$2.13M 0.89%
206,473
+65,380
+46% +$675K
RNG icon
38
RingCentral
RNG
$2.76B
$1.97M 0.83%
100,000
– –
IMOS
39
ChipMOS TECHNOLOGIES
IMOS
$604M
$1.9M 0.8%
95,291
– –
POWI icon
40
Power Integrations
POWI
$2.51B
$1.75M 0.73%
70,000
– –
AAPL icon
41
Apple
AAPL
$3.56T
$1.69M 0.71%
70,540
– –
ZPIN
42
DELISTED
Zhaopin Limited
ZPIN
$1.68M 0.7%
115,000
– –
WATT icon
43
Energous
WATT
$9.84M
$1.62M 0.68%
208
– –
RSYS
44
DELISTED
Radisys Corp
RSYS
$1.59M 0.67%
355,500
– –
LPSN icon
45
LivePerson
LPSN
$86.3M
$1.59M 0.66%
250,000
– –
NVDQ
46
DELISTED
Novadaq Technologies Inc.
NVDQ
$1.5M 0.63%
152,623
– –
SILC icon
47
Silicom
SILC
$95.2M
$1.49M 0.63%
50,000
– –
EPAY
48
DELISTED
Bottomline Technologies Inc
EPAY
$1.44M 0.6%
67,000
– –
AMZN icon
49
Amazon
AMZN
$2.51T
$1.43M 0.6%
40,000
– –
SFE
50
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.32M 0.55%
106,000
– –
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