HIM

Herald Investment Management Portfolio holdings

AUM $674M
This Quarter Return
+9.56%
1 Year Return
+37.03%
3 Year Return
+258.57%
5 Year Return
+415.7%
10 Year Return
+2,221.51%
AUM
$251M
AUM Growth
+$251M
Cap. Flow
-$2.46M
Cap. Flow %
-0.98%
Top 10 Hldgs %
42.63%
Holding
84
New
2
Increased
–
Reduced
3
Closed
1

Top Buys

1
QUIK icon
QuickLogic
QUIK
$1.28M
2
CCIH
Chinacache International Holdings Ltd
CCIH
$457K

Top Sells

1
MSPD
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
$2.52M
2
ATMI
A T M I INC
ATMI
$603K
3
LDOS icon
Leidos
LDOS
$573K
4
LKM
Link Motion Inc.
LKM
$500K

Sector Composition

1 Technology 52.19%
2 Communication Services 4.3%
3 Industrials 1.69%
4 Healthcare 1.01%
5 Consumer Discretionary 0.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SUPX
26
DELISTED
SUPERTEX INC
SUPX
$3.26M 1.3%
130,000
– –
PLXT
27
DELISTED
PLX TECHNOLOGY INC
PLXT
$3.12M 1.25%
475,000
– –
FN icon
28
Fabrinet
FN
$11.8B
$2.88M 1.15%
140,000
– –
PLPM
29
DELISTED
Planet Payment, Inc
PLPM
$2.69M 1.07%
1,082,000
– –
AFOP
30
DELISTED
ALLIANCE FIBER OPTIC PROD INC COM STK
AFOP
$2.53M 1.01%
168,474
– –
NVDQ
31
DELISTED
Novadaq Technologies Inc.
NVDQ
$2.52M 1.01%
152,623
– –
ANAD
32
DELISTED
ANADIGICS INC
ANAD
$2.49M 0.99%
1,360,000
– –
IDTI
33
DELISTED
Integrated Device Technology I
IDTI
$2.44M 0.98%
240,000
– –
PSMI
34
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
$2.44M 0.97%
330,000
– –
EPAY
35
DELISTED
Bottomline Technologies Inc
EPAY
$2.43M 0.97%
67,000
– –
SILC icon
36
Silicom
SILC
$93.3M
$2.29M 0.91%
50,000
– –
AAPL icon
37
Apple
AAPL
$3.45T
$2.16M 0.86%
3,845
– –
ELX
38
DELISTED
EMULEX CORP
ELX
$2.15M 0.86%
300,000
– –
IMOS
39
ChipMOS TECHNOLOGIES
IMOS
$556M
$2.02M 0.81%
105,000
– –
GUID
40
DELISTED
Guidance Software, Inc.
GUID
$2.02M 0.81%
200,000
– –
POWI icon
41
Power Integrations
POWI
$2.53B
$1.95M 0.78%
35,000
– –
GOOG icon
42
Alphabet (Google) Class C
GOOG
$2.58T
$1.82M 0.72%
1,620
– –
TISA
43
DELISTED
TOP Image Systems Ltd
TISA
$1.8M 0.72%
300,000
– –
CODE
44
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$1.68M 0.67%
121,200
– –
CKP
45
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.6M 0.64%
24,750
– –
JOBS
46
DELISTED
51job, Inc.
JOBS
$1.56M 0.62%
20,000
– –
OSPN icon
47
OneSpan
OSPN
$580M
$1.54M 0.62%
200,000
– –
QCOM icon
48
Qualcomm
QCOM
$173B
$1.5M 0.6%
20,200
– –
KEYW
49
DELISTED
The KEYW Holding Corporation
KEYW
$1.34M 0.54%
100,000
– –
QUIK icon
50
QuickLogic
QUIK
$84.3M
$1.28M 0.51%
+325,000
New +$1.28M
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