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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$90.4M
Cap. Flow
-$127M
Cap. Flow %
-42.46%
Top 10 Hldgs %
43.18%
Holding
505
New
239
Increased
28
Reduced
149
Closed
80

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$20.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$20.2M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$75.1M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
AAPL icon
Apple
AAPL
+$6.61M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.07M
5
CIZN
Citizens Holding Co.
CIZN
+$4.48M

Sector Composition

Rank Sector Weight
1 Miscellaneous 69.16%
2 Technology 9.52%
3 Consumer Discretionary 5.56%
4 Financials 4.6%
5 Communication Services 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$30.8M 10.3%
261,013
+174,390
+201% +$20.7M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$875B
$22.4M 7.47%
66,522
+60,589
+1,021% +$20.2M
AAPL icon
3
Apple
AAPL
$4.67T
$17.3M 5.77%
149,130
-60,610
-29% -$6.61M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$13.9M 4.64%
41,438
-3,618
-8% -$1.2M
AMZN icon
5
Amazon
AMZN
$2.79T
$8.53M 2.85%
54,180
-17,480
-24% -$2.76M
FTSM icon
6
First Trust Enhanced Short Maturity ETF
FTSM
$6.55B
$8.11M 2.71%
+135,189
New +$8.12M
FVD icon
7
First Trust Value Line Dividend Fund
FVD
$8.16B
$7.49M 2.5%
+238,066
New +$7.55M
SPAB icon
8
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$10.2B
$7.04M 2.35%
228,334
-32,629
-13% -$1.01M
FTCS icon
9
First Trust Capital Strength ETF
FTCS
$7.85B
$6.86M 2.29%
+108,487
New +$6.78M
VNLA icon
10
Janus Henderson Short Duration Income ETF
VNLA
$3.44B
$6.86M 2.29%
136,039
+32,291
+31% +$1.63M
FPX icon
11
First Trust US Equity Opportunities ETF
FPX
$1.5B
$5.48M 1.83%
+56,680
New +$5.17M
QQQ icon
12
Invesco QQQ Trust
QQQ
$490B
$5.17M 1.73%
18,627
-579
-3% -$157K
IWO icon
13
iShares Russell 2000 Growth ETF
IWO
$14.7B
$4.89M 1.63%
+22,061
New +$4.83M
GOOGL icon
14
Alphabet (Google) Class A
GOOGL
$4.14T
$4.09M 1.37%
55,820
-23,840
-30% -$1.82M
IJH icon
15
iShares Core S&P Mid-Cap ETF
IJH
$126B
$3.94M 1.32%
106,165
-2,009,440
-95% -$75.1M
MSFT icon
16
Microsoft
MSFT
$3.71T
$3.83M 1.28%
18,230
-11,642
-39% -$2.45M
HTRB icon
17
Hartford Total Return Bond ETF
HTRB
$2.18B
$3.69M 1.23%
89,279
-63,964
-42% -$2.7M
CFA icon
18
VictoryShares US 500 Volatility Wtd ETF
CFA
$539M
$3.46M 1.16%
63,749
-60,829
-49% -$3.26M
BX icon
19
Blackstone
BX
$102B
$3.31M 1.1%
63,323
-2,895
-4% -$155K
IUSG icon
20
iShares Core S&P US Growth ETF
IUSG
$33.5B
$3.25M 1.09%
40,637
-20,882
-34% -$1.64M
IJR icon
21
iShares Core S&P Small-Cap ETF
IJR
$110B
$2.9M 0.97%
41,349
+19,775
+92% +$1.42M
USMC icon
22
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$5.13B
$2.73M 0.91%
82,817
+1,716
+2% +$55.3K
AGGY icon
23
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$906M
$2.72M 0.91%
50,569
-39,466
-44% -$2.14M
DIA icon
24
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
$2.34M 0.78%
8,417
+420
+5% +$115K
LMT icon
25
Lockheed Martin
LMT
$121B
$2.22M 0.74%
5,796
-276
-5% -$105K
1
2 3 4 5

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JVBC
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VC
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MIM
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GA
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BMM
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SR
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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 505 positions worth $299M, down 23% from $390M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $127M in Q3 2020, closing 80 positions and reducing 149 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 69% of assets, up from 67% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $8.11M.

  • Golden State Wealth Management's largest Q3 2020 buy was First Trust Enhanced Short Maturity ETF: 135,189 shares worth $8.11M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $20.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $75.1M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 239 new positions and closed 80 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 23% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.