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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$84.4M
Cap. Flow
+$24.9M
Cap. Flow %
2.75%
Top 10 Hldgs %
32.17%
Holding
1,702
New
134
Increased
458
Reduced
344
Closed
41

Top Buys

Rank Stock Value
1
QGRO icon
American Century US Quality Growth ETF
QGRO
+$12.6M
2
BBUS icon
JPMorgan BetaBuilders US Equity ETF
BBUS
+$9.42M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.18M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$1.87M
5
NVDA icon
NVIDIA
NVDA
+$1.63M

Top Sells

Rank Stock Value
1
GBTG icon
American Express Global Business Travel
GBTG
+$2.45M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.02M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.71M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.48M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 11.5%
2 Consumer Discretionary 4.3%
3 Financials 3.56%
4 Communication Services 3.32%
5 Industrials 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$65.6M 7.24%
97,984
-504
-0.5% -$325K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$53.4M 5.9%
80,221
+1,752
+2% +$1.12M
AAPL icon
3
Apple
AAPL
$4.89T
$32.6M 3.6%
128,052
+101
+0.1% +$22.8K
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$138B
$26M 2.87%
259,456
+2,815
+1% +$279K
NVDA icon
5
NVIDIA
NVDA
$5.01T
$22.8M 2.52%
122,376
+9,328
+8% +$1.63M
FVD icon
6
First Trust Value Line Dividend Fund
FVD
$8.29B
$20.6M 2.28%
446,396
-31,208
-7% -$1.43M
QQQ icon
7
Invesco QQQ Trust
QQQ
$455B
$20M 2.21%
33,282
-547
-2% -$313K
AMZN icon
8
Amazon
AMZN
$2.5T
$19.3M 2.13%
87,764
+3,163
+4% +$716K
GOOGL icon
9
Alphabet (Google) Class A
GOOGL
$3.91T
$15.9M 1.75%
65,408
+10
+0% +$2.1K
WINN icon
10
Harbor Long-Term Growers ETF
WINN
$1.11B
$15.2M 1.68%
488,425
-21,947
-4% -$660K
QGRO icon
11
American Century US Quality Growth ETF
QGRO
$1.98B
$14.7M 1.62%
128,086
+113,999
+809% +$12.6M
MSFT icon
12
Microsoft
MSFT
$2.84T
$14.3M 1.57%
27,546
+973
+4% +$496K
USMC icon
13
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.52B
$13.5M 1.49%
198,376
+2,812
+1% +$182K
SPAB icon
14
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$13M 1.44%
504,436
+641
+0.1% +$16.4K
RDVY icon
15
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$13M 1.44%
193,359
-31,145
-14% -$2.02M
SDVY icon
16
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$11.6M 1.28%
305,271
+2,087
+0.7% +$77.4K
DGRW icon
17
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$10.6M 1.17%
119,281
-780
-0.6% -$67.7K
FTCS icon
18
First Trust Capital Strength ETF
FTCS
$7.88B
$10.3M 1.14%
110,235
-3,853
-3% -$355K
BBUS icon
19
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.59B
$10.1M 1.11%
83,445
+81,124
+3,495% +$9.42M
TSLA icon
20
Tesla
TSLA
$1.24T
$9.79M 1.08%
22,010
-133
-0.6% -$46.1K
SPYM
21
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$8.83M 0.97%
112,762
-2,253
-2% -$170K
BUFR icon
22
FT Vest Fund of Buffer ETFs
BUFR
$10B
$8.82M 0.97%
263,820
+27,109
+11% +$884K
BX icon
23
Blackstone
BX
$104B
$8.62M 0.95%
50,461
-4,324
-8% -$741K
MSTR icon
24
Strategy Inc
MSTR
$33.5B
$7.87M 0.87%
24,422
+4,025
+20% +$1.49M
SPYG icon
25
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$7.48M 0.83%
71,562
+5,168
+8% +$515K
1
2 3 4 5

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Golden State Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Golden State Wealth Management held 1,702 positions worth $906M, up 10% from $822M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Golden State Wealth Management's Q3 2025 filing shows 134 new, 458 increased, 344 reduced and 41 closed positions. Its largest new stake was TIC Solutions Inc: 59,919 shares worth $798K. The largest sale was American Express Global Business Travel, an estimated $2.45M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2025 buy was TIC Solutions Inc: 59,919 shares worth $798K.
  • Golden State Wealth Management added most to American Century US Quality Growth ETF in Q3 2025, an estimated $12.6M increase.
  • Golden State Wealth Management's biggest Q3 2025 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $2.02M.
  • Golden State Wealth Management fully exited American Express Global Business Travel in Q3 2025, selling an estimated $2.45M.
  • Golden State Wealth Management's ten largest holdings make up 32% of its $906M portfolio in Q3 2025.
  • Golden State Wealth Management opened 134 new positions and closed 41 in Q3 2025.
  • Golden State Wealth Management's portfolio value rose 10% quarter-over-quarter to $906M.

Based on Golden State Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.