HIM

Herald Investment Management Portfolio holdings

AUM $674M
This Quarter Return
+12.75%
1 Year Return
+37.03%
3 Year Return
+258.57%
5 Year Return
+415.7%
10 Year Return
+2,221.51%
AUM
$231M
AUM Growth
+$231M
Cap. Flow
+$9.21M
Cap. Flow %
4%
Top 10 Hldgs %
41.25%
Holding
86
New
5
Increased
2
Reduced
4
Closed
4

Top Buys

1
AVG
AVG Technologies N.V.
AVG
$6.93M
2
WIFI
Boingo Wireless, Inc.
WIFI
$5M
3
EPAY
Bottomline Technologies Inc
EPAY
$2.07M
4
PLPM
Planet Payment, Inc
PLPM
$1.62M
5
TISA
TOP Image Systems Ltd
TISA
$844K

Top Sells

1
KEYN
KEYNOTE SYSTEMS INC
KEYN
$5.34M
2
SAP icon
SAP
SAP
$728K
3
GEN icon
Gen Digital
GEN
$674K
4
STEC
STEC INC COM STK
STEC
$672K
5
AFOP
ALLIANCE FIBER OPTIC PROD INC COM STK
AFOP
$428K

Sector Composition

1 Technology 49.81%
2 Communication Services 4.29%
3 Industrials 1.32%
4 Healthcare 0.99%
5 Consumer Discretionary 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PSMI
26
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
$3.06M 1.33%
330,000
– –
HYGS
27
DELISTED
Hydrogenics Corp
HYGS
$2.87M 1.25%
255,000
– –
PLXT
28
DELISTED
PLX TECHNOLOGY INC
PLXT
$2.61M 1.13%
475,000
-25,000
-5% -$138K
MSPD
29
DELISTED
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
$2.52M 1.09%
889,800
– –
ANAD
30
DELISTED
ANADIGICS INC
ANAD
$2.45M 1.06%
1,360,000
– –
BCOV
31
DELISTED
Brightcove, Inc.
BCOV
$2.37M 1.03%
250,997
– –
NVDQ
32
DELISTED
Novadaq Technologies Inc.
NVDQ
$2.29M 0.99%
152,623
– –
ELX
33
DELISTED
EMULEX CORP
ELX
$2.1M 0.91%
300,000
– –
EPAY
34
DELISTED
Bottomline Technologies Inc
EPAY
$2.07M 0.9%
+67,000
New +$2.07M
FN icon
35
Fabrinet
FN
$12B
$2.06M 0.89%
140,000
– –
IDTI
36
DELISTED
Integrated Device Technology I
IDTI
$2.02M 0.88%
240,000
– –
AAPL icon
37
Apple
AAPL
$3.41T
$1.83M 0.8%
3,845
– –
POWI icon
38
Power Integrations
POWI
$2.5B
$1.75M 0.76%
35,000
– –
SILC icon
39
Silicom
SILC
$91.7M
$1.73M 0.75%
50,000
– –
LKM
40
DELISTED
Link Motion Inc.
LKM
$1.71M 0.74%
75,000
– –
GUID
41
DELISTED
Guidance Software, Inc.
GUID
$1.69M 0.73%
200,000
– –
IMOS
42
ChipMOS TECHNOLOGIES
IMOS
$538M
$1.63M 0.71%
105,000
+50,000
+91% +$775K
PLPM
43
DELISTED
Planet Payment, Inc
PLPM
$1.62M 0.7%
+1,082,000
New +$1.62M
OSPN icon
44
OneSpan
OSPN
$572M
$1.6M 0.69%
200,000
– –
JOBS
45
DELISTED
51job, Inc.
JOBS
$1.42M 0.62%
20,000
– –
GOOG icon
46
Alphabet (Google) Class C
GOOG
$2.56T
$1.42M 0.62%
1,620
– –
CKP
47
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.4M 0.61%
24,750
-4,250
-15% -$240K
QCOM icon
48
Qualcomm
QCOM
$171B
$1.36M 0.59%
20,200
– –
KEYW
49
DELISTED
The KEYW Holding Corporation
KEYW
$1.3M 0.56%
100,000
– –
CODE
50
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$1.22M 0.53%
121,200
– –
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