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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
-0.6%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$250M
AUM Growth
-$1.22M
Cap. Flow
+$4.32M
Cap. Flow %
1.73%
Top 10 Hldgs %
39.95%
Holding
93
New
8
Increased
3
Reduced
3
Closed
3

Top Buys

Rank Stock Value
1
KFX
KOFAX LIMITED COM STK
KFX
+$16.2M
2
AMBR
Amber Road Inc
AMBR
+$2.95M
3
GLUU
Glu Mobile Inc.
GLUU
+$1.68M
4
MRVC
MRV Communications Inc
MRVC
+$1.58M
5
BRDR
BODERFREE INC COM
BRDR
+$1.46M

Top Sells

Rank Stock Value
1
PLXT
PLX TECHNOLOGY INC
PLXT
+$3.07M
2
MCRS
MICROS SYSTEMS INC
MCRS
+$2.71M
3
QCOM icon
Qualcomm
QCOM
+$765K
4
AAPL icon
Apple
AAPL
+$245K
5
CKP
CHECKPOINT SYSTEMS INC
CKP
+$132K

Sector Composition

Rank Sector Weight
1 Technology 61.66%
2 Industrials 3.16%
3 Communication Services 2.89%
4 Healthcare 0.95%
5 Consumer Discretionary 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSC icon
26
SPS Commerce
SPSC
$2.64B
$2.92M 1.16%
100,000
– –
PSMI
27
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
$2.86M 1.14%
230,000
– –
AMBR
28
DELISTED
Amber Road Inc
AMBR
$2.66M 1.06%
+200,000
New +$2.95M
AAPL icon
29
Apple
AAPL
$4.57T
$2.64M 1.05%
97,660
-10,000
-9% -$245K
FN icon
30
Fabrinet
FN
$20.1B
$2.55M 1.02%
140,000
– –
JOBS
31
DELISTED
51job Inc
JOBS
$2.45M 0.98%
80,000
– –
PRSO icon
32
Peraso
PRSO
$11.3M
$2.45M 0.98%
115
– –
NVDQ
33
DELISTED
Novadaq Technologies Inc.
NVDQ
$2.38M 0.95%
152,623
– –
IMOS
34
ChipMOS TECHNOLOGIES
IMOS
$1.83B
$2.25M 0.9%
95,291
– –
SPRT
35
DELISTED
support.com, Inc.
SPRT
$2.24M 0.89%
349,033
– –
RATE
36
DELISTED
Bankrate Inc
RATE
$2.17M 0.87%
200,000
– –
AFOP
37
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$2.17M 0.87%
168,474
– –
TISA
38
DELISTED
TOP Image Systems Ltd
TISA
$2M 0.8%
500,000
– –
IPHI
39
DELISTED
INPHI CORPORATION
IPHI
$1.86M 0.74%
120,000
– –
PLPM
40
DELISTED
Planet Payment, Inc
PLPM
$1.83M 0.73%
1,082,000
– –
GOOG icon
41
Alphabet (Google) Class C
GOOG
$4.32T
$1.83M 0.73%
64,978
+32,489
+100% +$939K
POWI icon
42
Power Integrations
POWI
$3.61B
$1.76M 0.7%
70,000
– –
ELX
43
DELISTED
EMULEX CORP
ELX
$1.7M 0.68%
300,000
– –
EPAY
44
DELISTED
Bottomline Technologies Inc
EPAY
$1.68M 0.67%
67,000
– –
SILC icon
45
Silicom
SILC
$242M
$1.67M 0.67%
50,000
– –
ATTU
46
DELISTED
Attunity Ltd
ATTU
$1.65M 0.66%
188,800
+88,800
+89% +$648K
DL
47
DELISTED
China Distance Education Holdings Limited
DL
$1.65M 0.66%
110,000
+25,824
+31% +$411K
TGEN
48
Tecogen Inc
TGEN
$116M
$1.46M 0.58%
+210,526
New +$1.27M
MU icon
49
Micron Technology
MU
$991B
$1.42M 0.57%
43,000
– –
MRVC
50
DELISTED
MRV Communications Inc
MRVC
$1.35M 0.54%
+117,010
New +$1.58M
1
2
3 4

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Herald Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Herald Investment Management held 93 positions worth $250M, down 0.49% from $252M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Herald Investment Management's Q3 2014 filing shows 8 new, 3 increased, 3 reduced and 3 closed positions. Its largest new stake was KOFAX LIMITED COM STK: 2,100,000 shares worth $13M. The largest sale was PLX TECHNOLOGY INC, an estimated $3.07M.

By sector, the portfolio is most concentrated in Technology at 62% of assets, up from 57% a quarter earlier, followed by Industrials and Communication Services.

  • Herald Investment Management's largest Q3 2014 buy was KOFAX LIMITED COM STK: 2,100,000 shares worth $13M.
  • Herald Investment Management added most to Alphabet (Google) Class C in Q3 2014, an estimated $939K increase.
  • Herald Investment Management's biggest Q3 2014 reduction was Qualcomm, cutting an estimated $765K.
  • Herald Investment Management fully exited PLX TECHNOLOGY INC in Q3 2014, selling an estimated $3.07M.
  • Herald Investment Management's ten largest holdings make up 40% of its $250M portfolio in Q3 2014.
  • Herald Investment Management opened 8 new positions and closed 3 in Q3 2014.
  • Herald Investment Management's portfolio value fell 0.49% quarter-over-quarter to $250M.

Based on Herald Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.