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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGIG icon
451
ALPS O'Shares Global Internet Giants ETF
OGIG
$113M
$46K 0.02%
1,950
-1,300
-40% -$32.3K
OXY icon
452
Occidental Petroleum
OXY
$55.9B
$46K 0.02%
1,025
-55
-5% -$2.6K
PK icon
453
Park Hotels & Resorts
PK
$2.97B
$46K 0.02%
1,856
+20
+1% +$508
VCR icon
454
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$46K 0.02%
258
– –
BST icon
455
BlackRock Science and Technology Trust
BST
$1.69B
$45K 0.01%
1,435
+7
+0.5% +$229
FEM icon
456
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
$45K 0.01%
1,900
– –
SCHW
457
Charles Schwab
SCHW
$187B
$45K 0.01%
1,069
– –
SMH icon
458
VanEck Semiconductor ETF
SMH
$73.2B
$45K 0.01%
760
+2
+0.3% +$116
GER
459
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$45K 0.01%
1,035
+333
+47% +$15.1K
LQDT icon
460
Liquidity Services
LQDT
$1.31B
$44K 0.01%
5,950
– –
HBAN icon
461
Huntington Bancshares
HBAN
$35.5B
$43K 0.01%
+3,025
New +$41.4K
HR icon
462
Healthcare Realty
HR
$6.84B
$43K 0.01%
1,449
+21
+1% +$587
VIS icon
463
Vanguard Industrials ETF
VIS
$8.39B
$43K 0.01%
296
– –
ASG
464
Liberty All-Star Growth Fund
ASG
$341M
$42K 0.01%
7,032
-14,618
-68% -$86.6K
CDC icon
465
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$42K 0.01%
903
+1
+0.1% +$45
MPC icon
466
Marathon Petroleum
MPC
$83.7B
$42K 0.01%
684
+326
+91% +$17.2K
RDS.B
467
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$42K 0.01%
700
+300
+75% +$17.9K
BBH icon
468
VanEck Biotech ETF
BBH
$422M
$41K 0.01%
350
-75
-18% -$9.33K
CHCO icon
469
City Holding Co
CHCO
$2.04B
$41K 0.01%
540
+113
+26% +$8.53K
CNC icon
470
Centene
CNC
$32.5B
$41K 0.01%
948
-200
-17% -$9.74K
DWLD icon
471
Davis Select Worldwide ETF
DWLD
$613M
$40K 0.01%
1,750
-2,850
-62% -$65.6K
EXG icon
472
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$40K 0.01%
4,822
+22
+0.5% +$180
KEYS icon
473
Keysight
KEYS
$58.3B
$40K 0.01%
412
+100
+32% +$9.26K
KMI icon
474
Kinder Morgan
KMI
$68.7B
$40K 0.01%
1,929
+995
+107% +$20.4K
LEA icon
475
Lear
LEA
$8.18B
$40K 0.01%
337
– –
17 18
19
20 21

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KCM
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.