We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $915M
1-Year Est. Return 19.16%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+19.16%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$460M
AUM Growth
+$6.25M
Cap. Flow
+$9.52M
Cap. Flow %
2.07%
Top 10 Hldgs %
36.12%
Holding
335
New
28
Increased
137
Reduced
109
Closed
28

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.7M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.02M
3
ASML icon
ASML
ASML
+$892K
4
MANH icon
Manhattan Associates
MANH
+$882K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$870K

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.77M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.08M
3
BABA icon
Alibaba
BABA
+$873K
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$635K
5
CSCO icon
Cisco
CSCO
+$596K

Sector Composition

Rank Sector Weight
1 Technology 8.63%
2 Consumer Discretionary 6.54%
3 Financials 5.17%
4 Industrials 4.96%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$33.8M 7.35%
294,296
+7,506
+3% +$870K
IVV icon
2
iShares Core S&P 500 ETF
IVV
$879B
$30.1M 6.55%
69,887
+938
+1% +$416K
FVD icon
3
First Trust Value Line Dividend Fund
FVD
$8.2B
$18.7M 4.06%
476,802
+41,915
+10% +$1.7M
AAPL icon
4
Apple
AAPL
$4.8T
$16.9M 3.68%
119,485
-1,161
-1% -$171K
QQQ icon
5
Invesco QQQ Trust
QQQ
$463B
$13.6M 2.95%
37,948
+1,510
+4% +$556K
SPAB icon
6
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.83B
$13.4M 2.91%
448,364
+26,830
+6% +$809K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$10.6M 2.31%
24,732
+1,265
+5% +$558K
AMZN icon
8
Amazon
AMZN
$2.69T
$10.4M 2.27%
63,540
+700
+1% +$121K
FTCS icon
9
First Trust Capital Strength ETF
FTCS
$7.8B
$9.7M 2.11%
129,619
+8,284
+7% +$646K
MTUM icon
10
iShares MSCI USA Momentum Factor ETF
MTUM
$25.2B
$8.86M 1.93%
50,450
+729
+1% +$130K
BX icon
11
Blackstone
BX
$151B
$7.57M 1.65%
65,035
+538
+0.8% +$62.4K
QUAL icon
12
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$7.52M 1.64%
57,096
+1,135
+2% +$156K
FTSM icon
13
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$7.2M 1.56%
120,021
-810
-0.7% -$48.6K
VNLA icon
14
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$7.11M 1.55%
141,649
+2,409
+2% +$121K
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$4.3T
$7.03M 1.53%
52,560
-380
-0.7% -$51.7K
FPX icon
16
First Trust US Equity Opportunities ETF
FPX
$1.52B
$6.96M 1.51%
56,411
-982
-2% -$125K
IWO icon
17
iShares Russell 2000 Growth ETF
IWO
$14.6B
$6.92M 1.5%
23,571
-451
-2% -$135K
USMV icon
18
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$6.91M 1.5%
93,987
+3,134
+3% +$239K
MSFT icon
19
Microsoft
MSFT
$2.99T
$6.14M 1.33%
21,765
-176
-0.8% -$51.2K
USMC icon
20
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.52B
$5.66M 1.23%
140,444
+19,290
+16% +$793K
TSLA icon
21
Tesla
TSLA
$1.39T
$5.05M 1.1%
19,548
-618
-3% -$145K
CWB icon
22
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$4.21M 0.92%
49,364
+2,440
+5% +$210K
EFG icon
23
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$3.82M 0.83%
35,902
+638
+2% +$70.2K
LQD icon
24
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35B
$3.8M 0.83%
28,555
+1,549
+6% +$209K
IUSG icon
25
iShares Core S&P US Growth ETF
IUSG
$31.5B
$3.8M 0.83%
37,069
-640
-2% -$67.6K
1
2 3 4 5

Similar funds

PTC
Petrus Trust Company Dallas, Texas $915M AUM 2.95% 1-Year Est. Return
DWP
Destiny Wealth Partners Tavares, Florida $914M AUM 18.14% 1-Year Est. Return
SOCM
SR One Capital Management Wayne, Pennsylvania $915M AUM 209.71% 1-Year Est. Return
CWMK
Caliber Wealth Management (Kansas) Overland Park, Kansas $914M AUM 21.56% 1-Year Est. Return
SA
Scarborough Advisors Annapolis, Maryland $914M AUM 17.4% 1-Year Est. Return
BDF
Black Diamond Financial Towson, Maryland $916M AUM 15.95% 1-Year Est. Return
SI
Symmetry Investments St Helier, Jersey $913M AUM 30.59% 1-Year Est. Return
GIG
Goodnow Investment Group Darien, Connecticut $913M AUM 11.84% 1-Year Est. Return

Golden State Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Golden State Wealth Management held 335 positions worth $460M, up 1.4% from $454M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Golden State Wealth Management's Q3 2021 filing shows 28 new, 137 increased, 109 reduced and 28 closed positions. Its largest new stake was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M. The largest sale was KraneShares CSI China Internet ETF, an estimated $1.77M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Golden State Wealth Management's largest Q3 2021 buy was iShares MSCI Emerging Markets ex China ETF: 16,628 shares worth $1.01M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q3 2021, an estimated $1.7M increase.
  • Golden State Wealth Management's biggest Q3 2021 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $1.08M.
  • Golden State Wealth Management fully exited KraneShares CSI China Internet ETF in Q3 2021, selling an estimated $1.77M.
  • Golden State Wealth Management's ten largest holdings make up 36% of its $460M portfolio in Q3 2021.
  • Golden State Wealth Management opened 28 new positions and closed 28 in Q3 2021.
  • Golden State Wealth Management's portfolio value rose 1.4% quarter-over-quarter to $460M.

Based on Golden State Wealth Management's 13F filing for Q3 2021, filed 15 Nov 2021.