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GSWM

Golden State Wealth Management Portfolio holdings

AUM $915M
1-Year Est. Return 19.16%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+19.16%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$41.8M
Cap. Flow
-$50.9M
Cap. Flow %
-16.78%
Top 10 Hldgs %
44.6%
Holding
248
New
11
Increased
52
Reduced
122
Closed
49

Top Buys

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.94M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.21M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$813K
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$774K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$685K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$6.69M
2
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.57M
3
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$3.3M
4
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.37M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 8.37%
2 Consumer Discretionary 5.88%
3 Financials 4.9%
4 Communication Services 4.07%
5 Healthcare 2.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$29.9M 9.85%
262,590
-399
-0.2% -$46.2K
IVV icon
2
iShares Core S&P 500 ETF
IVV
$881B
$27.4M 9.03%
68,881
-673
-1% -$261K
AAPL icon
3
Apple
AAPL
$4.84T
$13.5M 4.46%
110,678
-52,098
-32% -$6.69M
FVD icon
4
First Trust Value Line Dividend Fund
FVD
$8.2B
$13.1M 4.31%
344,369
+33,555
+11% +$1.21M
SPAB icon
5
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.82B
$10.5M 3.48%
355,621
+64,447
+22% +$1.94M
AMZN icon
6
Amazon
AMZN
$2.69T
$9.04M 2.98%
58,440
-7,400
-11% -$1.17M
FTCS icon
7
First Trust Capital Strength ETF
FTCS
$7.8B
$8.52M 2.81%
120,341
+10,073
+9% +$685K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$8.44M 2.78%
21,283
-5,858
-22% -$2.26M
FTSM icon
9
First Trust Enhanced Short Maturity ETF
FTSM
$6.52B
$7.53M 2.48%
125,534
-11,271
-8% -$676K
VNLA icon
10
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$7.32M 2.41%
145,879
+7,459
+5% +$375K
FPX icon
11
First Trust US Equity Opportunities ETF
FPX
$1.52B
$6.82M 2.25%
57,242
+990
+2% +$124K
IWO icon
12
iShares Russell 2000 Growth ETF
IWO
$14.7B
$6.09M 2.01%
20,245
-1,445
-7% -$448K
QQQ icon
13
Invesco QQQ Trust
QQQ
$464B
$5.75M 1.9%
18,028
-724
-4% -$232K
GOOGL icon
14
Alphabet (Google) Class A
GOOGL
$4.3T
$5.41M 1.79%
52,500
-5,140
-9% -$507K
BX icon
15
Blackstone
BX
$151B
$4.68M 1.54%
62,787
-7,379
-11% -$509K
USMC icon
16
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.52B
$4.24M 1.4%
114,743
+22,514
+24% +$813K
MSFT icon
17
Microsoft
MSFT
$2.98T
$3.92M 1.29%
16,610
-7,390
-31% -$1.71M
SPMD icon
18
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.1B
$3.86M 1.27%
84,318
+14,603
+21% +$641K
IUSG icon
19
iShares Core S&P US Growth ETF
IUSG
$31.6B
$3.47M 1.14%
38,206
-664
-2% -$59.8K
TSLA icon
20
Tesla
TSLA
$1.39T
$3.09M 1.02%
13,872
-981
-7% -$246K
IJR icon
21
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.85M 0.94%
26,299
-609
-2% -$63.7K
DIA icon
22
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
$2.69M 0.89%
8,140
+2
+0% +$631
GAB icon
23
Gabelli Equity Trust
GAB
$1.74B
$2.65M 0.87%
397,310
+11,781
+3% +$75.2K
FV icon
24
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
$2.46M 0.81%
55,109
-5,000
-8% -$216K
IJH icon
25
iShares Core S&P Mid-Cap ETF
IJH
$122B
$2.4M 0.79%
46,025
-6,695
-13% -$334K
1
2 3 4 5

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Golden State Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Golden State Wealth Management held 248 positions worth $303M, down 12% from $345M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Golden State Wealth Management withdrew a net $50.9M in Q1 2021, closing 49 positions and reducing 122 holdings. Its most notable exit was VictoryShares US 500 Volatility Wtd ETF, an estimated $3.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Industrial Select Sector SPDR ETF worth $422K.

  • Golden State Wealth Management's largest Q1 2021 buy was State Street Industrial Select Sector SPDR ETF: 4,295 shares worth $422K.
  • Golden State Wealth Management added most to State Street SPDR Portfolio Aggregate Bond ETF in Q1 2021, an estimated $1.94M increase.
  • Golden State Wealth Management's biggest Q1 2021 reduction was Apple, cutting an estimated $6.69M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q1 2021, selling an estimated $3.57M.
  • Golden State Wealth Management's ten largest holdings make up 45% of its $303M portfolio in Q1 2021.
  • Golden State Wealth Management opened 11 new positions and closed 49 in Q1 2021.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q1 2021, filed 14 May 2021.