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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+9.56%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$251M
AUM Growth
+$20M
Cap. Flow
-$2.66M
Cap. Flow %
-1.06%
Top 10 Hldgs %
42.63%
Holding
84
New
2
Increased
–
Reduced
3
Closed
1

Top Buys

Rank Stock Value
1
QUIK icon
QuickLogic
QUIK
+$1.09M
2
CCIH
Chinacache International Holdings Ltd
CCIH
+$410K

Top Sells

Rank Stock Value
1
MSPD
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
+$2.52M
2
ATMI
A T M I INC
ATMI
+$571K
3
LDOS icon
Leidos
LDOS
+$569K
4
LKM
Link Motion Inc.
LKM
+$505K

Sector Composition

Rank Sector Weight
1 Technology 52.19%
2 Communication Services 4.3%
3 Industrials 1.69%
4 Healthcare 1.01%
5 Consumer Discretionary 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUPX
26
DELISTED
SUPERTEX INC
SUPX
$3.25M 1.3%
130,000
– –
PLXT
27
DELISTED
PLX TECHNOLOGY INC
PLXT
$3.12M 1.25%
475,000
– –
FN icon
28
Fabrinet
FN
$20.1B
$2.88M 1.15%
140,000
– –
PLPM
29
DELISTED
Planet Payment, Inc
PLPM
$2.69M 1.07%
1,082,000
– –
AFOP
30
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$2.53M 1.01%
168,474
– –
NVDQ
31
DELISTED
Novadaq Technologies Inc.
NVDQ
$2.52M 1.01%
152,623
– –
ANAD
32
DELISTED
ANADIGICS INC
ANAD
$2.49M 0.99%
1,360,000
– –
IDTI
33
DELISTED
Integrated Device Technology I
IDTI
$2.44M 0.98%
240,000
– –
PSMI
34
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
$2.44M 0.97%
330,000
– –
EPAY
35
DELISTED
Bottomline Technologies Inc
EPAY
$2.42M 0.97%
67,000
– –
SILC icon
36
Silicom
SILC
$242M
$2.29M 0.91%
50,000
– –
AAPL icon
37
Apple
AAPL
$4.57T
$2.16M 0.86%
107,660
– –
ELX
38
DELISTED
EMULEX CORP
ELX
$2.15M 0.86%
300,000
– –
IMOS
39
ChipMOS TECHNOLOGIES
IMOS
$1.83B
$2.02M 0.81%
95,291
– –
GUID
40
DELISTED
Guidance Software, Inc.
GUID
$2.02M 0.81%
200,000
– –
POWI icon
41
Power Integrations
POWI
$3.6B
$1.95M 0.78%
70,000
– –
GOOG icon
42
Alphabet (Google) Class C
GOOG
$4.32T
$1.82M 0.72%
65,043
– –
TISA
43
DELISTED
TOP Image Systems Ltd
TISA
$1.8M 0.72%
300,000
– –
CODE
44
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$1.68M 0.67%
121,200
– –
CKP
45
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.6M 0.64%
24,750
– –
JOBS
46
DELISTED
51job Inc
JOBS
$1.55M 0.62%
40,000
– –
OSPN icon
47
OneSpan
OSPN
$618M
$1.54M 0.62%
200,000
– –
QCOM icon
48
Qualcomm
QCOM
$176B
$1.5M 0.6%
20,200
– –
KEYW
49
DELISTED
The KEYW Holding Corporation
KEYW
$1.34M 0.54%
100,000
– –
QUIK icon
50
QuickLogic
QUIK
$257M
$1.28M 0.51%
+23,214
New +$1.09M
1
2
3 4

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QI
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TWP
TFO Wealth Partners Maumee, Ohio $735M AUM 21.07% 1-Year Est. Return
CT
Colonial Trust Spartanburg, South Carolina $735M AUM 18% 1-Year Est. Return
SI
Seeds Investor New York $735M AUM 17.54% 1-Year Est. Return
HCP
Holt Capital Partners Fort Worth, Texas $742M AUM 18.42% 1-Year Est. Return
GFI
Global Frontier Investments Charleston, South Carolina $732M AUM 8.6% 1-Year Est. Return
IA
Intellus Advisors Naples, Florida $732M AUM 29.73% 1-Year Est. Return
KAM
Knightsbridge Asset Management Newport Beach, California $743M AUM 28.33% 1-Year Est. Return

Herald Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Herald Investment Management held 84 positions worth $251M, up 8.7% from $231M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Trading was light in Q4 2013: portfolio turnover was 3.6%. Herald Investment Management opened 2 new positions and exited 1, leaving the 84-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 52% of assets, up from 50% a quarter earlier, followed by Communication Services and Industrials.

  • Herald Investment Management's largest Q4 2013 buy was QuickLogic: 23,214 shares worth $1.28M.
  • Herald Investment Management's biggest Q4 2013 reduction was A T M I INC, cutting an estimated $571K.
  • Herald Investment Management fully exited MINDSPEED TECHNOLOGIES INC COM STK in Q4 2013, selling an estimated $2.52M.
  • Herald Investment Management's ten largest holdings make up 43% of its $251M portfolio in Q4 2013.
  • Herald Investment Management opened 2 new positions and closed 1 in Q4 2013.
  • Herald Investment Management's portfolio value rose 8.7% quarter-over-quarter to $251M.

Based on Herald Investment Management's 13F filing for Q4 2013, filed 14 Feb 2014.