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GSWM

Golden State Wealth Management Portfolio holdings

AUM $915M
1-Year Est. Return 19.16%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+19.16%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$947M
AUM Growth
+$40.7M
Cap. Flow
+$27.6M
Cap. Flow %
2.92%
Top 10 Hldgs %
32.15%
Holding
1,773
New
112
Increased
506
Reduced
377
Closed
93

Top Buys

Rank Stock Value
1
CAM
AB California Intermediate Municipal ETF
CAM
+$6.47M
2
RTX icon
RTX Corp
RTX
+$4.31M
3
CGCV
Capital Group Conservative Equity ETF
CGCV
+$1.67M
4
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$1.39M
5
TMSL icon
T. Rowe Price Small-Mid Cap ETF
TMSL
+$1.26M

Top Sells

Rank Stock Value
1
PTF icon
Invesco Dorsey Wright Technology Momentum ETF
PTF
+$1.54M
2
WDC icon
Western Digital
WDC
+$1.46M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.03M
4
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$836K
5
AAPL icon
Apple
AAPL
+$656K

Sector Composition

Rank Sector Weight
1 Technology 10.75%
2 Consumer Discretionary 4.2%
3 Communication Services 3.66%
4 Financials 3.55%
5 Industrials 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$879B
$68.4M 7.22%
99,831
+1,847
+2% +$1.25M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$53.7M 5.67%
78,690
-1,531
-2% -$1.03M
AAPL icon
3
Apple
AAPL
$4.8T
$34.1M 3.61%
125,607
-2,445
-2% -$656K
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$138B
$26.3M 2.78%
263,367
+3,911
+2% +$392K
NVDA icon
5
NVIDIA
NVDA
$4.92T
$22.9M 2.42%
122,938
+562
+0.5% +$105K
FVD icon
6
First Trust Value Line Dividend Fund
FVD
$8.2B
$21.6M 2.28%
469,031
+22,635
+5% +$1.04M
QQQ icon
7
Invesco QQQ Trust
QQQ
$463B
$20.5M 2.16%
33,327
+45
+0.1% +$27.6K
AMZN icon
8
Amazon
AMZN
$2.69T
$20.4M 2.16%
88,416
+652
+0.7% +$149K
GOOGL icon
9
Alphabet (Google) Class A
GOOGL
$4.3T
$20.2M 2.14%
64,680
-728
-1% -$208K
WINN icon
10
Harbor Long-Term Growers ETF
WINN
$1.13B
$16.3M 1.72%
523,243
+34,818
+7% +$1.09M
QGRO icon
11
American Century US Quality Growth ETF
QGRO
$2B
$15.1M 1.6%
132,252
+4,166
+3% +$476K
USMC icon
12
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.52B
$14.2M 1.5%
207,963
+9,587
+5% +$656K
RDVY icon
13
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$13.7M 1.45%
197,880
+4,521
+2% +$307K
MSFT icon
14
Microsoft
MSFT
$2.99T
$13.1M 1.39%
27,116
-430
-2% -$215K
SPAB icon
15
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.83B
$13M 1.37%
504,992
+556
+0.1% +$14.4K
SDVY icon
16
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$11.2M 1.19%
293,154
-12,117
-4% -$460K
DGRW icon
17
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$11M 1.16%
123,047
+3,766
+3% +$336K
BBUS icon
18
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.63B
$10.6M 1.12%
86,204
+2,759
+3% +$338K
FTCS icon
19
First Trust Capital Strength ETF
FTCS
$7.8B
$9.96M 1.05%
107,690
-2,545
-2% -$235K
TSLA icon
20
Tesla
TSLA
$1.39T
$9.58M 1.01%
21,293
-717
-3% -$318K
SPYM
21
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$9.35M 0.99%
116,592
+3,830
+3% +$305K
BUFR icon
22
FT Vest Fund of Buffer ETFs
BUFR
$10B
$9M 0.95%
262,705
-1,115
-0.4% -$37.6K
SPYG icon
23
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.4B
$7.91M 0.84%
74,167
+2,605
+4% +$276K
BX icon
24
Blackstone
BX
$151B
$7.82M 0.83%
50,708
+247
+0.5% +$37.5K
QUAL icon
25
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$7.29M 0.77%
36,703
+107
+0.3% +$21K
1
2 3 4 5

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DWP
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SOCM
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CWMK
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SA
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BDF
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SI
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GIG
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Golden State Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, Golden State Wealth Management held 1,773 positions worth $947M, up 4.5% from $906M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q4 2025 filing shows 112 new, 506 increased, 377 reduced and 93 closed positions. Its largest new stake was AB California Intermediate Municipal ETF: 257,474 shares worth $6.46M. The largest sale was Invesco Dorsey Wright Technology Momentum ETF, an estimated $1.54M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Golden State Wealth Management's largest Q4 2025 buy was AB California Intermediate Municipal ETF: 257,474 shares worth $6.46M.
  • Golden State Wealth Management added most to RTX Corp in Q4 2025, an estimated $4.31M increase.
  • Golden State Wealth Management's biggest Q4 2025 reduction was Invesco Dorsey Wright Technology Momentum ETF, cutting an estimated $1.54M.
  • Golden State Wealth Management fully exited Columbia Multi-Sector Municipal Income ETF in Q4 2025, selling an estimated $246K.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $947M portfolio in Q4 2025.
  • Golden State Wealth Management opened 112 new positions and closed 93 in Q4 2025.
  • Golden State Wealth Management's portfolio value rose 4.5% quarter-over-quarter to $947M.

Based on Golden State Wealth Management's 13F filing for Q4 2025, filed 13 Feb 2026.