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GSWM

Golden State Wealth Management Portfolio holdings

AUM $915M
1-Year Est. Return 19.16%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+19.16%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$29.1M 9.24%
261,556
+6,359
+2% +$695K
IVV icon
2
iShares Core S&P 500 ETF
IVV
$879B
$12.6M 4.01%
42,891
+2,185
+5% +$633K
CFA icon
3
VictoryShares US 500 Volatility Wtd ETF
CFA
$532M
$9.72M 3.08%
185,302
+16,833
+10% +$862K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$8.84M 2.8%
30,155
-4,181
-12% -$1.2M
AAPL icon
5
Apple
AAPL
$4.8T
$7.73M 2.45%
156,236
-1,836
-1% -$89.5K
AMZN icon
6
Amazon
AMZN
$2.69T
$6.84M 2.17%
72,260
-600
-0.8% -$55.9K
FVD icon
7
First Trust Value Line Dividend Fund
FVD
$8.2B
$6.49M 2.06%
192,426
+67,334
+54% +$2.23M
VNLA icon
8
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$5.55M 1.76%
111,112
+20,179
+22% +$1M
QQQ icon
9
Invesco QQQ Trust
QQQ
$463B
$5.41M 1.71%
28,947
+5,969
+26% +$1.1M
FTSM icon
10
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$5.32M 1.69%
88,640
+30,560
+53% +$1.84M
RODM icon
11
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.57B
$4.5M 1.43%
159,963
+32,297
+25% +$910K
IWO icon
12
iShares Russell 2000 Growth ETF
IWO
$14.6B
$4.35M 1.38%
21,643
-194
-0.9% -$38.4K
FTCS icon
13
First Trust Capital Strength ETF
FTCS
$7.8B
$4.32M 1.37%
76,583
+9,854
+15% +$543K
MTUM icon
14
iShares MSCI USA Momentum Factor ETF
MTUM
$25.2B
$4.29M 1.36%
36,177
-3,131
-8% -$358K
DON icon
15
WisdomTree US MidCap Dividend Fund
DON
$4B
$4.08M 1.29%
112,731
+11,548
+11% +$415K
GOOGL icon
16
Alphabet (Google) Class A
GOOGL
$4.3T
$3.92M 1.24%
72,320
+4,240
+6% +$245K
IUSG icon
17
iShares Core S&P US Growth ETF
IUSG
$31.5B
$3.89M 1.23%
62,124
+5,356
+9% +$330K
FPX icon
18
First Trust US Equity Opportunities ETF
FPX
$1.52B
$3.88M 1.23%
49,853
+5,237
+12% +$398K
IJH icon
19
iShares Core S&P Mid-Cap ETF
IJH
$121B
$3.78M 1.2%
97,220
-3,405
-3% -$131K
ITOT icon
20
iShares Core S&P Total US Stock Market ETF
ITOT
$93.6B
$3.61M 1.15%
54,180
-7,723
-12% -$506K
BND icon
21
Vanguard Total Bond Market
BND
$158B
$3.08M 0.98%
37,067
+1,479
+4% +$120K
IJR icon
22
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.78M 0.88%
35,541
-2,058
-5% -$160K
BIL icon
23
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$2.75M 0.87%
29,999
+7,081
+31% +$648K
XLF icon
24
State Street Financial Select Sector SPDR ETF
XLF
$55.3B
$2.6M 0.83%
94,369
+5,670
+6% +$154K
IGHG icon
25
ProShares Investment Grade-Interest Rate Hedged
IGHG
$324M
$2.53M 0.8%
33,698
-4,652
-12% -$346K
1
2 3 4 5

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CWMK
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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.