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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$231M
AUM Growth
+$16.6M
Cap. Flow
+$7M
Cap. Flow %
3.04%
Top 10 Hldgs %
41.25%
Holding
86
New
5
Increased
3
Reduced
4
Closed
4

Top Buys

Rank Stock Value
1
AVG
AVG Technologies N.V.
AVG
+$6.68M
2
WIFI
Boingo Wireless, Inc.
WIFI
+$4.58M
3
PLPM
Planet Payment, Inc
PLPM
+$2.8M
4
EPAY
Bottomline Technologies Inc
EPAY
+$1.91M
5
TISA
TOP Image Systems Ltd
TISA
+$883K

Top Sells

Rank Stock Value
1
KEYN
KEYNOTE SYSTEMS INC
KEYN
+$5.33M
2
AFOP
Alliance Fiber Optic Prod Inc
AFOP
+$3.61M
3
SAP icon
SAP
SAP
+$728K
4
GEN icon
Gen Digital
GEN
+$674K
5
STEC
STEC INC COM STK
STEC
+$672K

Sector Composition

Rank Sector Weight
1 Technology 49.81%
2 Communication Services 4.29%
3 Industrials 1.32%
4 Healthcare 0.99%
5 Consumer Discretionary 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSMI
26
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
$3.06M 1.33%
330,000
– –
HYGS
27
DELISTED
Hydrogenics Corp
HYGS
$2.87M 1.25%
255,000
– –
PLXT
28
DELISTED
PLX TECHNOLOGY INC
PLXT
$2.61M 1.13%
475,000
-25,000
-5% -$136K
MSPD
29
DELISTED
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
$2.52M 1.09%
889,800
– –
ANAD
30
DELISTED
ANADIGICS INC
ANAD
$2.45M 1.06%
1,360,000
– –
BCOV
31
DELISTED
Brightcove, Inc.
BCOV
$2.37M 1.03%
250,997
– –
NVDQ
32
DELISTED
Novadaq Technologies Inc.
NVDQ
$2.29M 0.99%
152,623
– –
ELX
33
DELISTED
EMULEX CORP
ELX
$2.1M 0.91%
300,000
– –
EPAY
34
DELISTED
Bottomline Technologies Inc
EPAY
$2.07M 0.9%
+67,000
New +$1.91M
FN icon
35
Fabrinet
FN
$20.1B
$2.06M 0.89%
140,000
– –
IDTI
36
DELISTED
Integrated Device Technology I
IDTI
$2.02M 0.88%
240,000
– –
AAPL icon
37
Apple
AAPL
$4.57T
$1.83M 0.8%
107,660
– –
POWI icon
38
Power Integrations
POWI
$3.61B
$1.75M 0.76%
70,000
– –
SILC icon
39
Silicom
SILC
$242M
$1.73M 0.75%
50,000
– –
LKM
40
DELISTED
Link Motion Inc.
LKM
$1.71M 0.74%
75,000
– –
GUID
41
DELISTED
Guidance Software, Inc.
GUID
$1.69M 0.73%
200,000
– –
IMOS
42
ChipMOS TECHNOLOGIES
IMOS
$1.83B
$1.63M 0.71%
95,291
+45,377
+91% +$858K
PLPM
43
DELISTED
Planet Payment, Inc
PLPM
$1.62M 0.7%
+1,082,000
New +$2.8M
OSPN icon
44
OneSpan
OSPN
$618M
$1.6M 0.69%
200,000
– –
JOBS
45
DELISTED
51job Inc
JOBS
$1.42M 0.62%
40,000
– –
GOOG icon
46
Alphabet (Google) Class C
GOOG
$4.32T
$1.42M 0.62%
65,043
– –
CKP
47
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$1.4M 0.61%
24,750
-4,250
-15% -$68.1K
QCOM icon
48
Qualcomm
QCOM
$176B
$1.36M 0.59%
20,200
– –
KEYW
49
DELISTED
The KEYW Holding Corporation
KEYW
$1.3M 0.56%
100,000
– –
CODE
50
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$1.22M 0.53%
121,200
– –
1
2
3 4

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KAM
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Herald Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Herald Investment Management held 86 positions worth $231M, up 7.8% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Herald Investment Management deployed $7M of net new capital in Q3 2013, opening 5 new positions and adding to 3 existing holdings. Its largest new stake was AVG Technologies N.V.: 300,000 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 50% of assets, down from 54% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was Alliance Fiber Optic Prod Inc, an estimated $3.61M trimmed.

  • Herald Investment Management's largest Q3 2013 buy was AVG Technologies N.V.: 300,000 shares worth $6.93M.
  • Herald Investment Management added most to ChipMOS TECHNOLOGIES in Q3 2013, an estimated $858K increase.
  • Herald Investment Management's biggest Q3 2013 reduction was Alliance Fiber Optic Prod Inc, cutting an estimated $3.61M.
  • Herald Investment Management fully exited KEYNOTE SYSTEMS INC in Q3 2013, selling an estimated $5.33M.
  • Herald Investment Management's ten largest holdings make up 41% of its $231M portfolio in Q3 2013.
  • Herald Investment Management opened 5 new positions and closed 4 in Q3 2013.
  • Herald Investment Management's portfolio value rose 7.8% quarter-over-quarter to $231M.

Based on Herald Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.